UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 14)*
ASB Financial Corp.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
00205P 10 7
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(CUSIP Number)
Terri Reyering Abare
Vorys, Sater, Seymour and Pease LLP
Suite 2000, Atrium Two
221 East Fourth Street
Cincinnati, Ohio 45202
(513) 723-4001
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 22, 2000
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of [SECTIONS] 240.13d-1(e), 240.13d-1(f) or
240.13d-1(g), check the following box. [ ]
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
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|CUSIP No. 00205P 10 7| SCHEDULE 13D
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| 1. | Names of Reporting Persons |
| | |
| | Gerald R. Jenkins |
| | |
| | I.R.S. Identification Nos. of above persons (entities only) |
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| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) |
| | |
| | (a) [ ] |
| | (b) [ ] |
| | |
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| 3. | SEC Use Only |
| | |
| | |
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| 4. | Source of Funds (See Instructions) |
| | |
| | PF |
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| 5. | Check if Disclosure of Legal Proceedings is Required Pursuant to |
| | Items 2(d) or 2(e) |
| | [ ] |
| | |
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| 6. | Citizenship or Place of Organization |
| | |
| | United States |
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| | 7. | Sole Voting Power |
| | | |
| | | 78,253 |
| Number of | | |
| Shares -----------------------------------------------------------
| Beneficially | 8. | Shared Voting Power |
| Owned | | |
| By Each | | 51,147 |
| Reporting | | |
| Person -----------------------------------------------------------
| With | 9. | Sole Dispositive Power |
| | | |
| | | 78,253 |
| | | |
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| | 10. | Shared Dispositive Power |
| | | |
| | | 51,147 |
| | | |
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| 11. | Aggregate Amount Beneficially Owned by Each Reporting Person |
| | |
| | 129,400 |
| | |
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| 12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares |
| | (See Instructions) |
| | [ ] |
| | |
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| 13. | Percent of Class Represented by Amount in Row (11) |
| | |
| | 7.5% |
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| 14. | Type of Reporting Person (See Instructions) |
| | |
| | IN |
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Item 1. Security and Issuer
Common shares, no par value per share, of ASB Financial Corp.
Item 2. Identity and Background
(a) Gerald R. Jenkins
(b) Gerald R. Jenkins
5904 Farney Avenue
Portsmouth, Ohio 45662
(c) Mr. Jenkins is retired.
(d) Mr. Jenkins has not been convicted in any criminal
proceeding in the past five years.
(e) Mr. Jenkins has not been a party to any civil proceeding
regarding state or federal securities laws.
(f) Mr. Jenkins is a citizen of the United States.
Item 3. Source and Amount of Funds or Other Consideration
The source of funds for Mr. Jenkins is personal.
Item 4. Purpose of Transaction
Shares beneficially owned by Mr. Jenkins have been acquired for
investment.
Item 5. Interest in Securities of the Issuer
(a) As of May 19, 2004, Mr. Jenkins beneficially owns 129,400
shares, which is 7.5% of the total issued and outstanding
common shares of ASB Financial Corp. (the "Issuer").
(b) Mr. Jenkins has sole voting power with respect to 31,084
shares which he owns directly, 28,942 shares subject to
options that he holds and 18,227 phantom shares he holds
which, upon his retirement, he could choose to receive in
either cash or common shares, at his option. Mr. Jenkins
has shared voting power with respect to 49,500 shares that
are jointly held by he and his spouse in a trust and 1,647
shares held by his spouse. Mr. Jenkins has sole
dispositive power with respect to the 31,084 shares he
owns directly, the 28,942 shares subject to options and
the 18,227 phantom shares. Mr. Jenkins has shared
dispositive power with respect to the 49,500 shares held
jointly with his spouse in the trust and the 1,647 shares
held by his spouse.
(c) None.
(d) Not applicable.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer
None.
Item 7. Material to be Filed and Exhibits
None.
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
Date: June 4, 2004
/s/ Gerald R. Jenkins
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Gerald R. Jenkins
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