UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): January 19, 2010
(Exact name of registrant as specified in its charter)
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| Delaware
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1-14947
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95-4719745 |
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(State or other jurisdiction of
incorporation)
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(Commission File Number)
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(IRS Employer Identification
No.) |
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| 520 Madison Ave., 12th Floor, New York, New York
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10022 |
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| (Address of principal executive offices)
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(Zip Code) |
Registrant’s telephone number, including area code: 212-284-2550
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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| Item 5.02. |
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Departure of Directors or Certain Officers; Election of Directors; Appointment of
Certain Officers; Compensatory Arrangements of Certain Officers |
The Compensation Committee of the Board of Directors approved the 2010, 2011 and 2012 executive
compensation program for Richard B. Handler, our Chairman and CEO, and Brian P. Friedman, our
Chairman, Executive Committee, on January 19, 2010. A summary of the approved compensation program
is attached as Exhibit 10 and incorporated herein by reference
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| Item 9.01. |
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Financial Statements and Exhibits |
The following exhibit is furnished with this report:
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Exhibit |
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10
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Summary of 2010, 2011 and 2012 executive compensation program
for Messrs Handler and Friedman. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Jefferies Group, Inc.
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| Date: January 20, 2010 |
/s/ Roland T. Kelly
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Roland T. Kelly |
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Assistant Secretary |
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INDEX TO EXHIBITS
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| Exhibit No. |
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Description |
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10
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Summary of 2010, 2011 and 2012 executive compensation program for Messrs Handler and
Friedman. |