UNITED STATES OMB APPROVAL

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

OMB Number          3235-0101

Expires:               May 31, 2017

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FORM 144 SEC USE ONLY

NOTICE OF PROPOSED SALE OF SECURITIES

PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

 DOCUMENT SEQUENCE NO.

ATTENTION:  Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale

                      or executing a sale directly with a market maker.

 CUSIP NUMBER
 

1 (a)  NAME OF ISSUER (Please type or print)

 

Malvern Bancorp, Inc.

(b)   IRS IDENT. NO.

 

45-5307782

(c)   S.E.C. FILE NO.

 

000-54835

   WORK LOCATION
  1(d)  ADDRESS OF ISSUER                                STREET                    CITY                         STATE                     ZIP CODE (e)   TELEPHONE NO.
 
                                                                                               42 East Lancaster Avenue           Paoli                                           PA                                           19301

AREA CODE

610

NUMBER

 

695-3676

 

2 (a)   NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD

 

Malvern Federal Charitable Trust

(b)  RELATIONSHIP TO ISSUER

 

Insider

(c)  ADDRESS               STREET        CITY        STATE          ZIP CODE

 

              42 East Lancaster Avenue      Paoli            PA                19301

                     
                             

 

           INSTRUCTION:  The person filing this notice should contact the issuer to obtain the IRS. Identification Number and the S.E.C. File Number.

 

3 (a) (b) SEC USE ONLY (c) (d) (e) (f) (g)

Title of the

Class of

Securities

To Be Sold

 

Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities

 

Broker-Dealer

File Number

Number of Shares

or Other Units

To Be Sold

(See instr. 3(c))

Aggregate

Market

Value

(See instr. 3(d))

Number of Shares

or Other Units

Outstanding

(See instr. 3(e))

Approximate

Date of Sale

(See instr. 3(f))

(MO   DAY   YR)

Name of Each

Securities

Exchange

(See instr. 3(g))

Common Stock

Stifel, Nicolaus & Company, Incorporated501 N. BroadwaySt. Louis, MO 63102

   3,600

  

6,558,473

 

  

 

INSTRUCTIONS:

1.   (a)   Name of issuer

      (b)   Issuer's I.R.S. Identification Number

      (c)   Issuer's S.E.C. file number, if any

      (d)   Issuer's address, including zip code

      (e)   Issuer's telephone number, including area code

 

2.  (a)   Name of person for whose account the securities are to be sold

     (b)   Such person's relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)

     (c)   Such person's address, including zip code    

3.   (a)   Title of the class of securities to be sold

      (b)   Name and address of each broker through whom the securities are intended to be sold

      (c)   Number of shares or other units to be sold (if debt securities, give the aggregate face amount)

      (d)   Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice

      (e)   Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer

      (f)   Approximate date on which the securities are to be sold

      (g)   Name of each securities exchange, if any, on which the securities are intended to be sold

Potential persons who are to respond to the collection of information contained in this form are not

required to respond unless the form displays a currently valid OMB control number.    

                                                   SEC 1147 (08-07)

 
 

TABLE I - SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold

and with respect to the payment of all or any part of the purchase price or other consideration therefor:

Title of

the Class

Date You

Acquired

 Nature of Acquisition Transaction 

Name of Person from Whom Acquired

(If gift, also give date donor acquired)

Amount of

Securities Acquired

Date of

Payment

 Nature of Payment

Common

 

 

 05/20/08 Purchased during stock offering

Malvern Federal Bancorp, Inc.

 

 

 123,050 05/20/08

Wire transfer

 

 

INSTRUCTIONS: If the securities were purchased and full payment therefore was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given.  If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.      

 

TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

Name and Address of Seller Title of Securities Sold Date of Sale

Amount of

Securities Sold

 Gross Proceeds

N/A

 

 N/A N/A N/A N/A

 

REMARKS:

 

 

INSTRUCTIONS:
See the definition of "person" in paragraph (a) of Rule 144.  Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition.  In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

 

 ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.  If each person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

 

 

      9/18/2015                        

DATE OF NOTICE

 

                                                                                           

DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,

IF RELYING ON RULE 10B5-1

        /s/ Joseph Gangemi           

(Signature)

The notice shall be signed by the person for whose account the securities are to be sold.  At least one copy of the notice shall be manually signed.  Any copies not manually signed shall bear typed or printed signatures.

 

ATTENTION:  Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001).

SEC 1147 (02-08)