UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
D.B. ZWIRN & CO., L.P. 745 FIFTH AVENUE 18TH FLOOR NEW YORK, NY 10151 |
 |  |  | See Remarks |
ZWIRN DANIEL B C/O HIGHBRIDGE ZWIRN CAPITAL MANAGEMENT 9 W 57TH ST NEW YORK, NY 10019 |
 |  |  | See Remarks |
D.B. ZWIRN SPECIAL OPPORTUNITIES FUND, LTD. C/O GOLDMAN SACHS (CAYMAN) TRUST, LTD. HARBOUR CENTRE, 2ND FLOOR GRAND CAYMAN, E9 PO BOX 896 |
 |  |  | See Remarks |
D.B. ZWIRN SPECIAL OPPORTUNITIES FUND, L.P. 745 FIFTH AVENUE 18TH FLOOR NEW YORK, NY 10151 |
 |  |  | See Remarks |
ZWIRN HOLDINGS, LLC C/O D.B. ZWIRN & CO., L.P. 745 FIFTH AVENUE, 18TH FLOOR NEW YORK, NY 10151 |
 |  |  | See Remarks |
DBZ GP, LLC 745 FIFTH AVENUE 18TH FLOOR NEW YORK, NY 10151 |
 |  |  | See Remarks |
D.B. Zwirn & Co., LP, By: DBZ GP, LLC, its general Partner, By: Zwirn Holdings, LLC, its Managing Partner, By: /s/ Lawrence D. Cutler, Authorized Signatory | 01/11/2007 | |
**Signature of Reporting Person | Date | |
Daniel B. Zwirn, By: /s/ Lawrence D. Cutler, Attorney-in-Fact for Daniel B. Zwirn | 01/11/2007 | |
**Signature of Reporting Person | Date | |
D.B. Zwirn Special Opportunities Fund, Ltd., By: D.B. Zwirn & Co., L.P., By: DBZ GP, LLC, its General Partner, By: Zwirn Holdings, LLC, its Managing Member, By: /s/ Lawrence D. Cutler, Authorized Signatory | 01/11/2007 | |
**Signature of Reporting Person | Date | |
D.B.Zwirn Special Opportunities Fund, L.P., By: D.B. Zwirn & Co., L.P., By: DBZ GP, LLC, its General Partner, By: Zwirn Holdings, LLC, its Managing Member, By: /s/ Lawrence D. Cutler, Authorized Signatory | 01/11/2007 | |
**Signature of Reporting Person | Date | |
Zwirn Holdings, LLC, By: /s/ Lawrence D. Cutler, Authorized Signatory | 01/11/2007 | |
**Signature of Reporting Person | Date | |
DBZ GP, LLC, By: Zwirn Holdings, LLC, its Managing Member, By: /s/ Lawrence D. Cutler, Authorized Signatory | 01/11/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | D.B. Zwirn & Co., L.P., a Delaware limited partnership, is the manager of (i) D.B. Zwirn Special Opportunities Fund, L.P., a Delaware limited partnership, which holds 290,040 shares of Common Stock and (ii) D.B. Zwirn Special Opportunities Fund, Ltd., a Cayman Islands company (together with D.B. Zwirn Special Opportunities Fund, L.P., the "Funds"), which holds 426,960 shares of Common Stock. |
(2) | As the manager of the Funds, D.B. Zwirn & Co., L.P. may be deemed to beneficially own the shares of Common Stock beneficially owned by the Funds. As general partner of D.B. Zwirn & Co., L.P., DBZ GP, LLC may be deemed to beneficially own the shares of Common Stock beneficially owned by the Funds. As the managing member of DBZ GP, LLC, Zwirn Holdings, LLC may be deemed to beneficially own the shares of Common Stock beneficially owned by the Funds. As the managing member of Zwirn Holdings, LLC, Daniel B. Zwirn may be deemed to beneficially own the shares of Common Stock beneficially owned by the Funds. Each Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
(3) | On November 28, 2007, the Reporting Persons filed an initial statement of change in beneficial ownership on Form 3 (the "Original Form 3") to report a purchase of shares of common stock of the issuer. This amendment to the Original Form 3 is filed to correct the number of securities of the issuer purchased by the Funds in the reported transaction as set forth in column 1 of Table 1 of the Original Form 3 and the allocation thereof between the Funds as set forth in footnote (1) of the Original Form 3. |