CUSIP
No. 98973P101
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SCHEDULE
13G
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Page 2
of 7 Pages
|
1
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NAME OF REPORTING
PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Merlin
BioMed Private Equity Advisors, LLC (IRS No.
13-4178606)
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|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
x
(b)
o
|
|
||
3
|
SEC
USE ONLY
|
|||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
limited liability company
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|||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
0
|
||
6
|
SHARED
VOTING POWER
2,419,500
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|||
7
|
SOLE
DISPOSITIVE POWER
0
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|||
8
|
SHARED
DISPOSITIVE POWER
2,419,500
|
|||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,419,500
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|||
10
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See
Instructions)
|
o | ||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.8%
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|||
12
|
TYPE
OF REPORTING PERSON (See Instructions)
OO
|
CUSIP
No. 98973P101
|
SCHEDULE
13G
|
Page 3
of 7 Pages
|
1
|
NAME OF REPORTING
PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Dominique
Sémon
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
x
(b)
o
|
|
||
3
|
SEC
USE ONLY
|
|||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Switzerland
|
|||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
0
|
||
6
|
SHARED
VOTING POWER
2,419,500
|
|||
7
|
SOLE
DISPOSITIVE POWER
0
|
|||
8
|
SHARED
DISPOSITIVE POWER
2,419,500
|
|||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,419,500
|
|||
10
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See
Instructions)
|
o | ||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.8%
|
|||
12
|
TYPE
OF REPORTING PERSON (See Instructions)
OO
|
Item 1. |
(a)
Name of Issuer:
|
Ziopharm Oncology, Inc. | |
(b) Address of Issuer’s Principal Executive Offices: | |
PO Box 5350 | |
Princeton, New Jersey 08543-5350 |
Item 2. |
(a)
Name of Person Filing:
|
Merlin BioMed Private Equity Advisors, LLC | |
Dominique Sémon | |
(b) Address of Principal Business Office or, if none, Residence: | |
230 Park Avenue, Suite 928 | |
New
York, New York 10169
|
|
(c) Citizenship: | |
Merlin
BioMed Private Equity Advisors, LLC is a Delaware Limited Liability
Company.
|
|
Dominique Sémon is a citizen of Switzerland. | |
(d) Title of Class of Securities: | |
Common Stock | |
(e) CUSIP Number: | |
98973P101
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|
Item 3. |
If
this statement is being filed pursuant to Rule 13d-1(b) or
(c),
|
or 13d-2(b), check whether the person filing is: | |
(a) o | Broker or dealer registered under Section 15 of the Act |
(b) o | Bank as defined in section 3(a)(6) of the Act |
(c) o
|
Insurance company as defined in section 3(a)(19) of theAct |
|
|
(d) o
|
Investment company registered under section 8 of the |
Investment Company Act of 1940 | |
(e) o
|
An investment
adviser in accordance with Rule
|
13d-1(b)(1)(ii)(E) | |
(f) o
|
An employee benefit plan or endowment fund in accordance |
with Rule 13d-1(b)(1)(ii)(F) | |
(g) o
|
A parent holding company or control person in accordance |
with Rule 13d-1(b)(ii)(G) | |
(h) o
|
A savings association as defined in Section 3(b) of
the
|
Federal Deposit Insurance Act |
(i) o
|
A
church plan that is excluded from the definition of an
|
investment company under Section 3(c)(14) of the | |
Investment Company Act of 1940 | |
(j) o
|
Group, in accordance with 13d-1(b)(1)(ii)(J) |
Item 4. | Ownership: | ||
(a)
|
Amount Beneficially Owned: | 2,419,500* | |
(b)
|
Percent of Class: | 5.8% | |
(c) | Number of Shares as to which such person has: | ||
(i) Sole power to vote or direct the vote: | 0 | ||
(ii) Shared power to vote or direct the vote: | 2,419,500* | ||
(iii) Sole power to dispose or direct the disposition of: | 0 | ||
(iv) Shared power to dispose or direct the disposition of: | 2,419,500* | ||
*See Attachment A |
Item
5.
|
Ownership
of Five Percent or Less of a Class:
|
Item 6. | Ownership of More than Five Percent on Behalf of Another Person: |
Item 7. | Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company |
N/A |
Item 8. | Identification and Classification of Members of the Group |
See Attachment B |
Item 9. | Notice of Dissolution of Group |
N/A |
Item 10. | Certification |
Merlin BioMed Private Equity Advisors, LLC | |||
By: | Dominique Sémon, as Managing Member | ||
|
|
/s/ Dominique Sémon | |
Dominique Sémon | |||
/s/ Dominique Sémon | |||
Dominique
Sémon
|
Merlin BioMed Private Equity Advisors, LLC | |||
By: | Dominique Sémon, as Managing Member | ||
|
|
/s/ Dominique Sémon | |
Dominique Sémon | |||
/s/ Dominique Sémon | |||
Dominique
Sémon
|