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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 0 | 06/04/2014 | A | 7,926 (1) | (1) | (1) | Common Stock | 7,926 | $ 0 | 14,666 (2) | D | ||||
Restricted Stock Units | $ 0 | 06/05/2014 | M | 6,740 | (3) | (3) | Common Stock | 6,740 | $ 0 | 7,926 (1) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Costamagna Claudio 1101 K STREET NW WASHINGTON, DC 20005 |
X |
By: Eric B. Miller, Attorney-in-Fact For: Claudio Costamagna | 06/06/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents restricted stock units awarded to the director on June 4, 2014 on account of the director's 2014 non-employee director compensation, which vest in full on the first anniversary of the date of grant and represent the right to receive an equal number of shares of common stock of FTI Consulting, Inc. upon vesting. |
(2) | Includes Restricted Stock Units granted in prior years with different vesting dates. Each Restricted Stock Unit represents, on the books of the Company, a unit which is equivalent to one share of the Company's common stock. |
(3) | The restricted stock units vested on June 5, 2014 (on the first anniversary of the date of grant of June 5, 2013) and an equal number of shares of common stock of FTI Consulting, Inc. were issued upon vesting of such units. |