UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark one) [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2001 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . COMMISSION FILE NUMBER 0-20766 HCC INSURANCE HOLDINGS 401(k) PLAN HCC INSURANCE HOLDINGS, INC. (Name of Issuer of the securities held pursuant to the Plan) 13403 NORTHWEST FREEWAY HOUSTON, TEXAS 77040 (Address of principal executive office) (713) 690-7300 (Registrant's telephone number, including area code) ---------------------------- REQUIRED INFORMATION 1. Audited Statement of Net Assets Available for Benefits (with Fund Information) as of December 31, 2001 and 2000. Incorporated by reference to the HCC Insurance Holdings 401(k) Plan Financial Statements and Supplemental Schedules attached hereto as Exhibit 99.1. 2. Notes to Financial Statements (with Fund Information). Incorporated by reference to the HCC Insurance Holdings 401(k) Plan Financial Statements and Supplemental Schedules attached hereto as Exhibit 99.1. 3. Schedule I - Schedule of Assets Held for Investment purposes (with Fund Information) as of December 31, 2001. Incorporated by reference to the HCC Insurance Holdings 401(k) Plan Financial Statements and Supplemental Schedules attached hereto as Exhibit 99.1. 4. Schedule II - Schedule of Nonexempt Transactions for year ended December 31, 2001. Incorporated by reference to the HCC Insurance Holdings 401(k) Plan Financial Statements and Supplemental Schedules attached hereto as Exhibit 99.1. EXHIBITS Exhibit Description ------- ----------- 23.1 Consent of PricewaterhouseCoopers LLP 99.1 HCC Insurance Holdings 401(k) Plan Financial Statements and Supplemental Schedules SIGNATURES THE PLAN Pursuant to the requirements of the Securities Exchange Act of 1934, the administrator of the HCC Insurance Holdings 401(k) Plan has duly caused this annual report to be signed on its behalf by the undersigned thereunto duly authorized, in the City of Houston, State of Texas, on the 26th day of June, 2002. HCC INSURANCE HOLDINGS 401(k) PLAN By: HCC Insurance Holdings, Inc., Administrator By: /s/ Christopher L. Martin ------------------------------------ Name: Christopher L. Martin ----------------------------------- Title: Executive Vice President ---------------------------------- EXHIBIT INDEX EXHIBIT NUMBER DESCRIPTION ------- ----------- 23.1 Consent of PricewaterhouseCoopers LLP 99.1 HCC Insurance Holdings 401(k) Plan Financial Statements and Supplemental Schedules