UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Phantom Stock | Â (1) | Â (1) | Common Stock | 13.922 | $ (1) | I | Parker Hannifin Corporation Savings Restoration Plan |
Stock Appreciation Right | Â (2) | 08/13/2023 | Common Stock | 4,650 | $ 106.18 | D | Â |
Stock Appreciation Right | Â (3) | 08/12/2024 | Common Stock | 3,500 | $ 113.19 | D | Â |
Stock Appreciation Right | Â (4) | 08/11/2025 | Common Stock | 12,320 | $ 113.23 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Weeks Andrew M PARKER HANNIFIN CORPORATION 6035 PARKLAND BLVD. CLEVELAND, OH 44124 |
 |  |  VP, Pres-Hydraulics Grp |  |
Rhoda M. Minichillo, Attorney-in-Fact | 09/10/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each share of phantom stock is the economic equivalent of one share of Parker common stock. The shares of phantom stock will be settled in cash upon termination of his employment, whether voluntary or involuntary, with Parker. While employed at Parker, the reporting person may transfer the value of his phantom stock into an alternative investment account at any time. |
(2) | The SAR vested in three equal annual installments beginning 8/14/2014. |
(3) | The SAR vested in three equal annual installments beginning 8/13/2015. |
(4) | The SAR vests in three equal annual installments beginning 8/12/2016. |