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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
call options to purchase limited partnership units | $ 36.95 | Â | Â | Â | Â | Â | Â (3) | 02/26/2023 | Units of Limited Partner Interest | Â | 13,997 | Â | ||
call options to purchase limited partnership units | $ 29.53 | Â | Â | Â | Â | Â | Â (4) | 03/27/2022 | Units of Limited Partner Interest | Â | 9,585 | Â | ||
Phantom Units | Â | Â | Â | Â | Â | Â | 03/04/2013(6) | 03/04/2014(6) | Units of Limited Partner Interest | Â | 2,345 | Â | ||
Phantom Units | Â | Â | Â | Â | Â | Â | 03/03/2014(7) | 03/03/2015(7) | Units of Limited Partner Interest | Â | 3,163 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Freeman Craig J ONE CEDAR POINT DRIVE SANDUSKY, OH 44870 |
 |  |  Corporate VP, Administration |  |
Craig J. Freeman | 02/13/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | During the fiscal year under the Cedar Fair, L.P. Distribution Reinvestment and Employee Unit Purchase Plan, 731 units were acquired at prices ranging from $36.85 to $48.76. These transactions are exempt under rule 16a-11 and rule 16a-3(f). |
(2) | During the fiscal year under a broker administered distribution reinvestment plan, 148 units were acquired at prices ranging from $39.06 to $43.95. These transactions are exempt under rule 16a-11 and rule 16a-3(f). |
(3) | Options vest at a rate of 33% per year on each anniversary date, beginning on February 26, 2014. |
(4) | Options vest at a rate of 33% per year on each anniversary date, beginning on March 27, 2013. |
(5) | Each phantom unit is the economic equivalent of one limited partner unit in Cedar Fair, L.P. |
(6) | This award vests in two equal installments on March 4, 2013 and 2014, respectively, assuming the grantee continues to be employed with the Company. |
(7) | This award vests in two equal installments on March 3, 2014 and 2015, respectively, assuming the grantee continues to be employed with the Company. |