1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Unit
|
Â
(2)
|
Â
(2)
|
Common Stock
|
14,172
|
$
(1)
|
D
|
Â
|
Restricted Stock Unit
|
Â
(3)
|
Â
(3)
|
Common Stock
|
29,999
|
$
(1)
|
D
|
Â
|
Restricted Stock Unit
|
Â
(4)
|
Â
(4)
|
Common Stock
|
13,859
|
$
(1)
|
D
|
Â
|
Stock Options (Right to Buy)
|
01/02/2010 |
01/01/2019 |
Common Stock
|
50
|
$
10.05
|
I
|
Held by Spouse
(5)
|
Stock Options (Right to Buy)
|
01/03/2012(6)
|
01/02/2021 |
Common Stock
|
100
|
$
19.19
|
I
|
Held by Spouse
(5)
|
Stock Options (Right to Buy)
|
01/03/2015(7)
|
01/02/2022 |
Common Stock
|
50
|
$
13.04
|
I
|
Held by Spouse
(5)
|
Stock Options (Right to Buy)
|
01/04/2011(8)
|
01/03/2020 |
Common Stock
|
125
|
$
19.56
|
I
|
Held by Spouse
(5)
|
Stock Options (Right to Buy)
|
12/02/2010(9)
|
12/01/2019 |
Common Stock
|
125
|
$
17.82
|
I
|
Held by Spouse
(5)
|
Stock Options (Right to Buy)
|
12/03/2009 |
12/02/2018 |
Common Stock
|
50
|
$
8.67
|
I
|
Held by Spouse
(5)
|
Stock Options (Right to Buy)
|
02/01/2011(10)
|
01/31/2020 |
Common Stock
|
125
|
$
18.16
|
I
|
Held by Spouse
(5)
|
Stock Options (Right to Buy)
|
02/01/2012(11)
|
01/31/2021 |
Common Stock
|
100
|
$
22.69
|
I
|
Held by Spouse
(5)
|
Stock Options (Right to Buy)
|
02/01/2015(7)
|
01/31/2022 |
Common Stock
|
50
|
$
12.9
|
I
|
Held by Spouse
(5)
|
Stock Options (Right to Buy)
|
02/02/2010 |
02/01/2019 |
Common Stock
|
50
|
$
10.25
|
I
|
Held by Spouse
(5)
|
Stock Options (Right to Buy)
|
03/01/2012(12)
|
02/28/2021 |
Common Stock
|
100
|
$
22.03
|
I
|
Held by Spouse
(5)
|
Stock Options (Right to Buy)
|
03/01/2015(7)
|
02/28/2022 |
Common Stock
|
50
|
$
12.97
|
I
|
Held by Spouse
(5)
|
Stock Options (Right to Buy)
|
04/24/2009 |
04/23/2018 |
Common Stock
|
500
|
$
25.44
|
I
|
Held by Spouse
(5)
|
Stock Options (Right to Buy)
|
04/26/2008 |
04/25/2017 |
Common Stock
|
500
|
$
24.91
|
I
|
Held by Spouse
(5)
|
Stock Options (Right to Buy)
|
04/27/2007 |
04/26/2016 |
Common Stock
|
250
|
$
28.2
|
I
|
Held by Spouse
(5)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. |
(2) |
The Restricted Stock Units vest 100% on February 14, 2014. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 14, 2014. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 14, 2014. |
(3) |
The Restricted Stock Units vest 100% on February 16, 2015. Vested shares will be delivered to the reporting person within sixty (60) days after February 16, 2015. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 16, 2015. |
(4) |
The Restricted Stock Units vest 100% on February 15, 2013. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 15, 2013. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 15, 2013. |
(5) |
The reporting person disclaims beneficial ownership of all securities held by spouse. |
(6) |
The options vest in three equal annual installments beginning on January 3, 2012. |
(7) |
The options will vest 100% at the end of three years from grant date. |
(8) |
The options vest in three equal annual installments beginning on January 4, 2011. |
(9) |
The options vest in three equal annual installments beginning on December 2, 2010. |
(10) |
The options vest in three equal installments beginning on February 1, 2011. |
(11) |
The options vest in three equal annual installments beginning on February 1, 2012. |
(12) |
The options vest in three equal annual installments beginning on March 1, 2012. |