CUSIP
No. 369822507
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13D/A
(Amendment No. 1)
Under the Securities Exchange Act of 1934
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General Finance Corporation
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(Name
of Issuer)
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9.00% Series C Cumulative Redeemable Perpetual Preferred
Stock
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(Title
of Class of Securities)
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369822507
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(CUSIP
Number)
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Karl I. Swaidan
Hahn & Hahn LLP
301 E. Colorado Boulevard, 9th Floor
Pasadena, California 91101-1977
(626) 796-9123
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(Name,
Address and Telephone Number of Person
Authorized
to Receive Notices and Communications)
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November 6, 2017
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(Date
of Event which Requires Filing of this Statement)
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CUSIP
No. 369822507
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1
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NAMES
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Ronald
L. Havner, Jr.
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2
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a)
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(b)
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3
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SEC USE
ONLY
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4
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SOURCE
OF FUNDS (See Instructions) PF
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5
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CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
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6
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CITIZENSHIP OR
PLACE OF ORGANIZATION U.S.A.
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON
WITH
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7
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SOLE
VOTING POWER 0
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8
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SHARED
VOTING POWER 9,953(1)
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9
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SOLE
DISPOSITIVE POWER 0
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10
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SHARED
DISPOSITIVE POWER 9,953(1)
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11
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AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,953(1)
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12
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CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
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13
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.5%
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14
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TYPE OF
REPORTING PERSON IN
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CUSIP
No. 369822507
|
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1
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NAMES
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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LeeAnn
R. Havner
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2
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a)
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|||||
(b)
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|||||
3
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SEC USE
ONLY
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|||||
4
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SOURCE
OF FUNDS (See Instructions) PF
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|||||
5
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CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
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||||
6
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CITIZENSHIP OR
PLACE OF ORGANIZATION U.S.A.
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|||||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON
WITH
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7
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SOLE
VOTING POWER 0
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||||
8
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SHARED
VOTING POWER 9,953(1)
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|||||
9
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SOLE
DISPOSITIVE POWER 0
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|||||
10
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SHARED
DISPOSITIVE POWER 9,953(1))
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|||||
11
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AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,953(1)
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|||||
12
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CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
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||||
13
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.5%
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|||||
14
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TYPE OF
REPORTING PERSON IN
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CUSIP
No. 369822507
|
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1
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NAMES
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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The
Havner Family Trust
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2
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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|||||
(a)
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|||||
(b)
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|
|||||
3
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SEC USE
ONLY
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|||||
4
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SOURCE
OF FUNDS (See Instructions) PF
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5
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CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
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||||
6
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CITIZENSHIP OR
PLACE OF ORGANIZATION California
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON
WITH
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7
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SOLE
VOTING POWER 0
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||||
8
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SHARED
VOTING POWER 9,953 (1)
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|||||
9
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SOLE
DISPOSITIVE POWER 0
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|||||
10
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SHARED
DISPOSITIVE POWER 9,953 (1)
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|||||
11
|
AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,953
|
|||||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
|
||||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.5%
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|||||
14
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TYPE OF
REPORTING PERSON OO
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CUSIP
No. 369822507
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Item 1.
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Security and Issuer
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Item 2.
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Identity and Background
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Item 3.
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Source and Amount of Funds
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Item 4.
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Purpose of Transaction
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Item 5.
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Interest in Securities of the Issuer
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Item 5.
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Contracts, Arrangements,
Understandings or Relationships with Respect to Securities of the
Issuer
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Item 7.
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Material to be Filed as Exhibits
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CUSIP
No. 369822507
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Date:
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November 21, 2017
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Signature:
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/s/ Ronald L. Havner, Jr.
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Name/Title:
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Ronald L. Havner, Jr.
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Signature:
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/s/ LeeAnn R. Havner
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Name/Title:
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LeeAnn R. Havner
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Signature:
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/s/ LeeAnn R. Havner
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Name:
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LeeAnn R. Havner
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Title:
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Trustee
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Signature:
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/s/ Ronald L. Havner, Jr.
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Name:
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Ronald L. Havner, Jr.
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Title:
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Trustee
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