e8vk
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 16, 2005 (August 16, 2005)
Service Corporation International
(Exact name of registrant as specified in its charter)
|
|
|
|
|
Texas
(State or other jurisdiction
of incorporation)
|
|
1-6402-1
(Commission
File Number)
|
|
74-1488375
(I.R.S. Employer
Identification No.) |
|
|
|
1929 Allen Parkway Houston, Texas
(Address of principal executive offices)
|
|
77019
(Zip Code) |
Registrants telephone number, including area code (713) 522-5141
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13a-4(c))
Item 5.04 Temporary Suspension of Trading Under Registrants Employee Benefit Plans
In light of the failure to file timely the Form 10-Q for the quarter ended June 30, 2005 (the Form
10-Q), pursuant to Regulation BTR, the Company sent notices to its directors and executive
officers notifying them that in connection with these events there would be a blackout period under
the Companys 401(k) Retirement Savings Plan and Employee Stock Purchase Plan (collectively, the
Plans). The Company is advising participants in the Plans of the blackout period. The blackout
period is necessary because the Registration Statements on Form S-8 that register shares of the
Companys common stock that are acquired in connection with the Plans will not be available for use
until the Form 10-Q is filed with the Securities and Exchange Commission (the SEC).
During the blackout period, the Companys participants in the Plans will not be permitted to
purchase the Companys common stock normally offered pursuant to the Plans. The Company determined
that it was unable to give advance notice of the blackout period to the directors and executive
officers due to events that were unforeseeable to the Company.
The blackout period for participants in the Plans under Regulation BTR begins on August 16, 2005
and will end at 4:00 P.M. EDT on the day that the Companys Form 10-Q is filed. It is not
currently known specifically when the Form 10-Q will be filed.
A copy of the notice is attached as Exhibit 99.1 to this Current Report on Form 8-K and is
incorporated herein by reference.
Item 9.01 Financial Statements, Pro forma Financial Information and Exhibits
(c) Exhibits
99.1 Notice sent to directors and officers pursuant to Regulation BTR
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
|
|
|
Dated: August 16, 2005 |
SERVICE CORPORATION INTERNATIONAL
|
|
|
By: |
/s/ Eric D. Tanzberger
|
|
|
|
Name: |
Eric D. Tanzberger |
|
|
|
Title: |
Vice President and Corporate Controller |
|
EXHIBIT INDEX
Exhibits
99.1 Notice sent to directors and officers pursuant to Regulation BTR