SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTIONS 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (date of earliest event reported): November 2, 2006
UNIVERSAL ELECTRONICS INC.
(Exact name of Registrant as specified in its charter)
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| Delaware
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0-21044
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33-0204817 |
| (State or other jurisdiction
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(Commission File No.)
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(I.R.S. Employer |
| of incorporation or organization)
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Identification No.) |
6101 Gateway Drive
Cypress, California 90630
(Address of principal executive offices, with Zip Code)
(714) 820-1000
(Registrant’s telephone number, including area code):
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
TABLE OF CONTENTS
Item 2.02 Results of Operations and Financial Condition
On November 2, 2006 Universal Electronics Inc. (“UEI”) is issuing a press release and holding a
conference call regarding its financial results for the third quarter 2006. A copy of the press
release is included as Exhibit 99.1 to this report.
Pursuant to General Instruction B.2 of Form 8-K, the information contained in Exhibit 99.1 will be
deemed furnished, and not “filed,” for purposes of Section 18 of the Securities Exchange Act of
1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the
Exchange Act or the Securities Act of 1933, as amended, except as expressly set forth by specific
reference in any such filing.
Use of Non-GAAP Financial Information
UEI is making reference to non-GAAP financial information in both the press release and the
conference call. The GAAP comparables and the reconciliation of the non-GAAP financial measures to
the comparable GAAP financial measures are contained in the attached press release and have been
posted on the News Releases page of UEI’s website and can be found at:
http://investor.uei.com/phoenix.zhtml?c=84751&p=irol-news.
Item 9.01 Financial Statements and Exhibits
(c) Exhibits. The following exhibit is furnished with this report.
99.1 Press Release of Universal Electronics Inc. dated November 2, 2006.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned thereunto duly authorized.
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Universal Electronics Inc. |
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Date: November 2, 2006
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By:
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/s/ Bryan Hackworth |
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Bryan Hackworth |
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Chief Financial Officer (Principal Financial
Officer) |
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