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| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION
+--------+ Washington, D.C. 20549
[_] Check this box if
no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
to Section 16.
Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities
obligations may Exchange Act of 1934, Section 17(a) of the
continue. See Public Utility Holding Company Act of 1935 or
Instruction 1(b). Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
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1. Name and Address of Reporting Person*
Thiry Kent J
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(Last) (First) (Middle)
21250 Hawthorne Boulevard, Suite 800
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(Street)
Torrance, CA 90503
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(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol DaVita Inc. (DVA)
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3. I.R.S. Identification Number of Reporting Person, if an entity
(Voluntary)
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4. Statement for Month/Year 12/2001
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5. If Amendment, Date of Original (Month/Year) 01/2002
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6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
X Director X Officer ___ 10% Owner ___ Other (specify below)
--- ---
(give title below)
Chairman & CEO
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7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
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____ Form filed by More than One Reporting Person
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Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature
of action action or Disposed of (D) Securities ship of In-
Security Date Code (Instr. 3, 4 and 5) Beneficially Form: direct
(Instr. 3) (Instr. 8) Owned at Direct Bene-
(Month/ ----------------------------------------------- End of (D) or ficial
Day/ Month Indirect Owner-
Year) (A) or (Instr. 3 and 4) (I) ship
Code V Amount (D) Price (Instr. 4) (Instr. 4)
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Commom Stock 02/13/2001 (1) A V 81,168 A $ 0 D
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Commom Stock 12/12/2001 M 108,000 A $ 5.1354 D
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Commom Stock 12/12/2001 S 108,000 D $ 22.25 D
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Commom Stock 12/14/2001 M 20,000 A $ 5.1354 D
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Commom Stock 12/14/2001 S 20,000 D $ 22.19 D
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Commom Stock 12/19/2001 M 14,000 A $ 5.1354 D
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Commom Stock 12/19/2001 S 14,000 D $ 23.47 85,334 D
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Commom Stock 12/28/2001 G V 6,000 D $ 0 49,500 I By Trust
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Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction
4(b)(v).
Potential persons who are to respond to the (Over)
collection of information contained in this form SEC 1474 (3-99)
are not required to respond unless the form displays
a currently valid OMB control number.
FORM 4 (continued)
Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv-
Security (Instr. 3) sion or action tion Code ative Securities
Exercise Date (Instr. 8) Acquired (A) or
Price of Disposed of (D)
Deriv- (Month/ (Instr. 3, 4, and 5)
ative Day/
Security Year)
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Code V (A) (D)
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Stock Options (Right to buy) $5.1354 12/12/2001 M/(2)/ 108,000
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Stock Options (Right to buy) $5.1354 12/14/2001 M/(2)/ 20,000
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Stock Options (Right to buy) $5.1354 12/19/2001 M/(2)/ 14,000
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Stock Options (Right to buy) $ 15.40 02/13/2001 A/(2)/ V 300,000
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6. Date Exer- 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Na-
cisable and Underlying Securities of of Deriv- ship ture
Expiration (Instr. 3 and 4) Deriv- ative Form of of In-
Date ative Secur- De- direct
(Month/Day/ Secur- ities rivative Bene-
Year) ity Bene- Security ficial
(Instr. ficially Direct Owner-
-------------------------------------------- 5) Owned (D) or ship
Date Expira- Amount or at End Indirect (Instr.
Exer- tion Number of of (I) 4)
cisable Date Title Shares Month (Instr. 4)
(Instr. 4)
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/(3)/
Stock Options (Right to buy) 10/18/ 01/26/ Common Stock 108,000 $0 D
2000 2010
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/(3)/
Stock Options (Right to buy) 10/18/ 01/26/ Common Stock 20,000 $0 D
2000 2010
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/(3)/
Stock Options (Right to buy) 10/18/ 01/26 Common Stock 14,000 $0 333,000 D
2000 2010
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/(4)/
Stock Options (Right to buy) 02/13/ 02/13/ Common Stock 300,000 $0 300,000 D
2002 2006
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Explanation of Responses:
See attached page(s)
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number
/s/ Kent J. Thiry August 30, 2002
_______________________________ ___________________
**Signature of Reporting Person Date
Thiry, Kent J.
21250 Hawthorne Boulevard, Suite 800
Torrance, CA. 90503
DaVita Inc. (DVA)
12/2001
Page 2
FORM 4 (continued) Explanation of Responses
Name: Thiry, Kent J. Statement for Month/Year: 12/2001
21250 Hawthorne Boulevard, Issuer Name: DaVita Inc. (DVA)
Suite 800
Torrance CA 90503
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Note: 1 Grant of Restricted Units which vest in three equal annual installments
beginning on February 13, 2002. Mr Thiry has elected to defer vesting
of the first and second installments until February 13, 2003 and
February 13, 2004, respectively.
Note: 2 Nonqualified stock options granted under the First Amended and Restated
1997 Equity Compensation Plan.
Note: 3 Option for a total of 500,000 shares. The indicated option vests
according to the following schedule: 125,000 shares vested on October
18, 2000, 125,000 shares vested on January 23, 2001, 125,000 shares
vested on October 18, 2001 and 125,000 shares will vest on October 18,
2002.
Note: 4 The indicated option vests in four equal annual installments beginning
on February 13, 2002.