UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15 (d) of the
Securities Exchange Act of 1934
DATE OF REPORT (Date of earliest event reported): February 28, 2001
NEUBERGER BERMAN INC.
------------------------------------------------------
(Exact name of registrant as specified in its charter)
COMMISSION FILE NUMBER 1-15361
DELAWARE 06-1523639
------------------------------- -------------------
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
605 Third Avenue
New York, NY 10158
----------------------------------------
(Address of principal executive offices)
(212) 476-9000
----------------------------------------------------
(Registrant's telephone number, including area code)
ITEM 5. OTHER EVENTS
On February 28, 2001, Neuberger Berman Inc. (the "Corporation"),
announced that it completed its acquisition of Executive Monetary
Management, Inc., ("EMM"), a New York City based firm that provides
wealth management services, including investment advisory services,
to high net worth individuals and families. As of the closing date,
EMM's clients had approximately $1.8 billion of investable assets. A
copy of the press release issued by the Corporation is attached as
Exhibit 99.1 and incorporated herein by reference.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
( c ) Exhibits
99.1 Press release dated February 28, 2001.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Neuberger Berman Inc.
(Registrant)
Date: March 7, 2001 By:_____________________________
Kevin Handwerker
Senior Vice President, General Counsel
and Secretary
EXHIBIT INDEX
99.1 Press release issued by the Corporation on February 28, 2001, with
respect to acquisition of Executive Monetary Management.