UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Options | Â (3) | 03/26/2014 | Common Stock | 36,300 | $ 75.95 | D | Â |
Employee Stock Options | Â (4) | 03/27/2013 | Common Stock | 20,175 | $ 51.81 | D | Â |
Employee Stock Options | Â (5) | 02/23/2020 | Common Stock | 4,250 | $ 46.2 | D | Â |
Employee Stock Options | Â (6) | 03/02/2020 | Common Stock | 35,715 | $ 50.04 | D | Â |
Employee Stock Options | Â (7) | 02/25/2019 | Common Stock | 1,250 | $ 49.56 | D | Â |
Employee Stock Options | Â (8) | 02/02/2019 | Common Stock | 8,572 | $ 44.43 | D | Â |
Employee Stock Options | Â (9) | 01/30/2017 | Common Stock | 6,400 | $ 66.3 | D | Â |
Employee Stock Options | Â (9) | 02/01/2017 | Common Stock | 6,000 | $ 66.5 | D | Â |
Employee Stock Options | Â (9) | 01/10/2016 | Common Stock | 5,850 | $ 66.25 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Worthington John M N56 W17000 RIDGEWOOD DRIVE MENOMONEE FALLS, WI 53051 |
 |  |  Sr. Executive Vice President |  |
Richard D. Schepp (pursuant to Power of Attorney filed herewith) | 09/14/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Unvested restricted stock. |
(2) | As of last statement date of August 31, 2007. |
(3) | Vesting to occur in four equal installments on each of the first through fourth anniversaries of the March 26, 2007 grant date. |
(4) | Vesting to occur in three equal installments on each of the second, third and fourth anniversaries of the March 27, 2006 grant date. |
(5) | Vesting to occur in two equal installments on each of the third and fourth anniversaries of the February 23, 2005 grant date. |
(6) | Vesting to occur in five equal installments on each of the third through seventh anniversaries of the March 2, 2005 grant date. |
(7) | Vesting to occur on February 25, 2008. |
(8) | Vesting to occur in four equal installments on each of the fourth through seven anniversaries of the February 2, 2004 grant date. |
(9) | Fully vested and exercisable. |