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UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
FORM 8-K
CURRENT
REPORT
PURSUANT TO
SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
November 8,
2018
Date of Report
(Date of earliest event reported)
LIGHTPATH
TECHNOLOGIES, INC.
(Exact name of
registrant as specified in its charter)
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Delaware
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000-27548
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86-0708398
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(State or other
jurisdiction ofincorporation or
organization)
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(Commission File
Number)
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(I.R.S.
EmployerIdentification
Number)
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2603 Challenger
Tech Court, Suite 100
Orlando, Florida
32826
(Address of
principal executive office, including zip code)
(407)
382-4003
(Registrant’s
telephone number, including area code)
Check the appropriate box below if
the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following
provisions:
[ ] Written communications pursuant
to Rule 425 under the Securities Act (17 CFR
230.425)
[ ] Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
[ ] Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of
the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of
the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this
chapter).
Emerging growth company [
]
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the
extended transition period for complying with any new or revised
financial accounting standards providing pursuant to Section 13(a)
of the Exchange Act. [ ]
LightPath Technologies,
Inc.
Form 8-K
Item 2.02. Results of Operations and
Financial Condition
On November 8,
2018, LightPath Technologies, Inc. issued a Press Release
announcing the results for its fiscal 2019 first quarter ended
September 30, 2018. A copy of the Press Release is attached as
Exhibit 99.1 hereto and is incorporated by reference
herein.
Item 9.01 Financial Statements and
Exhibits
(d)
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Exhibit No.
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Description
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Press Release
issued on November 8, 2018, Financial Results for the Fiscal 2019
First Quarter ended September 30, 2018
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SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, as amended, the registrant has
duly caused this Report to be signed in its behalf by the
undersigned, thereunto duly authorized.
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LIGHTPATH TECHNOLOGIES,
INC.
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Dated: November 8,
2018
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By:
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/s/ Donald O. Retreage,
Jr.
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Donald O.
Retreage, Jr., CFO
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