UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.
20549
________________
FORM
8-K
CURRENT
REPORT
Pursuant to Section
13 or 15(d) of the
Securities Exchange
Act of 1934
Date of report (Date of earliest event
reported): May 20, 2010 (May 19, 2010)
HALLADOR ENERGY COMPANY
(Exact name of
registrant as specified in its charter)
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Colorado
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0-14731
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84-1014610
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(State or
Other Jurisdiction of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1660 Lincoln Street, Suite 2700, Denver
Colorado
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80264-2701
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(Address of
principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area
code: 303-839-5504
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Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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1
Item
5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of
the Code of Ethics
We
adopted a new Code of Conduct (the “Code”) effective May 19,
2010. The Code is posted on the corporate governance page of our
website at http://www.halladorenergy.com.
The Code is
attached to this Form 8-K as Exhibit 14.
Item
8.01: Other Events
On
May 19, 2010, we issued a press release announcing that we have been
approved for listing on the NASDAQ and will begin trading on Friday, May 21,
2010 under the symbol HNRG. Hallador personnel will preside over
the NASDAQ Opening Bell on Thursday, May 27, 2010. A copy of
the Press Release is attached as Exhibit 99.
Item
9.01: Financial Statements and Exhibits
(d) Exhibits
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14 -
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Hallador
Energy Company’s Code of Ethics
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99 -
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Press Release
dated May 19, 2010 titled “Hallador Energy Company (HNRG) Announces
Listing on NASDAQ Capital Market”
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SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly
authorized.
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Date: May
20, 2010
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HALLADOR
ENERGY COMPANY
By: /s/W. Anderson Bishop
W.
Anderson Bishop, CFO
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