UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Amendment No. 3
Under the Securities Exchange Act of 1934
Pogo Producing Company
----------------------
(Name of Issuer)
Common Stock, par value $1.00 per share
(Title of Class of Securities)
730448107
---------
(CUSIP Number)
Mark Rosenbaum
Goelet, LLC
425 Park Avenue
28th Floor
New York, New York 10022
Telephone: (212) 588-9555
---------------------------------------------------------
(Name, Address and Telephone Number of Persons Authorized
to Receive Notices and Communications)
Copy to:
Peter J. Rooney, Esq.
Shearman & Sterling
599 Lexington Avenue
New York, New York 10022
Telephone: (212) 848-4000
February 5, 2002 to March 6, 2002
-------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box {_}.
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 2 of 62
CUSIP No. 730448107
----- -------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated August 26, 1930 f/b/o
Beatrice G. Manice
----- -------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
----- -------------------------------------------------------------------------
3. SEC Use Only
----- -------------------------------------------------------------------------
4.
Source of Funds (See Instructions)
N/A
----- -------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
----- -------------------------------------------------------------------------
6.
Citizenship or Place of Organization
State of New York
----- -------------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 697,047
Each Reporting Person
with
------------------------------------------
8. Shared Voting Power
0
------------------------------------------
9. Sole Dispositive Power
0
------------------------------------------
10. Shared Dispositive Power
5,154,948
----- -------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
----- -------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
----- -------------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
----- -------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
----- -------------------------------------------------------------------------
Page 3 of 62
CUSIP No. 730448107
------ ------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated July 27, 1935 f/b/o
Beatrice G. Manice
------ ------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
------ ------------------------------------------------------------------------
3. SEC Use Only
------ ------------------------------------------------------------------------
4.
Source of Funds (See Instructions)
N/A
------ ------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
------ ------------------------------------------------------------------------
6.
Citizenship or Place of Organization
State of Rhode Island
------ ------------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 224,051
Each Reporting Person
with
-----------------------------------------
8. Shared Voting Power
0
-----------------------------------------
9. Sole Dispositive Power
0
-----------------------------------------
10. Shared Dispositive Power
5,154,948
------ ------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
------ ------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
------ ------------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
------ ------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
------ ------------------------------------------------------------------------
Page 4 of 62
CUSIP No. 730448107
------ ------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under the Will of Robert Walton Goelet for the
benefit of Beatrice G. Manice
------ ------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
------ ------------------------------------------------------------------------
3. SEC Use Only
------ ------------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
------ ------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
------ ------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
------ ------------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 149,367
Each Reporting Person
with
-----------------------------------------
8. Shared Voting Power
0
-----------------------------------------
9. Sole Dispositive Power
0
-----------------------------------------
10. Shared Dispositive Power
5,154,948
------ ------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
------ ------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
------ ------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
9.6%
------ ------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
------ ------------------------------------------------------------------------
Page 5 of 62
CUSIP No. 730448107
------ ------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated August 26, 1930 f/b/o
Robert G. Goelet
------ ------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
------ ------------------------------------------------------------------------
3. SEC Use Only
------ ------------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
------ ------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
------ ------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
------ ------------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 1,005,270
Each Reporting Person
with
-----------------------------------------
8. Shared Voting Power
0
-----------------------------------------
9. Sole Dispositive Power
0
-----------------------------------------
10. Shared Dispositive Power
5,154,948
------ ------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
------ ------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
------ ------------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
------ ------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
------ ------------------------------------------------------------------------
Page 6 of 62
CUSIP No. 730448107
------- -----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated July 27, 1935 f/b/o
Robert G. Goelet
------- -----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
------- -----------------------------------------------------------------------
3. SEC Use Only
------- -----------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
------- -----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
------- -----------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
------- -----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 323,123
Each Reporting Person
with
----------------------------------------
8. Shared Voting Power
0
----------------------------------------
9. Sole Dispositive Power
0
----------------------------------------
10. Shared Dispositive Power
5,154,948
------- -----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
------- -----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
------- -----------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
------- -----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
------- -----------------------------------------------------------------------
Page 7 of 62
CUSIP No. 730448107
------- -----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under the Will of Robert Walton Goelet f/b/o
Robert G. Goelet
------- -----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
------- -----------------------------------------------------------------------
3. SEC Use Only
------- -----------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
------- -----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
------- -----------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
------- -----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 323,122
Each Reporting Person
with
----------------------------------------
8. Shared Voting Power
0
----------------------------------------
9. Sole Dispositive Power
0
----------------------------------------
10. Shared Dispositive Power
5,154,948
------- -----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
------- -----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
------- -----------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
------- -----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
00
------- -----------------------------------------------------------------------
Page 8 of 62
CUSIP No. 730448107
------- -----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated July 27, 1935 f/b/o
Francis Goelet
------- -----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
------- -----------------------------------------------------------------------
3. SEC Use Only
------- -----------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
------- -----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
------- -----------------------------------------------------------------------
6.
Citizenship or Place of Organization
State of Rhode Island
------- -----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 224,051
Each Reporting Person
with
----------------------------------------
8. Shared Voting Power
0
----------------------------------------
9. Sole Dispositive Power
0
----------------------------------------
10. Shared Dispositive Power
5,154,948
------- -----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
------- -----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
------- -----------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
------- -----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
------- -----------------------------------------------------------------------
Page 9 of 62
CUSIP No. 730448107
------- -----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated December 18, 1931 f/b/o
John Goelet
------- -----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
------- -----------------------------------------------------------------------
3. SEC Use Only
------- -----------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
------- -----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
------- -----------------------------------------------------------------------
6.
Citizenship or Place of Organization
State of New York
------- -----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 388,738
Each Reporting Person
with
----------------------------------------
8. Shared Voting Power
0
----------------------------------------
9. Sole Dispositive Power
0
----------------------------------------
10. Shared Dispositive Power
5,154,948
------- -----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
------- -----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
------- -----------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
------- -----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
------- -----------------------------------------------------------------------
Page 10 of 62
CUSIP No. 730448107
------- -----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated December 17, 1976 f/b/o
grandchildren of John Goelet
------- -----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
------- -----------------------------------------------------------------------
3. SEC Use Only
------- -----------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
------- -----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
------- -----------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
------- -----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 67,237
Each Reporting Person
with
----------------------------------------
8. Shared Voting Power
0
----------------------------------------
9. Sole Dispositive Power
0
----------------------------------------
10. Shared Dispositive Power
5,154,948
------- -----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
------- -----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
------- -----------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
------- -----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
------- -----------------------------------------------------------------------
Page 11 of 62
CUSIP No. 730448107
------- -----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated July 27, 1935 f/b/o
John Goelet
------- -----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
------- -----------------------------------------------------------------------
3. SEC Use Only
------- -----------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
------- -----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
------- -----------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
------- -----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 166,602
Each Reporting Person
with
----------------------------------------
8. Shared Voting Power
0
----------------------------------------
9. Sole Dispositive Power
0
----------------------------------------
10. Shared Dispositive Power
5,154,948
------- -----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
------- -----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
------- -----------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
9.6%
------- -----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
------- -----------------------------------------------------------------------
Page 12 of 62
CUSIP No. 730448107
------- -----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under the Will of Robert Walton Goelet f/b/o
John Goelet
------- -----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
------- -----------------------------------------------------------------------
3. SEC Use Only
------- -----------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
------- -----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
------- -----------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
------- -----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 178,835
Each Reporting Person
with
----------------------------------------
8. Shared Voting Power
0
----------------------------------------
9. Sole Dispositive Power
0
----------------------------------------
10. Shared Dispositive Power
5,154,948
------- -----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
------- -----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
------- -----------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
------- -----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
------- -----------------------------------------------------------------------
Page 13 of 62
CUSIP No. 730448107
------- -----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
RGG Limited Partnership
------- -----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
------- -----------------------------------------------------------------------
3. SEC Use Only
------- -----------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
------- -----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
------- -----------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
------- -----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 439,491
Each Reporting Person
with
----------------------------------------
8. Shared Voting Power
0
----------------------------------------
9. Sole Dispositive Power
0
----------------------------------------
10. Shared Dispositive Power
5,154,948
------- -----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
------- -----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
------- -----------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
------- -----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
PN
------- -----------------------------------------------------------------------
Page 14 of 62
CUSIP No. 730448107
-------- ----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
John H. Manice
-------- ----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
-------- ----------------------------------------------------------------------
3. SEC Use Only
-------- ----------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
-------- ----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
-------- ----------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
-------- ----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 24,482
Each Reporting Person
with
---------------------------------------
8. Shared Voting Power
0
---------------------------------------
9. Sole Dispositive Power
0
---------------------------------------
10. Shared Dispositive Power
5,154,948
-------- ----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
-------- ----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
-------- ----------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
-------- ----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
-------- ----------------------------------------------------------------------
Page 15 of 62
CUSIP No. 730448107
-------- ----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated September 4, 1980 f/b/o
Anne de La Haye Jousselin
-------- ----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
-------- ----------------------------------------------------------------------
3. SEC Use Only
-------- ----------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
-------- ----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
-------- ----------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
-------- ----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 46,774
Each Reporting Person
with
---------------------------------------
8. Shared Voting Power
0
---------------------------------------
9. Sole Dispositive Power
0
---------------------------------------
10. Shared Dispositive Power
5,154,948
-------- ----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
-------- ----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
-------- ----------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
-------- ----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
-------- ----------------------------------------------------------------------
Page 16 of 62
CUSIP No. 730448107
-------- ----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Robert G. Manice
-------- ----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
-------- ----------------------------------------------------------------------
3. SEC Use Only
-------- ----------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
-------- ----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
-------- ----------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
-------- ----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 8,697
Each Reporting Person
with
---------------------------------------
8. Shared Voting Power
0
---------------------------------------
9. Sole Dispositive Power
0
---------------------------------------
10. Shared Dispositive Power
5,154,948
-------- ----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
-------- ----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
-------- ----------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
-------- ----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
-------- ----------------------------------------------------------------------
Page 17 of 62
CUSIP No. 730448107
-------- ----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Robert G. Manice, as custodian for Henry W. Manice under the New York
Uniform Transfers to Minors Act
-------- ----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
-------- ----------------------------------------------------------------------
3. SEC Use Only
-------- ----------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
-------- ----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
-------- ----------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
-------- ----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 863
Each Reporting Person
with
---------------------------------------
8. Shared Voting Power
0
---------------------------------------
9. Sole Dispositive Power
0
---------------------------------------
10. Shared Dispositive Power
5,154,948
-------- ----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
-------- ----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
-------- ----------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
9.6%
-------- ----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
-------- ----------------------------------------------------------------------
Page 18 of 62
CUSIP No. 730448107
-------- ----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Robert G. Manice, as custodian for Emily P. Manice under the New York
Uniform Transfers to Minors Act
-------- ----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
-------- ----------------------------------------------------------------------
3. SEC Use Only
-------- ----------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
-------- ----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
-------- ----------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
-------- ----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 863
Each Reporting Person
with
---------------------------------------
8. Shared Voting Power
0
---------------------------------------
9. Sole Dispositive Power
0
---------------------------------------
10. Shared Dispositive Power
5,154,948
-------- ----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
-------- ----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
-------- ----------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
9.6%
-------- ----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
-------- ----------------------------------------------------------------------
Page 19 of 62
CUSIP No. 730448107
-------- ----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Robert G. Manice, as custodian for Harriet W. Manice under the New York
Uniform Transfers to Minors Act
-------- ----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
-------- ----------------------------------------------------------------------
3. SEC Use Only
-------- ----------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
-------- ----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
-------- ----------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
-------- ----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 863
Each Reporting Person
with
---------------------------------------
8. Shared Voting Power
0
---------------------------------------
9. Sole Dispositive Power
0
---------------------------------------
10. Shared Dispositive Power
5,154,948
-------- ----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
-------- ----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
-------- ----------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
9.6%
-------- ----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
-------- ----------------------------------------------------------------------
Page 20 of 62
CUSIP No. 730448107
-------- ----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Amelia M. Berkowitz
-------- ----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
-------- ----------------------------------------------------------------------
3. SEC Use Only
-------- ----------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
-------- ----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
-------- ----------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
-------- ----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 22,060
Each Reporting Person
with
---------------------------------------
8. Shared Voting Power
0
---------------------------------------
9. Sole Dispositive Power
0
---------------------------------------
10. Shared Dispositive Power
5,154,948
-------- ----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
-------- ----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
-------- ----------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
-------- ----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
-------- ----------------------------------------------------------------------
Page 21 of 62
CUSIP No. 730448107
-------- ----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Pamela Manice
-------- ----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
-------- ----------------------------------------------------------------------
3. SEC Use Only
-------- ----------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
-------- ----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
-------- ----------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
-------- ----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 24,299
Each Reporting Person
with
---------------------------------------
8. Shared Voting Power
0
---------------------------------------
9. Sole Dispositive Power
0
---------------------------------------
10. Shared Dispositive Power
5,154,948
-------- ----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
-------- ----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
-------- ----------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
-------- ----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
-------- ----------------------------------------------------------------------
Page 22 of 62
CUSIP No. 730448107
-------- ----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Robert G. Goelet
-------- ----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
-------- ----------------------------------------------------------------------
3. SEC Use Only
-------- ----------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
-------- ----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
-------- ----------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
-------- ----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 439,491
Each Reporting Person
with
---------------------------------------
8. Shared Voting Power
0
---------------------------------------
9. Sole Dispositive Power
0
---------------------------------------
10. Shared Dispositive Power
5,154,948
-------- ----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
-------- ----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
-------- ----------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
9.6%
-------- ----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
-------- ----------------------------------------------------------------------
Page 23 of 62
CUSIP No. 730448107
-------- ----------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Philip Goelet
-------- ----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
-------- ----------------------------------------------------------------------
3. SEC Use Only
-------- ----------------------------------------------------------------------
4.
Source of Funds (See Instructions)
N/A
-------- ----------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
-------- ----------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
-------- ----------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 42,298
Each Reporting Person
with
---------------------------------------
8. Shared Voting Power
0
---------------------------------------
9. Sole Dispositive Power
0
---------------------------------------
10. Shared Dispositive Power
5,154,948
-------- ----------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
-------- ----------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
-------- ----------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
9.6%
-------- ----------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
-------- ----------------------------------------------------------------------
Page 24 of 62
CUSIP No. 730448107
--------- ---------------------------------------------------------------------
1.
Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Christopher Goelet
--------- ---------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
--------- ---------------------------------------------------------------------
3. SEC Use Only
--------- ---------------------------------------------------------------------
4.
Source of Funds (See Instructions)
N/A
--------- ---------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
--------- ---------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------- ---------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 41,155
Each Reporting Person
with
--------------------------------------
8. Shared Voting Power
0
--------------------------------------
9. Sole Dispositive Power
0
--------------------------------------
10. Shared Dispositive Power
5,154,948
--------- ---------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
--------- ---------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
--------- ---------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
9.6%
--------- ---------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------- ---------------------------------------------------------------------
Page 25 of 62
CUSIP No. 730448107
--------- ---------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Gilbert Kerlin
--------- ---------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
--------- ---------------------------------------------------------------------
3. SEC Use Only
--------- ---------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
--------- ---------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
--------- ---------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------- ---------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 747,546
Each Reporting Person
with
--------------------------------------
8. Shared Voting Power
0
--------------------------------------
9. Sole Dispositive Power
0
--------------------------------------
10. Shared Dispositive Power
5,154,948
--------- ---------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
--------- ---------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
--------- ---------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
9.6%
--------- ---------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------- ---------------------------------------------------------------------
Page 26 of 62
CUSIP No. 730448107
--------- ---------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Windward Oil & Gas Corporation
--------- ---------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
--------- ---------------------------------------------------------------------
3. SEC Use Only
--------- ---------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
--------- ---------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
--------- ---------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
--------- ---------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 0
Each Reporting Person
with
--------------------------------------
8. Shared Voting Power
0
--------------------------------------
9. Sole Dispositive Power
0
--------------------------------------
10. Shared Dispositive Power
0
--------- ---------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
0
--------- ---------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
--------- ---------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
0%
--------- ---------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
CO
--------- ---------------------------------------------------------------------
Page 27 of 62
CUSIP No.7
--------- ---------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Arthur N. Field
--------- ---------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
--------- ---------------------------------------------------------------------
3. SEC Use Only
--------- ---------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
--------- ---------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
--------- ---------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------- ---------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 8,114
Each Reporting Person
with
--------------------------------------
8. Shared Voting Power
0
--------------------------------------
9. Sole Dispositive Power
0
--------------------------------------
10. Shared Dispositive Power
5,154,948
--------- ---------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
--------- ---------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
--------- ---------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
--------- ---------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------- ---------------------------------------------------------------------
Page 28 of 62
CUSIP No.7
--------- ---------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Alexandra Gardiner Goelet
--------- ---------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
--------- ---------------------------------------------------------------------
3. SEC Use Only
--------- ---------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
--------- ---------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
--------- ---------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------- ---------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 0
Each Reporting Person
with
8. Shared Voting Power
0
--------------------------------------
9. Sole Dispositive Power
0
--------------------------------------
10. Shared Dispositive Power
5,154,948
--------- ---------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
--------- ---------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
--------- ---------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
--------- ---------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------- ---------------------------------------------------------------------
Page 29 of 62
CUSIP No. 730448107
--------- ---------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Robert Gardiner Goelet
--------- ---------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
--------- ---------------------------------------------------------------------
3. SEC Use Only
--------- ---------------------------------------------------------------------
4.
Source of Funds (See Instructions)
N/A
--------- ---------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
--------- ---------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------- ---------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 0
Each Reporting Person
with
8. Shared Voting Power
0
--------------------------------------
9. Sole Dispositive Power
0
--------------------------------------
10. Shared Dispositive Power
5,154,948
--------- ---------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
--------- ---------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
--------- ---------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
9.6%
--------- ---------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------- ---------------------------------------------------------------------
Page 30 of 62
CUSIP No. 730448107
--------- ---------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Alexandra C. Goelet
--------- ---------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
--------- ---------------------------------------------------------------------
3. SEC Use Only
--------- ---------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
--------- ---------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
--------- ---------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------- ---------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 0
Each Reporting Person
with
8. Shared Voting Power
0
--------------------------------------
9. Sole Dispositive Power
0
--------------------------------------
10. Shared Dispositive Power
5,154,948
--------- ---------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
--------- ---------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
--------- ---------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
9.6%
--------- ---------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------- ---------------------------------------------------------------------
Page 31 of 62
CUSIP No. 730448107
--------- ---------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Henrietta Goelet
--------- ---------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
--------- ---------------------------------------------------------------------
3. SEC Use Only
--------- ---------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
--------- ---------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
--------- ---------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America and United Kingdom
--------- ---------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 0
Each Reporting Person
with
--------------------------------------
8. Shared Voting Power
0
--------------------------------------
9. Sole Dispositive Power
0
--------------------------------------
10. Shared Dispositive Power
5,154,948
--------- ---------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
--------- ---------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
--------- ---------------------------------------------------------------------
13.
Percent of Class Represented by Amount in Row (11)
9.6%
--------- ---------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------- ---------------------------------------------------------------------
Page 32 of 62
CUSIP No. 730448107
---------- --------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Edmond de La Haye Jousselin
---------- --------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
---------- --------------------------------------------------------------------
3. SEC Use Only
---------- --------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
---------- --------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
---------- --------------------------------------------------------------------
6. Citizenship or Place of Organization
France
---------- --------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 0
Each Reporting Person
with
-------------------------------------
8. Shared Voting Power
0
-------------------------------------
9. Sole Dispositive Power
0
-------------------------------------
10. Shared Dispositive Power
5,154,948
---------- --------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
---------- --------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
---------- --------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
9.6%
---------- --------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
---------- --------------------------------------------------------------------
Page 33 of 62
CUSIP No. 730448107
----------- -------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Robert S. Rich
----------- -------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
----------- -------------------------------------------------------------------
3. SEC Use Only
----------- -------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
----------- -------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
----------- -------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
----------- -------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 0
Each Reporting Person
with
------------------------------------
8. Shared Voting Power
0
------------------------------------
9. Sole Dispositive Power
0
------------------------------------
10. Shared Dispositive Power
5,154,948
----------- -------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
----------- -------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
----------- -------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
9.6%
----------- -------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
----------- -------------------------------------------------------------------
Page 34 of 62
CUSIP No. 730448107
----------- -------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Goelet, LLC
----------- -------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) {X}
(b) { }
----------- -------------------------------------------------------------------
3. SEC Use Only
----------- -------------------------------------------------------------------
4. Source of Funds (See Instructions)
N/A
----------- -------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). { }
----------- -------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
----------- -------------------------------------------------------------------
7.
Number of Shares Sole Voting Power
Beneficially Owned by 0
Each Reporting Person
with
------------------------------------
8. Shared Voting Power
0
------------------------------------
9. Sole Dispositive Power
0
------------------------------------
10. Shared Dispositive Power
5,154,948
----------- -------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,154,948
----------- -------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) { }
----------- -------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
9.6%
----------- -------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
----------- -------------------------------------------------------------------
Page 35 of 62
This Amendment No. 3 to Schedule 13D amends and supplements the Joint
Statement on Schedule 13D (the "Schedule 13D") filed by the parties named herein
with the Securities and Exchange Commission on March 26, 2001, as amended by
Amendment No.1, filed on October 10, 2001 and Amendment No.2, filed on November
15, 2001 (as so amended, the "Schedule 13D"). Except as specifically amended
below, all other provisions of the Schedule 13D remain in effect. Capitalized
terms not defined herein have the meanings assigned to such terms in the
Schedule 13D.
Item 2. Identity and Background
Item 2 is hereby amended and restated as follows:
This statement is filed on behalf of the group of former shareholders of
NORIC Corporation, a New York corporation ("NORIC"), consisting of certain
trusts for the benefit of the descendants of Robert Walton Goelet, the trustees
of these trusts, as well as Arthur Field, Gilbert Kerlin and his affiliate,
Windward Oil & Gas Corporation, a Delaware corporation, all listed below
(collectively, the "Group"). If no address is given, the person's business
address is c/o Goelet, LLC, 425 Park Avenue, 28th floor, New York, New York
10022.
Robert G. Goelet, Philip Goelet, Edmond de La Haye Jousselin, John H.
Manice and Pamela Manice are trustees of the following trusts for the benefit of
Beatrice G. Manice: (i) Trust under Agreement dated August 26, 1930, (ii) Trust
under Agreement dated July 27, 1935, and (iii) Trust under the Will of Robert
Walton Goelet.
Alexandra C. Goelet, Philip Goelet and Edmond de La Haye Jousselin are
trustees of the following trusts for the benefit of Robert G. Goelet: (i) Trust
under Agreement dated August 26, 1930, and (ii) Trust under the Will of Robert
Walton Goelet. In addition, Robert G. Goelet is a trustee of the trust under the
Will of Robert Walton Goelet for the benefit of Robert G. Goelet.
Alexandra C. Goelet, Philip Goelet, Edmond de La Haye Jousselin, Alexandra
Gardiner Goelet and Robert Gardiner Goelet are trustees under the trust dated
July 27, 1935 for the benefit of Robert G. Goelet.
Robert G. Goelet, Philip Goelet and Edmond de La Haye Jousselin are
trustees of the trust under Agreement dated July 27, 1935 for the benefit of
Francis Goelet.
Robert G. Goelet, Christopher Goelet, Philip Goelet, Edmond de La Haye
Jousselin and Robert S. Rich are trustees of the following trusts for the
benefit of John Goelet: (i) Trust under Agreement dated December 18, 1931, (ii)
Trust under Agreement dated July 27, 1935 and (iii) Trust under the Will of
Robert Walton Goelet.
Henrietta Goelet and Robert S. Rich are trustees of the trust under
Agreement dated December 17, 1976 for the benefit of grandchildren of John
Goelet.
Amelia M. Berkowitz, Robert G. Goelet, Philip Goelet and Edmond de La Haye
Jousselin are trustees of the trust under Agreement dated September 4, 1980 for
the benefit of Anne de La Haye Jousselin.
Page 36 of 62
Robert G. Goelet is the Chairman of Goelet, LLC.
John H. Manice is a consultant at Strategen, LLC, located at 405 Park
Avenue, Suite 1701, New York, NY 10022. Strategen, LLC is engaged in the
business of healthcare consulting.
Robert G. Manice is a self-employed artist. His business address is 305
Newbury Street, Boston, MA 02116.
Pamela Manice is an educator.
RGG Limited Partnership is a Delaware limited partnership. The general
partner of RGG Limited Partnership is Robert G. Goelet.
Philip Goelet is an executive at Red Abbey, LLC, located at 2330 West Joppa
Road, Suite 330, Lutherville, MD 21093. Red Abbey, LLC is engaged in the
business of biotechnology investment and management.
Christopher Goelet is an executive at Red Abbey, LLC, located at 2330 West
Joppa Road, Suite 330, Lutherville, MD 21093. Red Abbey, LLC is engaged in the
business of biotechnology investment and management.
Gilbert Kerlin is of Counsel at the law firm of Shearman & Sterling,
located at 599 Lexington Avenue, New York, NY 10022.
Windward Oil & Gas Corporation, a Delaware corporation, is engaged in the
business of oil and gas exploration and development, with the address of its
principal business at 4605 Post Oak Place Drive, Suite 220, Houston, Texas
77027. The names of the executive officers of Windward Oil & Gas Corporation are
set forth below:
Gilbert Kerlin Director and President
Randall K. Sadler Director, Secretary and Treasurer
Michael Becci Executive Officer
James A. Winne Executive Officer
Arthur N. Field is President of GxG Management, LLC, located at 444 Madison
Avenue, 19th Floor, New York, NY 10022.
Robert Gardiner Goelet is a student.
Alexandra Gardiner Goelet is employed by JP Morgan Chase.
Amelia M. Berkowitz, Alexandra C. Goelet and Henrietta Goelet are
homemakers.
Page 37 of 62
Edmond de La Haye Jousselin is an executive at Worms Asset Management,
located at 55 Rue de La Boetie, Paris 75008, France. Worms Asset Management is
engaged in the financial services business.
Robert S. Rich is an executive at The Antelope Company, located at 555
Seventeenth Street, Suite 2400, Denver, CO 80202. The Antelope Company is
engaged in the management services business.
Goelet, LLC is a Delaware limited liability company engaged in the business
of financial services and management. The names of the executive officers of
Goelet, LLC are set forth below:
Robert G. Goelet Chairman
Robert W. Kiley President and Chief Operating Officer
Mark Rosenbaum Vice President, Chief Financial Officer,
Treasurer and Assistant Secretary
During the last five years, none of the members of the Group or the
executive officers of Goelet, LLC has been convicted in a criminal proceeding
(excluding traffic violations or similar misdemeanors) nor been a party to a
civil proceeding of a judicial or administrative body of competent jurisdiction
as a result of which such person was or is subject to a judgment, decree or
final order enjoining future violations of, or prohibiting or mandating
activities subject to federal or state securities laws or finding any violations
with respect to such laws.
For item (f), see cover pages 2 through 35.
Windward Oil & Gas Corporation has disposed of the remaining Shares held by
it in the transactions reported on previous amendments to this Schedule 13D.
From and after the date hereof, Windward Oil & Gas Corporation has no further
filing obligations under Section 13(d) of the Exchange Act with respect to the
equity securities of Pogo, this Schedule 13D shall cease to constitute a joint
statement on Schedule 13D with respect to such entity and shall instead
constitute a joint statement on Schedule 13D exclusively with respect to the
remaining members of the Group. Windward Oil & Gas shall also cease to be a
party to the Second Amended and Restated Joint Filing Agreement after the date
hereof.
Item 4. Purpose of Transaction
Item 4 is hereby amended by adding the following at the end thereof:
Members of the Group sold a total of 1,000,000 shares of Pogo Common Stock
in market transactions through a broker-dealer from February 5, 2002, to March
6, 2002. Depending upon market conditions it is possible that members of the
Group may dispose of additional Shares from time to time, subject to the
limitations set forth in the Registration Rights Agreement. Pursuant to the
Registration Rights Agreement, Selling Stockholders as a group are
Page 38 of 62
not entitled to sell in the aggregate more than 1,000,000 Shares during any
period of 90 consecutive days during the twelve-month period that commenced on
January 31, 2002.
Except as described above, members of the Group currently have no plans or
proposals that relate to or would result in any of the actions set forth in part
(a) through (j) of Item 4.
Item 5. Interest in Securities of the Issuer
Item 5 is hereby amended and restated to read as follows:
(a) In the aggregate, the Group beneficially owns 5,154,948 Shares of Pogo
Common Stock, representing 9.6% of the outstanding Pogo Common Stock.
(b) The Registration Rights Agreement requires the members of the Group to
cooperate with respect to the disposition of their Shares on the public markets,
therefore the members of the Group have shared dispositive power with respect to
all 5,154,948 Shares and sole dispositive power with respect to none of the
Shares. So long as the Group holds in the aggregate more than 10% of the
outstanding shares of Pogo Common Stock, the Standstill and Voting Agreement
requires the Group to vote their Shares either (i) in accordance with the
recommendation of the board of directors of Pogo or (ii) in equal proportion to
the votes cast by Pogo shareholders that are not members of the Group. Because
the members of the Group now hold, in the aggregate less than 10% of the
outstanding shares of Pogo Common Stock, the members of the Group have sole
voting power with respect to the Shares that such Group member holds.
Each member of the Group disclaims beneficial ownership of the Shares not
owned by either (i) such member, (ii) a trust of which such member is a trustee,
(iii) a limited partnership of which such member is a general partner or (iv) a
controlled affiliate of such member. Accordingly:
(1) the Trust under Agreement dated August 26, 1930 for the benefit for
Beatrice G. Manice disclaims beneficial ownership of 4,457,901 Shares,
(2) the Trust under Agreement dated July 27, 1935 for the benefit of
Beatrice G. Manice disclaims beneficial ownership of 4,930,897 shares,
(3) the Trust under the Will of Robert Walton Goelet for the benefit of
Beatrice G. Manice disclaims beneficial ownership of 5,005,581 Shares,
(4) the Trust under Agreement dated August 26, 1930 for the benefit of
Robert G. Goelet disclaims beneficial ownership of 4,149,678 Shares,
(5) the Trust under Agreement dated July 27, 1935 for the benefit of Robert
G. Goelet disclaims beneficial ownership of 4,831,825 Shares,
(6) the Trust under the Will of Robert Walton Goelet for the benefit of
Robert G. Goelet disclaims beneficial ownership of 4,831,826 Shares,
Page 39 of 62
(7) the Trust under Agreement dated July 27, 1935 for the benefit of
Francis Goelet disclaims beneficial ownership of 4,930,897 Shares,
(8) the Trust under Agreement dated December 18, 1931 for the benefit of
John Goelet disclaims beneficial ownership of 4,766,210 Shares,
(9) the Trust under Agreement dated December 17, 1976 for the benefit of
grandchildren of John Goelet disclaims beneficial ownership of 5,087,711 Shares,
(10) the Trust under Agreement dated July 27, 1935 for the benefit of John
Goelet disclaims beneficial ownership of 4,988,246 Shares,
(11) the Trust under the Will of Robert Walton Goelet for the benefit of
John Goelet disclaims beneficial ownership of 4,976,113 Shares,
(12) the Trust under Agreement dated September 4, 1980 for the benefit of
Anne de La Haye Jousselin disclaims beneficial ownership of 5,108,174 Shares,
(13) Robert G. Goelet disclaims beneficial ownership of 4,715,457 Shares,
(14) John H. Manice disclaims beneficial ownership of 5,130,466 Shares,
(15) Robert G. Manice disclaims beneficial ownership of 5,146,251 Shares
(the Shares beneficially owned by Robert G. Manice also include 2,589 Shares
held by him as custodian for his three minor children under the New York Uniform
Transfers to Minors Act),
(16) Amelia M. Berkowitz disclaims beneficial ownership of 5,132,888
Shares,
(17) Pamela Manice disclaims beneficial ownership of 5,130,649 Shares,
(18) Philip Goelet disclaims beneficial ownership of 5,112,650 Shares,
(19) Christopher Goelet disclaims beneficial ownership of 5,113,793 Shares,
(20) Gilbert Kerlin disclaims beneficial ownership of 4,407,402 Shares,
(21) Arthur N. Field disclaims beneficial ownership of 5,146,834 Shares,
(22) Alexandra Gardiner Goelet disclaims beneficial ownership of 5,154,948
Shares,
(23) Henrietta Goelet disclaims beneficial ownership of 5,154,948 Shares,
(24) Edmond de La Haye Jousselin disclaims beneficial ownership of
5,154,948 Shares,
(25) Robert S. Rich disclaims beneficial ownership of 5,154,948 Shares,
Page 40 of 62
(26) RGG Limited Partnership disclaims beneficial ownership of 4,715,457
Shares,
(27) Goelet, LLC disclaims beneficial ownership of all 5,154,948 Shares,
(28) Robert Gardiner Goelet disclaims beneficial ownership of 5,154,948
Shares, and
(29) Alexandra C. Goelet disclaims beneficial ownership of 5,154,948
Shares.
(c) Members of the Group sold a total of 1,000,000 shares of Pogo Common
Stock in market transactions between February 5, 2002 and March 6, 2002 at a
weighted average sales price of $25.66 per share. The number of shares sold by
each member of the Group, the weighted average sales price per share for sales
by such Group member and the number of Shares held by each such Group member
after giving effect to those sales are as set forth in Schedule I attached
hereto. Except as described on Schedule I, members of the Group did not engage
in any transaction concerning Pogo Common Stock during the last 60 days.
(d) None.
Item 7. Material to be Filed as Exhibits
Item 7 is hereby amended by adding the following at the end thereof:
8. Amended and Restated Joint Filing Agreement dated March 27, 2002, as
required by Rule 13d-1(k).
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: March 27, 2002
Page 41 of 62
ROBERT G. GOELET
/s/ Robert G. Goelet*
---------------------------------
As Trustee of (a) the Trust u/a
dated August 26, 1930 f/b/o
Beatrice G. Manice; (b) the Trust
u/a dated July 27, 1935 f/b/o
Beatrice G. Manice; (c) the Trust
u/w of Robert Walton Goelet f/b/o
Beatrice G. Manice; (d) the Trust
u/w of Robert Walton Goelet f/b/o
Robert G. Goelet; (e) the Trust u/a
dated July 27, 1935 f/b/o Francis
Goelet; (f) the Trust u/a dated
December 18, 1931 f/b/o John Goelet; (g) the
Trust u/a dated
July 27, 1935 f/b/o John Goelet;
(h) the Trust u/w of Robert Walton
Goelet f/b/o John Goelet; and (i)
the Trust u/a dated September 4,
1980, as amended, f/b/o Anne de La
Haye Jousselin
Page 42 of 62
JOHN H. MANICE
/s/ John H. Manice*
------------------------------------
Individually, and as Trustee of (a)
the Trust u/a dated August 26, 1930
f/b/o Beatrice G. Manice; (b) the
Trust u/a dated July 27, 1935 f/b/o
Beatrice G. Manice; and (c) the
Trust u/w of Robert Walton Goelet
f/b/o Beatrice G. Manice
Page 43 of 62
ROBERT G. MANICE
/s/ Robert G. Manice*
---------------------------------------
Individually, and as custodian for Henry W.
Manice, Emily P. Manice and Harriet W. Manice
under the New York Uniform Transfers to Minors
Act
Page 44 of 62
AMELIA M. BERKOWITZ
/s/ Amelia M. Berkowitz*
-----------------------------------------
Individually and as Trustee of the
Trust u/a dated September 4, 1980,
as amended, f/b/o Anne de La Haye Jousselin
Page 45 of 62
PAMELA MANICE
/s/ Pamela Manice*
-----------------------------------------
Individually and as Trustee of (a)
the Trust u/a dated August 26, 1930
f/b/o Beatrice G. Manice; (b) the
Trust u/a dated July 27, 1935 f/b/o
Beatrice G. Manice; and (c) the
Trust u/w of Robert Walton Goelet
f/b/o Beatrice G. Manice
Page 46 of 62
RGG LIMITED PARTNERSHIP
/s/ Robert G. Goelet*
----------------------------------------
By: Robert G. Goelet
Its: General Partner
Page 47 of 62
ROBERT GARDINER GOELET
/s/ Robert Gardiner Goelet*
-------------------------------------
as Trustee of the Trust u/a dated July 27,
1935 f/b/o Robert G. Goelet
Page 48 of 62
PHILIP GOELET
/s/ Philip Goelet*
-------------------------------------
Individually and as Trustee of (a)
the Trust u/a dated August 26, 1930
f/b/o Beatrice G. Manice; (b) the
Trust u/a dated July 27, 1935 f/b/o
Beatrice G. Manice; (c) the Trust
u/w of Robert Walton Goelet f/b/o
Beatrice G. Manice; (d) the Trust
u/a dated August 26, 1930 f/b/o
Robert G. Goelet; (e) the Trust u/a
dated July 27, 1935 f/b/o Robert G.
Goelet; (f) the Trust u/w of Robert
Walton Goelet f/b/o Robert G.
Goelet; (g) the Trust u/a dated
July 27, 1935 f/b/o Francis Goelet;
(h) the Trust u/a dated December
18, 1931 f/b/o John Goelet; (i) the
Trust u/a dated July 27, 1935 f/b/o
John Goelet; (j) the Trust u/w of
Robert Walton Goelet f/b/o John
Goelet; and (k) the Trust u/a dated
September 4, 1980, as amended,
f/b/o Anne de La Haye Jousselin
Page 49 of 62
CHRISTOPHER GOELET
/s/ Christopher Goelet*
------------------------------------
Individually and as Trustee of (a)
the Trust u/a dated December 18,
1931 f/b/o John Goelet; (b) the
Trust u/a dated July 27, 1935 f/b/o
John Goelet; and (c) the Trust u/w
of Robert Walton Goelet f/b/o John
Goelet
Page 50 of 62
GILBERT KERLIN
/s/ Gilbert Kerlin*
-----------------------------------
Page 51 of 62
WINDWARD OIL & GAS CORPORATION
/s/ Gilbert Kerlin*
---------------------------------
By: Gilbert Kerlin
Its: President
Page 52 of 62
ARTHUR N. FIELD
/s/ Arthur N. Field*
----------------------------------
Page 53 of 62
HENRIETTA GOELET
/s/ Henrietta Goelet*
------------------------------------
As Trustee of the Trust u/a dated
December 17, 1976 f/b/o
grandchildren of John Goelet
Page 54 of 62
ALEXANDRA C. GOELET
/s/ Alexandra C. Goelet*
-------------------------------------
As Trustee of (a) the Trust u/a
dated August 26, 1930 f/b/o Robert
G. Goelet; (b) the Trust u/a dated
July 27, 1935 f/b/o Robert G.
Goelet; and (c) the Trust u/w
Robert Walton Goelet f/b/o Robert
G. Goelet
Page 55 of 62
ALEXANDRA GARDINER GOELET
/s/ Alexandra Gardiner Goelet*
-------------------------------------
as Trustee of the Trust u/a dated July 27,
1935 f/b/o Robert
G. Goelet
Page 56 of 62
EDMOND DE LA HAYE JOUSSELIN
/s/ Edmond De La Haye Jousselin*
-------------------------------------
As Trustee of (a) the Trust u/a
dated August 26, 1930 f/b/o
Beatrice G. Manice; (b) the Trust
u/a dated July 27, 1935 f/b/o
Beatrice G. Manice; (c) the Trust
u/w of Robert Walton Goelet f/b/o
Beatrice G. Manice; (d) the Trust
u/a dated August 26, 1930 f/b/o
Robert G. Goelet; (e) the Trust u/a
dated July 27, 1935 f/b/o Robert G.
Goelet; (f) the Trust u/w of Robert
Walton Goelet f/b/o Robert G.
Goelet; (g) the Trust u/a dated
July 27, 1935 f/b/o Francis Goelet;
(h) the Trust u/a dated December
18, 1931 f/b/o John Goelet; (i) the
Trust u/a dated July 27, 1935 f/b/o
John Goelet; (j) the Trust u/w of
Robert Walton Goelet f/b/o John
Goelet; and (k) the Trust u/a dated
September 4, 1980, as amended,
f/b/o Anne de La Haye Jousselin
Page 57 of 62
ROBERT S. RICH
/s/ Robert S. Rich*
-----------------------------------
As Trustee of (a) the Trust u/a
dated December 18, 1931 f/b/o John
Goelet; (b) the Trust u/a dated
July 27, 1935 f/b/o John Goelet;
(c) the Trust u/w of Robert Walton
Goelet f/b/o John Goelet; and (d)
the Trust u/a dated December 17,
1976 f/b/o grandchildren of John
Goelet
Page 58 of 62
GOELET, LLC
/s/ Robert W. Kiley
--------------------------------
By: Robert W. Kiley
Its: President and Chief
Operating Officer
/s/ Mark Rosenbaum
--------------------------------
By: Mark Rosenbaum
Its: Chief Financial Officer
and Treasurer
Page 59 of 62
*GOELET, LLC
Attorney-in-fact
/s/ Robert W. Kiley
------------------------------
By: Robert W. Kiley
Its: President and Chief
Operating Officer
/s/ Mark Rosenbaum
-------------------------------
By: Mark Rosenbaum
Its: Chief Financial Officer
and Treasurer
Page 60 of 62
SCHEDULE I
Shareholder
----------- Number of Shares Weighted Number of
Sold Average Shares held
Price per after such
Share Sales
---------------- --------- -----------
Robert G. Goelet, Philip Goelet, Edmond 308,223 $25.49 697,047
de La Haye Jousselin, John H. Manice and
Pamela Manice, as Trustees under Agreement dated
August 26, 1930 for the
benefit of Beatrice G. Manice
Robert G. Goelet, Philip Goelet, Edmond 99,072 $26.99 224,051
de La Haye Jousselin, John H. Manice and
Pamela Manice, as Trustees under
Agreement dated July 27, 1935 for the
benefit of Beatrice G. Manice
Robert G. Goelet, Philip Goelet, Edmond 66,047 $27.01 149,367
de La Haye Jousselin, John H. Manice and
Pamela Manice, as Trustees of the Trust
under the Will of Robert Walton Goelet for the
benefit of Beatrice G. Manice
Alexandra C. Goelet, Philip Goelet and -- -- 1,005,270
Edmond de La Haye Jousselin, as Trustees
under Agreement dated August 26, 1930 for the
benefit of Robert G. Goelet
Alexandra C. Goelet, Philip Goelet, Edmond de La -- -- 323,123
Haye Jousselin, Alexandra Gardiner Goelet and
Robert Gardiner Goelet, as Trustees under Agreement
dated July 27, 1935 for the benefit of Robert G.
Goelet
Alexandra C. Goelet, Philip Goelet, Robert G. -- -- 323,122
Goelet and Edmond de La Haye Jousselin, as Trustees
of the Trust under the Will of Robert Walton Goelet
for the benefit of Robert G. Goelet
Page 61 of 62
Shareholder
----------- Number of Shares Weighted Number of
Sold Average Shares held
Price per after such
Share Sales
---------------- --------- -----------
Robert G. Goelet, Philip Goelet and Edmond de La 99,072 $26.45 224,051
Haye Jousselin, as Trustees of the Trust under
Agreement dated July 27, 1935 for the benefit of
Francis Goelet
Robert G. Goelet, Philip Goelet, Christopher 171,893 $25.00 388,738
Goelet, Edmond de La Haye Jousselin and Robert S.
Rich, as Trustees of the Trust under Agreement
dated December 18, 1931 for the benefit of John
Goelet
Henrietta Goelet and Robert S. Rich, as 87,419 $25.00 67,237
Trustees of the Trust under Agreement
dated December 17, 1976 for the benefit
of grandchildren of John Goelet
Robert G. Goelet, Philip Goelet, Christopher 73,668 $25.00 166,602
Goelet, Edmond de La Haye Jousselin and Robert S.
Rich, as Trustees of the Trust under Agreement
dated July 27, 1935 for the benefit of John Goelet
Robert G. Goelet, Philip Goelet, Christopher 21,390 $25.00 178,835
Goelet, Edmond de La Haye Jousselin and Robert S.
Rich, as Trustees of the Trust under the Will of
Robert Walton Goelet for the benefit of John Goelet
RGG Limited Partnership -- -- 385,637
John H. Manice 10,826 $25.59 24,482
Robert G. Goelet, Philip Goelet, Edmond de La Haye -- -- 46,774
Jousselin and Amelia M. Berkowitz, as Trustees of
the Trust under Agreement dated September 4, 1980,
as amended, for the benefit of Anne de La Haye
Jousselin
Robert G. Manice 3,846 $25.47 8,697
Robert G. Manice, as custodian for Henry W. Manice 381 $25.47 863
under the New York Uniform Transfers to Minors Act
Page 62 of 62
Shareholder
----------- Number of Shares Weighted Number of
Sold Average Shares held
Price per after such
Share Sales
---------------- --------- -----------
Robert G. Manice, as custodian for Emily P. Manice 381 $25.47 863
under the New York Uniform Transfers to Minors Act
Robert G. Manice as custodian for Harriet W. Manice 381 $25.47 863
under the New York Uniform Transfers to Minors Act
Amelia M. Berkowitz 9,754 $27.59 22,060
Pamela Manice 10,745 $25.00 24,299
Philip Goelet 18,704 $25.00 42,298
Christopher Goelet 18,198 $25.00 41,155
Gilbert Kerlin -- -- 747,546
Arthur N. Field -- -- 8,114