UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-8568
NAME OF REGISTRANT: John Hancock Bank and Thrift
Opportunity Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 601 Congress Street
Boston, MA 02210
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles Rizzo
601 Congress Street
Boston, MA 02210
REGISTRANT'S TELEPHONE NUMBER: 617-663-3000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
2X21 JHF Financial Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
1ST UNITED BANCORP INC. Agenda Number: 933803125
--------------------------------------------------------------------------------------------------------------------------
Security: 33740N105
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: FUBC
ISIN: US33740N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAULA BERLINER Mgmt For For
DEREK C. BURKE Mgmt For For
JEFFERY L. CARRIER Mgmt For For
RONALD A. DAVID Mgmt For For
JAMES EVANS Mgmt For For
ARTHUR S. LORING Mgmt For For
THOMAS E. LYNCH Mgmt For For
JOHN MARINO Mgmt For For
CARLOS MORRISON Mgmt For For
WARREN S. ORLANDO Mgmt For For
RUDY E. SCHUPP Mgmt For For
JOSEPH W. VECCIA, JR. Mgmt For For
2. NONBINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO ADOPT THE 2013 INCENTIVE PLAN. Mgmt Against Against
4. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S PRINCIPAL INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
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ACE LIMITED Agenda Number: 933802022
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF ROBERT M. HERNANDEZ Mgmt For For
1.2 ELECTION OF PETER MENIKOFF Mgmt For For
1.3 ELECTION OF ROBERT RIPP Mgmt For For
1.4 ELECTION OF THEODORE E. SHASTA Mgmt For For
2. AMENDMENT TO THE ARTICLES OF ASSOCIATION TO Mgmt For For
DECLASSIFY THE BOARD OF DIRECTORS
3.1 APPROVAL OF THE ANNUAL REPORT Mgmt For For
3.2 APPROVAL OF THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF ACE LIMITED
3.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS
4. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
5. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
6.1 ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL ORDINARY GENERAL MEETING
6.2 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2013
6.3 ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL
ORDINARY GENERAL MEETING
7. APPROVAL OF ACE LIMITED 2004 LONG-TERM Mgmt For For
INCENTIVE PLAN AS AMENDED THROUGH THE SIXTH
AMENDMENT
8. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
9. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
AMERIS BANCORP Agenda Number: 933775150
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: ABCB
ISIN: US03076K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWIN W. HORTMAN, JR Mgmt For For
DANIEL B. JETER Mgmt For For
LEO J. HILL Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF PORTER Mgmt For For
KEADLE MOORE, LLC AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2013.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
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ANCHOR BANCORP WA Agenda Number: 933689311
--------------------------------------------------------------------------------------------------------------------------
Security: 032838104
Meeting Type: Annual
Meeting Date: 17-Oct-2012
Ticker: ANCB
ISIN: US0328381043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS A. KAY Mgmt For For
GEORGE W. DONOVAN Mgmt For For
TERRI L. DEGNER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF MOSS Mgmt For For
ADAMS LLP AS THE INDEPENDENT AUDITOR FOR
THE YEAR ENDING JUNE 30, 2013.
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BANK OF AMERICA CORPORATION Agenda Number: 933759017
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1K. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1L. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION (SAY ON PAY).
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2013.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr For Against
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
6. STOCKHOLDER PROPOSAL - MULTIPLE BOARD Shr Against For
SERVICE.
7. STOCKHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS.
8. STOCKHOLDER PROPOSAL - MORTGAGE SERVICING. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BAR HARBOR BANKSHARES Agenda Number: 933789488
--------------------------------------------------------------------------------------------------------------------------
Security: 066849100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: BHB
ISIN: US0668491006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT C. CARTER Mgmt For For
THOMAS A. COLWELL Mgmt For For
PETER DODGE Mgmt For For
MARTHA T. DUDMAN Mgmt For For
LAURI E. FERNALD Mgmt For For
GREGG S. HANNAH Mgmt For For
CLYDE H. LEWIS Mgmt For For
JOSEPH M. MURPHY Mgmt For For
ROBERT M. PHILLIPS Mgmt For For
CONSTANCE C. SHEA Mgmt For For
KENNETH E. SMITH Mgmt For For
SCOTT G. TOOTHAKER Mgmt For For
DAVID B. WOODSIDE Mgmt For For
2. TO APPROVE A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF THE COMPANY ("SAY ON
PAY").
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
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BB&T CORPORATION Agenda Number: 933742985
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. ALLISON IV Mgmt For For
JENNIFER S. BANNER Mgmt For For
K. DAVID BOYER, JR. Mgmt For For
ANNA R. CABLIK Mgmt For For
RONALD E. DEAL Mgmt For For
JAMES A. FAULKNER Mgmt For For
I. PATRICIA HENRY Mgmt For For
JOHN P. HOWE III, M.D. Mgmt For For
ERIC C. KENDRICK Mgmt For For
KELLY S. KING Mgmt For For
LOUIS B. LYNN Mgmt For For
EDWARD C. MILLIGAN Mgmt Withheld Against
CHARLES A. PATTON Mgmt For For
NIDO R. QUBEIN Mgmt For For
TOLLIE W. RICH, JR. Mgmt For For
THOMAS E. SKAINS Mgmt For For
THOMAS N. THOMPSON Mgmt For For
EDWIN H. WELCH, PH.D. Mgmt For For
STEPHEN T. WILLIAMS Mgmt For For
2. TO RATIFY THE REAPPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. TO VOTE ON AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE BB&T'S OVERALL PAY-FOR-PERFORMANCE
EXECUTIVE COMPENSATION PROGRAM, COMMONLY
REFERRED TO AS A "SAY ON PAY" VOTE.
4. TO VOTE ON A SHAREHOLDER PROPOSAL Shr For Against
REQUESTING REPORTS WITH RESPECT TO BB&T'S
POLITICAL CONTRIBUTIONS AND RELATED
POLICIES AND PROCEDURES.
5. TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr For Against
MAJORITY VOTING IN DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 933743355
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Special
Meeting Date: 23-Apr-2013
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AMENDMENTS TO THE RESTATED Mgmt For For
ARTICLES OF INCORPORATION, AS AMENDED, OF
BB&T TO CHANGE THE PAYMENT DATES OF ITS
PREFERRED STOCK DIVIDENDS TO CONFORM WITH
THE PAYMENT DATE OF ITS COMMON STOCK
DIVIDENDS AND CONFORM PREFERRED STOCK
RECORD DATES.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING FOR ANY REASON.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC. Agenda Number: 933775390
--------------------------------------------------------------------------------------------------------------------------
Security: 084680107
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: BHLB
ISIN: US0846801076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN B. DAVIES Mgmt For For
RODNEY C. DIMOCK Mgmt For For
LAURIE NORTON MOFFATT Mgmt For For
J. WILLIAR DUNLAEVY Mgmt For For
2. TO APPROVE THE BERKSHIRE HILLS BANCORP, Mgmt For For
INC. 2013 EQUITY INCENTIVE PLAN.
3. TO CONSIDER A NON-BINDING PROPOSAL TO GIVE Mgmt For For
ADVISORY APPROVAL OF OUR EXECUTIVE
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT.
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
BRIDGE CAPITAL HOLDINGS Agenda Number: 933769842
--------------------------------------------------------------------------------------------------------------------------
Security: 108030107
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: BBNK
ISIN: US1080301070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LAWRENCE OWEN BROWN Mgmt For For
HOWARD N. GOULD Mgmt For For
DR. FRANCIS J. HARVEY Mgmt For For
ALLAN C. KRAMER, M.D. Mgmt For For
ROBERT P. LATTA Mgmt For For
DANIEL P. MYERS Mgmt For For
CHRISTOPHER B. PAISLEY Mgmt For For
THOMAS M. QUIGG Mgmt For For
THOMAS A. SA Mgmt For For
TERRY SCHWAKOPF Mgmt For For
BARRY A. TURKUS Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
3 TO RATIFY THE APPOINTMENT OF VAVRINEK, Mgmt For For
TRINE, DAY & CO. LLP AS INDEPENDENT
ACCOUNTANTS FOR THE COMPANY'S 2013 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION Agenda Number: 933745602
--------------------------------------------------------------------------------------------------------------------------
Security: 117665109
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: BMTC
ISIN: US1176651099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LYNN B. MCKEE Mgmt For For
WENDELL F. HOLLAND Mgmt Withheld Against
DAVID E. LEES Mgmt Withheld Against
FREDERICK C. PETERS II Mgmt Withheld Against
2. TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR BRYN MAWR BANK
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
BSB BANCORP INC MD Agenda Number: 933697003
--------------------------------------------------------------------------------------------------------------------------
Security: 05573H108
Meeting Type: Special
Meeting Date: 14-Nov-2012
Ticker: BLMT
ISIN: US05573H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL OF THE BSB BANCORP, INC. 2012 Mgmt For For
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BSB BANCORP INC MD Agenda Number: 933808341
--------------------------------------------------------------------------------------------------------------------------
Security: 05573H108
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: BLMT
ISIN: US05573H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. MORRISSEY Mgmt For For
RICHARD J. FOUGERE Mgmt For For
HAL R. TOVIN Mgmt For For
ROBERT D. WARD Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
SHATSWELL, MACLEOD & COMPANY, P.C. AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF BSB BANCORP, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
3. AN ADVISORY, NON-BINDING VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA UNITED BANK Agenda Number: 933663747
--------------------------------------------------------------------------------------------------------------------------
Security: 130781107
Meeting Type: Special
Meeting Date: 23-Jul-2012
Ticker: CUNB
ISIN: US1307811075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVING THE PRINCIPAL TERMS OF AN Mgmt For For
AGREEMENT TO MERGE AND PLAN OF HOLDING
COMPANY FORMATION, DATED DECEMBER 8, 2011
("FORMATION AGREEMENT") AND THE
REORGANIZATION OF CUB INTO THE BANK HOLDING
COMPANY FORM OF OWNERSHIP CONTEMPLATED
THEREIN (THE "BANK HOLDING COMPANY
REORGANIZATION") ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
2. APPROVING THE PRINCIPAL TERMS OF AN Mgmt For For
AGREEMENT AND PLAN OF MERGER DATED DEC 8,
2011 (AS AMENDED, THE "MERGER AGREEMENT")
AND THE TRANSACTIONS CONTEMPLATED THEREIN
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
3. APPROVING THE GRANT OF DISCRETIONARY Mgmt For For
AUTHORITY TO ADJOURN THE CUB SPECIAL
MEETING IF NECESSARY TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING OF CUB TO APPROVE THE PRINCIPAL
TERMS OF THE FORMATION AGREEMENT AND/OR THE
MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION Agenda Number: 933753849
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: CAC
ISIN: US1330341082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. FLANAGAN Mgmt For For
JAMES H. PAGE, PH.D. Mgmt For For
ROBIN A. SAWYER, CPA Mgmt For For
KAREN W. STANLEY Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS ("SAY-ON-PAY").
3. TO RATIFY THE APPOINTMENT OF BERRY DUNN Mgmt For For
MCNEIL & PARKER, LLC AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
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CAMPUS CREST COMMUNITIES, INC. Agenda Number: 933744179
--------------------------------------------------------------------------------------------------------------------------
Security: 13466Y105
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: CCG
ISIN: US13466Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TED W. ROLLINS Mgmt For For
MICHAEL S. HARTNETT Mgmt For For
RICHARD S. KAHLBAUGH Mgmt For For
DENIS MCGLYNN Mgmt For For
WILLIAM G. POPEO Mgmt For For
DANIEL L. SIMMONS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
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CENTERSTATE BANKS, INC. Agenda Number: 933743468
--------------------------------------------------------------------------------------------------------------------------
Security: 15201P109
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: CSFL
ISIN: US15201P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES H. BINGHAM Mgmt For For
G. ROBERT BLANCHARD, JR Mgmt For For
C. DENNIS CARLTON Mgmt For For
JOHN C. CORBETT Mgmt For For
GRIFFIN A. GREENE Mgmt For For
CHARLES W. MCPHERSON Mgmt For For
G. TIERSO NUNEZ II Mgmt For For
THOMAS E. OAKLEY Mgmt For For
ERNEST S. PINNER Mgmt For For
WILLIAM K. POU, JR. Mgmt For For
JOSHUA A. SNIVELY Mgmt For For
2 APPROVAL OF THE ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3 APPROVAL OF THE 2013 EQUITY INCENTIVE PLAN. Mgmt For For
4 APPROVAL OF THE PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
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CHEMICAL FINANCIAL CORPORATION Agenda Number: 933739469
--------------------------------------------------------------------------------------------------------------------------
Security: 163731102
Meeting Type: Annual
Meeting Date: 15-Apr-2013
Ticker: CHFC
ISIN: US1637311028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY E. ANDERSON Mgmt For For
J. DANIEL BERNSON Mgmt For For
NANCY BOWMAN Mgmt For For
JAMES R. FITTERLING Mgmt For For
THOMAS T. HUFF Mgmt For For
MICHAEL T. LAETHEM Mgmt For For
JAMES B. MEYER Mgmt For For
TERENCE F. MOORE Mgmt For For
DAVID B. RAMAKER Mgmt For For
GRACE O. SHEARER Mgmt For For
LARRY D. STAUFFER Mgmt For For
FRANKLIN C. WHEATLAKE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHEVIOT FINANCIAL CORP. Agenda Number: 933741363
--------------------------------------------------------------------------------------------------------------------------
Security: 16677X105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: CHEV
ISIN: US16677X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD L. KLEEMEIER Mgmt For For
JAMES E. WILLIAMSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
CLARK, SCHAEFER, HACKETT & CO. AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. AN ADVISORY, NON-BINDING RESOLUTION WITH Mgmt For For
RESPECT TO OUR EXECUTIVE COMPENSATION.
4. AN ADVISORY, NON-BINDING VOTE WITH RESPECT Mgmt 1 Year For
TO THE FREQUENCY OF VOTING ON OUR EXECUTIVE
COMPENSATION.
5. THE APPROVAL OF THE COMPANY'S 2013 EQUITY Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS SOUTH BANKING CORPORATION Agenda Number: 933678320
--------------------------------------------------------------------------------------------------------------------------
Security: 176682102
Meeting Type: Special
Meeting Date: 26-Sep-2012
Ticker: CSBC
ISIN: US1766821029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL AND ADOPTION OF THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF MAY 13,
2012, BY AND BETWEEN PARK STERLING
CORPORATION AND CITIZENS SOUTH BANKING
CORPORATION, AS THE AGREEMENT MAY BE
AMENDED FROM TIME TO TIME, PURSUANT TO
WHICH CITIZENS SOUTH BANKING CORPORATION
WILL MERGE WITH AND INTO PARK STERLING
CORPORATION.
2. THE APPROVAL OF AN ADVISORY (NONBINDING) Mgmt For For
VOTE TO APPROVE "GOLDEN PARACHUTE"
COMPENSATION PAYABLE UNDER EXISTING
AGREEMENTS THAT CERTAIN CITIZENS SOUTH
BANKING CORPORATION OFFICERS WILL RECEIVE
FROM CITIZENS SOUTH BANKING CORPORATION AND
ITS SUBSIDIARY, CITIZENS SOUTH BANK, IN
CONNECTION WITH THE MERGER.
3. THE APPROVAL OF THE ADJOURNMENT OR Mgmt For For
POSTPONEMENT OF THE SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF
APPROVAL AND ADOPTION OF THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
CITY HOLDING COMPANY Agenda Number: 933765250
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: CHCO
ISIN: US1778351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES W. FAIRCHILDS Mgmt For For
WILLIAM H. FILE III Mgmt For For
TRACY W. HYLTON II Mgmt For For
C. DALLAS KAYSER Mgmt For For
SHARON H. ROWE Mgmt For For
2. PROPOSAL TO RATIFY THE AUDIT COMMITTEE AND Mgmt For For
THE BOARD OF DIRECTORS' APPOINTMENT OF
ERNST & YOUNG, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR CITY
HOLDING COMPANY FOR 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. PROPOSAL TO APPROVE CITY HOLDING COMPANY'S Mgmt For For
2013 INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 933744965
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RALPH W. BABB, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER A. CREGG Mgmt For For
1.3 ELECTION OF DIRECTOR: T. KEVIN DENICOLA Mgmt For For
1.4 ELECTION OF DIRECTOR: JACQUELINE P. KANE Mgmt For For
1.5 ELECTION OF DIRECTOR: RICHARD G. LINDNER Mgmt For For
1.6 ELECTION OF DIRECTOR: ALFRED A. PIERGALLINI Mgmt For For
1.7 ELECTION OF DIRECTOR: ROBERT S. TAUBMAN Mgmt For For
1.8 ELECTION OF DIRECTOR: REGINALD M. TURNER, Mgmt For For
JR.
1.9 ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. APPROVAL OF THE COMERICA INCORPORATED 2006 Mgmt For For
AMENDED AND RESTATED LONG-TERM INCENTIVE
PLAN, AS FURTHER AMENDED
4. APPROVAL OF A NON-BINDING, ADVISORY Mgmt Against Against
PROPOSAL APPROVING EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
COMMERCE BANCSHARES, INC. Agenda Number: 933746337
--------------------------------------------------------------------------------------------------------------------------
Security: 200525103
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: CBSH
ISIN: US2005251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EARL H. DEVANNY, III Mgmt For For
B.F. RASSIEUR, III Mgmt For For
TODD R. SCHNUCK Mgmt For For
ANDREW C. TAYLOR Mgmt For For
2. RATIFY KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. SAY ON PAY - ADVISORY APPROVAL OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMMERCE BANCSHARES, INC. 2005 EQUITY
INCENTIVE PLAN.
5. APPROVAL OF AMENDMENT OF THE STOCK PURCHASE Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS TO INCREASE
AUTHORIZED SHARES.
--------------------------------------------------------------------------------------------------------------------------
CONNECTONE BANCORP, INC Agenda Number: 933789680
--------------------------------------------------------------------------------------------------------------------------
Security: 20786U101
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CNOB
ISIN: US20786U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK SORRENTINO III Mgmt For For
FRANK W. BAIER Mgmt For For
STEVEN M. GOLDMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CRESCENT FINANCIAL BANCSHARES INC Agenda Number: 933804266
--------------------------------------------------------------------------------------------------------------------------
Security: 225743103
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: CRFN
ISIN: US2257431039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
J. ADAM ABRAM Mgmt Withheld Against
DAVID S. BRODY Mgmt For For
ALAN N. COLNER Mgmt For For
SCOTT M. CUSTER Mgmt Withheld Against
GEORGE T. DAVIS, JR. Mgmt For For
THIERRY HO Mgmt For For
J. BRYANT KITTRELL, III Mgmt For For
JOSEPH T. LAMB, JR. Mgmt For For
STEVEN J. LERNER Mgmt For For
JAMES A. LUCAS, JR. Mgmt Withheld Against
CHARLES A. PAUL, III Mgmt For For
A. WELLFORD TABOR Mgmt For For
NICOLAS D. ZERBIB Mgmt For For
2 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION THAT WOULD CHANGE THE
COMPANY'S NAME TO VANTAGESOUTH BANCSHARES,
INC.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
4 PROPOSAL TO RATIFY AND APPROVE A Mgmt For For
NON-BINDING STOCKHOLDER RESOLUTION
REGARDING THE COMPANY'S EXECUTIVE
COMPENSATION POLICIES AND PRACTICES AND
COMPENSATION PAID TO EXECUTIVE OFFICERS.
5 PROPOSAL TO RATIFY AND APPROVE A Mgmt 1 Year For
NON-BINDING STOCKHOLDER RESOLUTION
REGARDING THE FREQUENCY OF FUTURE ADVISORY
PROPOSALS ON THE COMPANY'S EXECUTIVE
COMPENSATION MATTERS.
--------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda Number: 933756681
--------------------------------------------------------------------------------------------------------------------------
Security: 229899109
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: CFR
ISIN: US2298991090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. DENNY ALEXANDER Mgmt For For
CARLOS ALVAREZ Mgmt For For
ROYCE S. CALDWELL Mgmt For For
CRAWFORD H. EDWARDS Mgmt For For
RUBEN M. ESCOBEDO Mgmt For For
RICHARD W. EVANS, JR. Mgmt For For
PATRICK B. FROST Mgmt For For
DAVID J. HAEMISEGGER Mgmt For For
KAREN E. JENNINGS Mgmt For For
RICHARD M. KLEBERG, III Mgmt For For
CHARLES W. MATTHEWS Mgmt For For
IDA CLEMENT STEEN Mgmt For For
HORACE WILKINS, JR. Mgmt For For
2. TO APPROVE THE AMENDMENT TO THE Mgmt For For
CULLEN/FROST BANKERS, INC. 2005 OMNIBUS
INCENTIVE PLAN, AS AMENDED AND RESTATED.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP TO ACT AS INDEPENDENT AUDITORS OF
CULLEN/FROST BANKERS, INC. FOR THE FISCAL
YEAR THAT BEGAN JANUARY 1, 2013.
4. PROPOSAL TO ADOPT THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION APPROVING
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 933748874
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS E. SINGLETON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL F. FOUST Mgmt For For
1C. ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN Mgmt For For
1D. ELECTION OF DIRECTOR: KATHLEEN EARLEY Mgmt For For
1E. ELECTION OF DIRECTOR: RUANN F. ERNST, PH.D. Mgmt For For
1F. ELECTION OF DIRECTOR: KEVIN J. KENNEDY Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM G. LAPERCH Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT H. ZERBST Mgmt For For
2. RATIFYING THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. THE APPROVAL, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DNB FINANCIAL CORPORATION Agenda Number: 933761288
--------------------------------------------------------------------------------------------------------------------------
Security: 233237106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: DNBF
ISIN: US2332371069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MILDRED C. JOYNER Mgmt For For
WILLIAM S. LATOFF Mgmt For For
2. AN ADVISORY (NON-BINDING) "SAY ON PAY" Mgmt For For
RESOLUTION TO APPROVE EXECUTIVE OFFICER
COMPENSATION.
3. ADVISORY (NON-BINDING) "SAY WHEN ON PAY" Mgmt 1 Year For
RESOLUTION FOR SHAREHOLDERS TO RECOMMEND
THE FREQUENCY AT WHICH THE CORPORATION
SHOULD CONDUCT AN ADVISORY VOTE TO APPROVE
EXECUTIVE OFFICER COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF PARENTEBEARD Mgmt For For
LLC AS THE REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
EASTERN VIRGINIA BANKSHARES, INC. Agenda Number: 933809470
--------------------------------------------------------------------------------------------------------------------------
Security: 277196101
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: EVBS
ISIN: US2771961016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. RAND COOK Mgmt For For
CHARLES R. REVERE Mgmt For For
F.L. GARRETT, III Mgmt Withheld Against
JOE A. SHEARIN Mgmt For For
IRA C. HARRIS, PHD, CPA Mgmt For For
H.R. STRAUGHAN, JR. Mgmt For For
LESLIE E. TAYLOR, CPA Mgmt For For
WILLIAM L. LEWIS Mgmt Withheld Against
MICHAEL E. FIORE, P.E. Mgmt For For
JAY T. THOMPSON, III Mgmt For For
W. GERALD COX Mgmt For For
ERIC A. JOHNSON Mgmt Withheld Against
W. LESLIE KILDUFF, JR. Mgmt For For
2. TO APPROVE, FOR PURPOSES OF NASDAQ Mgmt For For
MARKETPLACE RULE 5635, ISSUANCE OF UP TO
9,890,111 SHARES OF COMMON STOCK, INCLUDING
ISSUANCE OF UP TO 5,240,192 SHARES OF
COMMON STOCK UPON THE CONVERSION OF SHARES
OF NON-VOTING MANDATORILY CONVERTIBLE
NON-CUMULATIVE PREFERRED STOCK, SERIES B.
3. TO APPROVE AN AMENDMENT TO THE BYLAWS TO Mgmt For For
CHANGE THE RANGE OF THE SIZE OF THE BOARD
OF DIRECTORS FROM TEN TO FOURTEEN DIRECTORS
TO TEN TO SEVENTEEN DIRECTORS.
4. TO APPROVE ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
5. TO RATIFY THE AUDIT AND RISK OVERSIGHT Mgmt For For
COMMITTEE'S APPOINTMENT OF YOUNT, HYDE &
BARBOUR, P.C. AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT OF THE COMPANY FOR 2013.
6. TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Mgmt Against Against
OF THE MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE MEETING TO ADOPT ANY OF THE
PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
ECB BANCORP, INC. Agenda Number: 933734825
--------------------------------------------------------------------------------------------------------------------------
Security: 268253101
Meeting Type: Special
Meeting Date: 20-Mar-2013
Ticker: ECBE
ISIN: US2682531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL AND ADOPTION OF THE AGREEMENT AND Mgmt Against Against
PLAN OF MERGER ENTERED INTO BY ECB BANCORP,
INC. AND CRESCENT FINANCIAL BANCSHARES,
INC., DATED AS OF SEPTEMBER 25, 2012.
2 APPROVAL OF THE ADJOURNMENT OF THE ECB Mgmt Against Against
BANCORP, INC. SPECIAL MEETING IF NECESSARY
TO SOLICIT THE ADDITIONAL PROXIES IN FAVOR
OF THE APPROVAL AND ADOPTION OF THE MERGER
AGREEMENT.
3 APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt Abstain Against
OF THE COMPENSATION PAYABLE TO THE NAMED
EXECUTIVE OFFICERS OF ECB BANCORP, INC. IN
CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
EVANS BANCORP, INC. Agenda Number: 933756958
--------------------------------------------------------------------------------------------------------------------------
Security: 29911Q208
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: EVBN
ISIN: US29911Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PHILLIP BROTHMAN Mgmt For For
DAVID J. NASCA Mgmt For For
THOMAS H. WARING, JR. Mgmt For For
LEE C. WORTHAM Mgmt For For
2. ADOPTION OF THE 2013 EVANS BANCORP, INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
5. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS EVANS BANCORP, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 933768371
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: FNB
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM B. CAMPBELL Mgmt For For
JAMES D. CHIAFULLO Mgmt For For
VINCENT J. DELIE, JR. Mgmt For For
LAURA E. ELLSWORTH Mgmt For For
ROBERT B. GOLDSTEIN Mgmt For For
STEPHEN J. GURGOVITS Mgmt For For
DAVID J. MALONE Mgmt For For
D. STEPHEN MARTZ Mgmt For For
ROBERT J. MCCARTHY, JR. Mgmt For For
ARTHUR J. ROONEY, II Mgmt For For
JOHN W. ROSE Mgmt For For
JOHN S. STANIK Mgmt For For
WILLIAM J. STRIMBU Mgmt For For
EARL K. WAHL, JR. Mgmt For For
2 ADOPTION OF AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933740474
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DARRYL F. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: B. EVAN BAYH III Mgmt For For
1C. ELECTION OF DIRECTOR: ULYSSES L. BRIDGEMAN Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EMERSON L. BRUMBACK Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: GARY R. HEMINGER Mgmt For For
1G. ELECTION OF DIRECTOR: JEWELL D. HOOVER Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM M. ISAAC Mgmt For For
1I. ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1J. ELECTION OF DIRECTOR: MITCHEL D. Mgmt For For
LIVINGSTON, PH.D.
1K. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1L. ELECTION OF DIRECTOR: HENDRIK G. MEIJER Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN J. SCHIFF, JR. Mgmt For For
1N. ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Mgmt For For
02. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR 2013.
03. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
04. AN ADVISORY VOTE TO DETERMINE WHETHER THE Mgmt 1 Year For
SHAREHOLDER VOTE ON THE COMPENSATION OF THE
COMPANY'S EXECUTIVES WILL OCCUR EVERY 1, 2,
OR 3 YEARS.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY CORPORATION Agenda Number: 933784844
--------------------------------------------------------------------------------------------------------------------------
Security: 319835104
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: FCCO
ISIN: US3198351047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD K. BOGAN, M.D. Mgmt For For
MICHAEL C. CRAPPS Mgmt For For
ANITA B. EASTER Mgmt For For
GEORGE H. FANN, JR. DMD Mgmt For For
2. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN THIS
PROXY STATEMENT (THIS IS A NON-BINDING,
ADVISORY VOTE).
3. TO APPROVE THE FREQUENCY OF THE VOTE ON Mgmt 1 Year Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS (THIS IS A NON-BINDING, ADVISORY
VOTE).
4. TO RATIFY THE APPOINTMENT OF ELLIOTT DAVIS, Mgmt For For
LLC AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
FIRST CONNECTICUT BANCORP, INC. Agenda Number: 933775720
--------------------------------------------------------------------------------------------------------------------------
Security: 319850103
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: FBNK
ISIN: US3198501039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD A. BUCCHI Mgmt For For
JOHN J. CARSON Mgmt For For
KEVIN S. RAY Mgmt For For
2. THE APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt Against Against
PROPOSAL ON THE COMPANY'S EXECUTIVE
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 933758457
--------------------------------------------------------------------------------------------------------------------------
Security: 32006W106
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: FDEF
ISIN: US32006W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN L. BOOKMYER Mgmt For For
STEPHEN L. BOOMER Mgmt For For
PETER A. DIEHL Mgmt For For
WILLIAM J. SMALL Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF FIRST DEFIANCE'S NAMED
EXECUTIVE OFFICERS.
3. AN ADVISORY VOTE REGARDING WHETHER Mgmt 1 Year For
EXECUTIVE COMPENSATION SHOULD BE PRESENTED
TO THE SHAREHOLDERS EVERY ONE, TWO, OR
THREE YEARS.
4. RESOLVED, THAT THE SHAREHOLDERS APPROVE THE Mgmt For For
RATIFICATION OF THE APPOINTMENT OF CROWE
HORWATH LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP. Agenda Number: 933789337
--------------------------------------------------------------------------------------------------------------------------
Security: 320209109
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: FFBC
ISIN: US3202091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. WICKLIFFE ACH Mgmt For For
DAVID S. BARKER Mgmt Withheld Against
CYNTHIA O. BOOTH Mgmt For For
MARK A. COLLAR Mgmt For For
DONALD M. CISLE, SR. Mgmt For For
CLAUDE E. DAVIS Mgmt For For
CORINNE R. FINNERTY Mgmt Withheld Against
MURPH KNAPKE Mgmt For For
SUSAN L. KNUST Mgmt For For
WILLIAM J. KRAMER Mgmt For For
RICHARD E. OLSZEWSKI Mgmt For For
MARIBETH S. RAHE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
3. ADVISORY (NON-BINDING) VOTE ON THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 933746503
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT B. CARTER Mgmt For For
1B ELECTION OF DIRECTOR: JOHN C. COMPTON Mgmt For For
1C ELECTION OF DIRECTOR: MARK A. EMKES Mgmt For For
1D ELECTION OF DIRECTOR: CORYDON J. GILCHRIST Mgmt For For
1E ELECTION OF DIRECTOR: VICKY B. GREGG Mgmt For For
1F ELECTION OF DIRECTOR: D. BRYAN JORDAN Mgmt For For
1G ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1H ELECTION OF DIRECTOR: SCOTT M. NISWONGER Mgmt For For
1I ELECTION OF DIRECTOR: VICKI R. PALMER Mgmt For For
1J ELECTION OF DIRECTOR: COLIN V. REED Mgmt For For
1K ELECTION OF DIRECTOR: LUKE YANCY III Mgmt For For
2 APPROVAL OF AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
3 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 933755019
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL R. BECHER Mgmt For For
MICHAEL C. RECHIN Mgmt For For
CHARLES E. SCHALLIOL Mgmt For For
TERRY L. WALKER Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY, Mgmt For For
NON-BINDING BASIS, THE COMPENSATION OF
FIRST MERCHANTS CORPORATION'S NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
FIRM BKD, LLP AS THE INDEPENDENT AUDITOR
FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
FIRST SOUTHERN BANCORP, INC. Agenda Number: 933750300
--------------------------------------------------------------------------------------------------------------------------
Security: 33644N102
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: FSOF
ISIN: US33644N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. HERBERT BOYDSTUN Mgmt Withheld Against
ROBERT G. COX Mgmt Withheld Against
MARSHA M. GASSAN Mgmt Withheld Against
JOHN T. GRIGSBY Mgmt Withheld Against
SIDNEY W. LASSEN Mgmt Withheld Against
WILLIAM C. O'MALLEY Mgmt Withheld Against
BRIAN J. SHERR Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
FIRSTBANK CORPORATION Agenda Number: 933764917
--------------------------------------------------------------------------------------------------------------------------
Security: 33761G104
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: FBMI
ISIN: US33761G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID W. FULTZ Mgmt For For
WILLIAM E. GOGGIN Mgmt For For
2. TO PROVIDE ADVISORY APPROVAL OF FIRSTBANK'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. ADVISORY (NON-BINDING) VOTE ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF PLANTE & Mgmt For For
MORAN, PLLC AS INDEPENDENT AUDITORS FOR
2013.
--------------------------------------------------------------------------------------------------------------------------
FIRSTMERIT CORPORATION Agenda Number: 933740397
--------------------------------------------------------------------------------------------------------------------------
Security: 337915102
Meeting Type: Annual
Meeting Date: 05-Apr-2013
Ticker: FMER
ISIN: US3379151026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE MERGER AGREEMENT, DATED AS OF Mgmt For For
SEPTEMBER 12, 2012, BY AND BETWEEN
FIRSTMERIT AND CITIZENS REPUBLIC BANCORP,
INC., AS SUCH AGREEMENT MAY BE AMENDED FROM
TIME TO TIME.
2. APPROVE THE ISSUANCE OF THE SHARES OF Mgmt For For
FIRSTMERIT COMMON STOCK TO CITIZENS
SHAREHOLDERS PURSUANT TO THE MERGER
AGREEMENT.
3. APPROVE, ON AN ADVISORY BASIS ONLY, THE Mgmt For For
MERGER-RELATED COMPENSATION AND POTENTIAL
PAYMENTS FOR THE NAMED EXECUTIVE OFFICERS
OF FIRSTMERIT.
4. APPROVE THE ADJOURNMENT OF THE ANNUAL Mgmt For For
MEETING, ON ONE OR MORE OCCASIONS, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES, IN THE EVENT THAT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
ANNUAL MEETING TO ADOPT THE MERGER
AGREEMENT.
5. DIRECTOR
STEVEN H. BAER Mgmt For For
KAREN S. BELDEN Mgmt For For
R. CARY BLAIR Mgmt For For
JOHN C. BLICKLE Mgmt For For
ROBERT W. BRIGGS Mgmt For For
RICHARD COLELLA Mgmt For For
GINA D. FRANCE Mgmt For For
PAUL G. GREIG Mgmt For For
TERRY L. HAINES Mgmt For For
J.M. HOCHSCHWENDER Mgmt For For
CLIFFORD J. ISROFF Mgmt For For
PHILIP A. LLOYD II Mgmt For For
RUSS M. STROBEL Mgmt For For
6. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
7. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF FIRSTMERIT'S NAMED
EXECUTIVE OFFICERS.
8. APPROVE THE FIRSTMERIT CORPORATION 2013 Mgmt For For
ANNUAL INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION Agenda Number: 933780290
--------------------------------------------------------------------------------------------------------------------------
Security: 343873105
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: FFIC
ISIN: US3438731057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN R. BURAN Mgmt For For
JAMES D. BENNETT Mgmt For For
VINCENT F. NICOLOSI Mgmt For For
GERARD P. TULLY, SR. Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF GRANT Mgmt For For
THORNTON, LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
FUNDO DE INVESTIMENTO IMOBILIARIO - FII BTG PACTUA Agenda Number: 704441396
--------------------------------------------------------------------------------------------------------------------------
Security: P458C1107
Meeting Type: SGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: BRBRCRCTF000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 Examine, discuss and vote on the financial Mgmt For For
statements of the fund for the financial
statements fiscal year ended 31 December
2012
--------------------------------------------------------------------------------------------------------------------------
GEORGETOWN BANCORP INC. Agenda Number: 933755449
--------------------------------------------------------------------------------------------------------------------------
Security: 372591107
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: GTWN
ISIN: US3725911073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH N. CONGDON Mgmt For For
KATHLEEN R. SACHS Mgmt For For
DAVID A. SPLAINE Mgmt For For
ROBERT T. WYMAN Mgmt For For
2. THE RATIFICATION OF SHATSWELL MACLEOD & Mgmt For For
COMPANY, P. C. AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
3. AN ADVISORY, NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE EXECUTIVE COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
4. AN ADVISORY, NON-BINDING PROPOSAL WITH Mgmt 1 Year For
RESPECT TO THE FREQUENCY THAT STOCKHOLDERS
WILL VOTE ON OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 933763105
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. BLODNICK Mgmt For For
SHERRY L. CLADOUHOS Mgmt For For
JAMES M. ENGLISH Mgmt For For
ALLEN J. FETSCHER Mgmt For For
ANNIE M. GOODWIN Mgmt For For
DALLAS I. HERRON Mgmt For For
CRAIG A. LANGEL Mgmt For For
L. PETER LARSON Mgmt For For
DOUGLAS J. MCBRIDE Mgmt For For
JOHN W. MURDOCH Mgmt For For
EVERIT A. SLITER Mgmt For For
2. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
THE COMPANY'S EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF BKD, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
GUARANTY BANCORP Agenda Number: 933768220
--------------------------------------------------------------------------------------------------------------------------
Security: 40075T102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: GBNK
ISIN: US40075T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWARD B. CORDES Mgmt For For
1B ELECTION OF DIRECTOR: JOHN M. EGGEMEYER Mgmt For For
1C ELECTION OF DIRECTOR: KEITH R. FINGER Mgmt For For
1D ELECTION OF DIRECTOR: STEPHEN D. JOYCE Mgmt For For
1E ELECTION OF DIRECTOR: GAIL H. KLAPPER Mgmt For For
1F ELECTION OF DIRECTOR: STEPHEN G. MCCONAHEY Mgmt For For
1G ELECTION OF DIRECTOR: PAUL W. TAYLOR Mgmt For For
1H ELECTION OF DIRECTOR: W. KIRK WYCOFF Mgmt For For
1I ELECTION OF DIRECTOR: ALBERT C. YATES Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3 AMENDMENT OF THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO EFFECT A REVERSE STOCK
SPLIT OF THE COMPANY'S COMMON STOCK AT A
RATIO OF ONE-TO-FIVE.
4 AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION ("SAY-ON-PAY").
5 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
SAY-ON-PAY VOTES.
--------------------------------------------------------------------------------------------------------------------------
HANCOCK HOLDING COMPANY Agenda Number: 933742365
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Annual
Meeting Date: 12-Apr-2013
Ticker: HBHC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES B. ESTABROOK, JR. Mgmt For For
HARDY B. FOWLER Mgmt For For
RANDALL W. HANNA Mgmt For For
ERIC J. NICKELSEN Mgmt For For
ROBERT W. ROSEBERRY Mgmt For For
ANTHONY J. TOPAZI Mgmt For For
2. TO HOLD AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE BOOKS OF THE COMPANY AND
ITS SUBSIDIARIES FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 933794148
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK G. BISCEGLIA Mgmt For For
JACK W. CONNER Mgmt For For
JOHN M. EGGEMEYER Mgmt For For
CELESTE V. FORD Mgmt For For
STEVEN L. HALLGRIMSON Mgmt For For
WALTER T. KACZMAREK Mgmt For For
ROBERT T. MOLES Mgmt For For
HUMPHREY P. POLANEN Mgmt For For
LAURA RODEN Mgmt For For
C.J. TOENISKOETTER Mgmt For For
RANSON W. WEBSTER Mgmt For For
W. KIRK WYCOFF Mgmt For For
2. APPROVAL OF THE 2013 EQUITY INCENTIVE PLAN. Mgmt For For
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 933749078
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN S. CHARNESKI Mgmt For For
GARY B. CHRISTENSEN Mgmt For For
JOHN A. CLEES Mgmt For For
KIMBERLY T. ELLWANGER Mgmt For For
BRIAN L. VANCE Mgmt For For
ANN WATSON Mgmt For For
2. ADVISORY (NON-BINDING) APPROVAL OF THE Mgmt For For
COMPENSATION PAID TO NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS HERITAGE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL GROUP INC Agenda Number: 933801816
--------------------------------------------------------------------------------------------------------------------------
Security: 42726X102
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: HBOS
ISIN: US42726X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. KEITH LAND Mgmt For For
DOUGLAS J. MCGINLEY Mgmt For For
J. LEE STANLEY Mgmt Withheld Against
2. THE ADVISORY (NON-BINDING) RESOLUTION TO Mgmt Against Against
APPROVE OUR EXECUTIVE COMPENSATION AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MAULDIN & JENKINS, LLC AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE OAKS BANCORP Agenda Number: 933791421
--------------------------------------------------------------------------------------------------------------------------
Security: 42724R107
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: HEOP
ISIN: US42724R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL J. MORRIS Mgmt For For
DONALD CAMPBELL Mgmt For For
MICHAEL J. BEHRMAN Mgmt For For
MARK C. FUGATE Mgmt For For
DANIEL J. O'HARE Mgmt For For
DEE LACEY Mgmt For For
JAMES J. LYNCH Mgmt For For
MICHAEL E. PFAU Mgmt For For
ALEXANDER F. SIMAS Mgmt For For
LAWRENCE P. WARD Mgmt For For
SIMONE F. LAGOMARSINO Mgmt For For
2 TO ADOPT A NON-BINDING RESOLUTION APPROVING Mgmt For For
THE EXECUTIVE COMPENSATION DISCLOSED IN THE
PROXY STATEMENT FOR THE 2013 ANNUAL MEETING
OF SHAREHOLDERS DATED MAY 22, 2013.
3 TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
HINGHAM INSTITUTION FOR SAVINGS Agenda Number: 933755968
--------------------------------------------------------------------------------------------------------------------------
Security: 433323102
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: HIFS
ISIN: US4333231029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HOWARD M. BERGER, ESQ. Mgmt For For
MARION J. FAHEY Mgmt For For
KEVIN W. GAUGHEN, ESQ. Mgmt For For
JULIO R. HERNANDO, ESQ. Mgmt For For
ROBERT K. SHERIDAN, ESQ Mgmt For For
EDWARD L. SPARDA Mgmt For For
2. TO ELECT MARION J. FAHEY AS THE CLERK OF Mgmt For For
THE BANK TO HOLD OFFICE UNTIL THE 2014
ANNUAL MEETING OF STOCKHOLDERS AND UNTIL
HER SUCCESSOR IS DULY ELECTED AND
QUALIFIED.
3. TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO APPROVE AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
ADVISORY VOTES.
--------------------------------------------------------------------------------------------------------------------------
HOME FEDERAL BANCORP, INC. Agenda Number: 933793590
--------------------------------------------------------------------------------------------------------------------------
Security: 43710G105
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: HOME
ISIN: US43710G1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES R. STAMEY Mgmt For For
ROBERT A. TINSTMAN Mgmt For For
2. ADVISORY (NON-BINDING) APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION, AS DISCLOSED IN THE
PROXY STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
CROWE HORWATH LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HOMESTREET INC Agenda Number: 933802577
--------------------------------------------------------------------------------------------------------------------------
Security: 43785V102
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: HMST
ISIN: US43785V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. MALONE Mgmt Against Against
1B. ELECTION OF DIRECTOR: VICTOR H. INDIEK Mgmt For For
1C. ELECTION OF DIRECTOR: BRUCE W. WILLIAMS Mgmt For For
1D. ELECTION OF DIRECTOR: MARK K. MASON Mgmt For For
1E. ELECTION OF DIRECTOR: SCOTT M. BOGGS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS HOMESTREET, INC.'S
INDEPENDENT REGISTERED ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 933768143
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BENJAMIN A. GILMORE, II Mgmt For For
EILEEN C. MISKELL Mgmt For For
CARL RIBEIRO Mgmt For For
JOHN H. SPURR, JR. Mgmt For For
THOMAS R. VENABLES Mgmt For For
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3 APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INTERMOUNTAIN COMMUNITY BANCORP Agenda Number: 933754079
--------------------------------------------------------------------------------------------------------------------------
Security: 45881M308
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: IMCB
ISIN: US45881M3088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES T. DIEHL Mgmt For For
RUSSELL J. KUBIAK Mgmt For For
JOHN B. PARKER Mgmt For For
JIM PATRICK Mgmt For For
2. TO APPROVE AN AMENDMENT TO OUR ARTICLES OF Mgmt For For
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS AND REQUIRE THAT EACH DIRECTOR
STAND FOR ELECTION ANNUALLY.
3. TO CONSIDER AND APPROVE AN ADVISORY Mgmt For For
(NON-BINDING) VOTE TO APPROVE THE
COMPENSATION OF INTERMOUNTAIN EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
4. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr Against For
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
KAISER FEDERAL FINANCIAL GROUP INC. Agenda Number: 933687913
--------------------------------------------------------------------------------------------------------------------------
Security: 483056107
Meeting Type: Annual
Meeting Date: 24-Oct-2012
Ticker: KFFG
ISIN: US4830561076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GIOVANI O. DACUMOS* Mgmt For For
MICHAEL J. SACHER* Mgmt For For
ROBERT C. STEINBACH* Mgmt For For
DUSTIN LUTON# Mgmt For For
2. THE APPROVAL OF CROWE HORWATH LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING JUNE
30, 2013.
3. AN ADVISORY, NON-BINDING RESOLUTION WITH Mgmt For For
RESPECT TO OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 933742389
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRENT D. BAIRD Mgmt For For
C. ANGELA BONTEMPO Mgmt For For
ROBERT T. BRADY Mgmt For For
T.J. CUNNINGHAM III Mgmt For For
MARK J. CZARNECKI Mgmt For For
GARY N. GEISEL Mgmt Withheld Against
JOHN D. HAWKE, JR. Mgmt For For
PATRICK W.E. HODGSON Mgmt For For
RICHARD G. KING Mgmt For For
JORGE G. PEREIRA Mgmt For For
MICHAEL P. PINTO Mgmt For For
MELINDA R. RICH Mgmt For For
ROBERT E. SADLER, JR. Mgmt For For
HERBERT L. WASHINGTON Mgmt For For
ROBERT G. WILMERS Mgmt For For
2. TO APPROVE THE M&T BANK CORPORATION Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
3. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
4. TO RECOMMEND THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION OF M&T
BANK CORPORATION'S NAMED EXECUTIVE
OFFICERS.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 933739178
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Special
Meeting Date: 16-Apr-2013
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF M&T BANK Mgmt For For
CORPORATION COMMON STOCK TO HUDSON CITY
BANCORP, INC. STOCKHOLDERS PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
AUGUST 27, 2012, BY AND AMONG M&T BANK
CORPORATION, HUDSON CITY BANCORP, INC. AND
WILMINGTON TRUST CORPORATION.
2. TO APPROVE CERTAIN AMENDMENTS TO THE TERMS Mgmt For For
OF THE FIXED RATE CUMULATIVE PERPETUAL
PREFERRED STOCK, SERIES A, PAR VALUE $1.00
PER SHARE AND LIQUIDATION PREFERENCE $1,000
PER SHARE, OF M&T BANK CORPORATION, WHICH
ARE REFERRED TO AS THE SERIES A PREFERRED
SHARES, INCLUDING AMENDMENTS TO THE
DIVIDEND RATE AND THE REDEMPTION PROVISIONS
OF THE SERIES A PREFERRED SHARES.
3. TO APPROVE CERTAIN AMENDMENTS TO THE TERMS Mgmt For For
OF THE FIXED RATE CUMULATIVE PERPETUAL
PREFERRED STOCK, SERIES C, PAR VALUE $1.00
PER SHARE AND LIQUIDATION PREFERENCE $1,000
PER SHARE, OF M&T BANK CORPORATION, WHICH
ARE REFERRED TO AS THE SERIES C PREFERRED
SHARES, INCLUDING AMENDMENTS TO THE
DIVIDEND RATE AND THE REDEMPTION PROVISIONS
OF THE SERIES C PREFERRED SHARES.
4. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
M&T BANK CORPORATION SPECIAL MEETING OF
SHAREHOLDERS, IF NECESSARY OR APPROPRIATE,
INCLUDING ADJOURNMENTS TO PERMIT FURTHER
SOLICITATION OF PROXIES IN FAVOR OF THE
STOCK ISSUANCE PROPOSAL, THE SERIES A
PREFERRED SHARE AMENDMENT PROPOSAL OR THE
SERIES C PREFERRED SHARE AMENDMENT
PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
MB FINANCIAL, INC. Agenda Number: 933791560
--------------------------------------------------------------------------------------------------------------------------
Security: 55264U108
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: MBFI
ISIN: US55264U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID P. BOLGER Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT S. ENGELMAN, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MITCHELL FEIGER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES J. GRIES Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES N. HALLENE Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS H. HARVEY Mgmt For For
1G. ELECTION OF DIRECTOR: RONALD D. SANTO Mgmt For For
1H. ELECTION OF DIRECTOR: RENEE TOGHER Mgmt For For
2. ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
MONARCH FINANCIAL HOLDINGS, INC. Agenda Number: 933773358
--------------------------------------------------------------------------------------------------------------------------
Security: 60907Q100
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: MNRK
ISIN: US60907Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWTON H. BAKER, CPA Mgmt For For
JEFFERY F. BENSON Mgmt For For
ROBERT M. OMAN Mgmt For For
VIRGINIA S. CROSS Mgmt For For
2. TO APPROVE, IN AN ADVISORY, NON-BINDING Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS DISCLOSED IN THE
PROXY STATEMENT.
3. TO APPROVE AN ADVISORY, NON-BINDING Mgmt 1 Year For
RECOMMENDATION ON THE FREQUENCY OF
SHAREHOLDERS' APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF YOUNT, HYDE Mgmt For For
AND BARBOUR, PC, AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
MUTUALFIRST FINANCIAL,INC. Agenda Number: 933756845
--------------------------------------------------------------------------------------------------------------------------
Security: 62845B104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: MFSF
ISIN: US62845B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID W. HEETER Mgmt For For
EDWARD C. LEVY Mgmt For For
MICHAEL J. MARIEN Mgmt For For
JAMES R. SCHRECONGOST Mgmt For For
2. ADOPTION OF AN ADVISORY (NONBINDING) Mgmt For For
RESOLUTION TO APPROVE OUR EXECUTIVE
COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF BKD, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC. Agenda Number: 933803303
--------------------------------------------------------------------------------------------------------------------------
Security: 649445103
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: NYCB
ISIN: US6494451031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. LEVINE Mgmt Against Against
1B. ELECTION OF DIRECTOR: JOHN M. TSIMBINOS Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD A. ROSENFELD Mgmt For For
1D. ELECTION OF DIRECTOR: LAWRENCE J. SAVARESE Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF NEW YORK COMMUNITY
BANCORP, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
NEWBRIDGE BANCORP Agenda Number: 933727553
--------------------------------------------------------------------------------------------------------------------------
Security: 65080T102
Meeting Type: Special
Meeting Date: 20-Feb-2013
Ticker: NBBC
ISIN: US65080T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION TO CREATE A CLASS OF
NON-VOTING COMMON STOCK (CLASS B COMMON
STOCK), AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
2. TO APPROVE AN AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF AUTHORIZED COMMON STOCK FROM
50,000,000 TO 100,000,000, AND THE NUMBER
OF SHARES OF AUTHORIZED PREFERRED STOCK
FROM 10,000,000 TO 30,000,000, AS DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
3. TO APPROVE FOR THE PURPOSES OF NASDAQ Mgmt For For
MARKETPLACE RULE 5635 (I) ISSUANCE OF UP TO
9,601,273 SHARES OF CLASS A COMMON STOCK
UPON THE CONVERSION OF UP TO 422,456 SHARES
OF SERIES B PREFERRED STOCK, AND (II)
ISSUANCE OF UP TO 3,186,750 SHARES OF CLASS
B COMMON STOCK UPON THE CONVERSION OF UP TO
140,217 SHARES OF SERIES C PREFERRED STOCK,
AS DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NEWBRIDGE BANCORP Agenda Number: 933785430
--------------------------------------------------------------------------------------------------------------------------
Security: 65080T102
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: NBBC
ISIN: US65080T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL S. ALBERT Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES DAVID BRANCH Mgmt For For
1C. ELECTION OF DIRECTOR: C. ARNOLD BRITT Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEX A. DIFFEY, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: BARRY Z. DODSON Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD P. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH H. KINNARNEY Mgmt For For
1I. ELECTION OF DIRECTOR: PRESSLEY A. RIDGILL Mgmt For For
1J. ELECTION OF DIRECTOR: MARY E. RITTLING Mgmt For For
1K. ELECTION OF DIRECTOR: E. REID TEAGUE Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN F. WATTS Mgmt For For
1M. ELECTION OF DIRECTOR: G. ALFRED WEBSTER Mgmt For For
1N. ELECTION OF DIRECTOR: KENAN C. WRIGHT Mgmt For For
1O. ELECTION OF DIRECTOR: JULIUS S. YOUNG, JR. Mgmt For For
2. TO CONSIDER AND APPROVE AN ADVISORY Mgmt For For
(NON-BINDING) PROPOSAL ON EXECUTIVE
COMPENSATION (AS MORE FULLY DESCRIBED IN
THE ACCOMPANYING PROXY STATEMENT).
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 933775934
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. MARC LANGLAND Mgmt For For
JOSEPH M. BEEDLE Mgmt For For
LARRY S. CASH Mgmt For For
MARK G. COPELAND Mgmt For For
RONALD A. DAVIS Mgmt For For
ANTHONY DRABEK Mgmt For For
RICHARD L. LOWELL Mgmt For For
DAVID J. MCCAMBRIDGE Mgmt For For
IRENE SPARKS ROWAN Mgmt For For
JOHN C. SWALLING Mgmt For For
DAVID G. WIGHT Mgmt For For
2. TO APPROVE, BY NONBINDING VOTE, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE SELECTION OF MOSS ADAMS LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR NORTHRIM BANCORP, INC.
FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC CONTINENTAL CORPORATION Agenda Number: 933755261
--------------------------------------------------------------------------------------------------------------------------
Security: 69412V108
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: PCBK
ISIN: US69412V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT A. BALLIN Mgmt For For
HAL M. BROWN Mgmt For For
MICHAEL E. HEIJER Mgmt For For
MICHAEL D. HOLZGANG Mgmt For For
DONALD L. KRAHMER, JR. Mgmt For For
DONALD G. MONTGOMERY Mgmt For For
JEFFREY D. PINNEO Mgmt For For
JOHN H. RICKMAN Mgmt For For
2. TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION IN FAVOR OF THE COMPENSATION OF
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP Mgmt For For
TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 933735942
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Special
Meeting Date: 20-Mar-2013
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PACWEST MERGER PROPOSAL. TO ADOPT THE Mgmt For For
AGREEMENT AND PLAN OF MERGER, WHICH WE
REFER TO AS THE MERGER AGREEMENT, DATED AS
OF NOVEMBER 6, 2012, BY AND BETWEEN PACWEST
AND FIRST CALIFORNIA, AS SUCH AGREEMENT MAY
BE AMENDED FROM TIME TO TIME, AND TO
APPROVE THE ISSUANCE OF PACWEST COMMON
STOCK TO FIRST CALIFORNIA STOCKHOLDERS
PURSUANT TO THE MERGER AGREEMENT.
2. PACWEST ADJOURNMENT PROPOSAL. TO APPROVE Mgmt For For
ONE OR MORE ADJOURNMENTS OF THE PACWEST
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE PACWEST MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 933779968
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK N. BAKER Mgmt For For
CRAIG A. CARLSON Mgmt For For
STEPHEN M. DUNN Mgmt For For
JOHN M. EGGEMEYER Mgmt For For
BARRY C. FITZPATRICK Mgmt For For
GEORGE E. LANGLEY Mgmt For For
SUSAN E. LESTER Mgmt For For
TIMOTHY B. MATZ Mgmt For For
ARNOLD W. MESSER Mgmt For For
DANIEL B. PLATT Mgmt For For
JOHN W. ROSE Mgmt For For
ROBERT A. STINE Mgmt For For
MATTHEW P. WAGNER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE A PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF KPMG LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
4. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE, IF NECESSARY, AN ADJOURNMENT OR
POSTPONEMENT OF THE ANNUAL MEETING TO
SOLICIT ADDITIONAL PROXIES.
5. TO CONSIDER AND ACT UPON SUCH OTHER Mgmt Against Against
BUSINESS AND MATTERS OR PROPOSALS AS MAY
PROPERLY COME BEFORE THE ANNUAL MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
PARK NATIONAL CORPORATION Agenda Number: 933742959
--------------------------------------------------------------------------------------------------------------------------
Security: 700658107
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: PRK
ISIN: US7006581075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. FIX THE NUMBER OF DIRECTORS OF THE COMPANY Mgmt For For
AT FIFTEEN.
2A. ELECTION OF DIRECTOR: MAUREEN BUCHWALD Mgmt For For
2B. ELECTION OF DIRECTOR: TIMOTHY S. MCLAIN Mgmt For For
2C. ELECTION OF DIRECTOR: RICK R. TAYLOR Mgmt For For
2D. ELECTION OF DIRECTOR: SARAH REESE WALLACE Mgmt For For
3A. ELECTION OF ONE DIRECTOR TO SERVE UNTIL THE Mgmt For For
2014 ANNUAL MEETING OF SHAREHOLDERS: DR.
CHARLES W. NOBLE, SR. (IF THE PROPOSAL IN
ITEM 1 IS APPROVED BY THE SHAREHOLDERS OF
THE COMPANY).
3B. ELECTION OF ONE DIRECTOR TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING OF SHAREHOLDERS: ROBERT
E. O'NEILL (IF THE PROPOSAL IN ITEM 1 IS
APPROVED BY THE SHAREHOLDERS OF THE
COMPANY).
3C. ELECTION OF ONE DIRECTOR TO SERVE UNTIL THE Mgmt For For
2016 ANNUAL MEETING OF SHAREHOLDERS: DONNA
M. ALVARADO (IF THE PROPOSAL IN ITEM 1 IS
APPROVED BY THE SHAREHOLDERS OF THE
COMPANY).
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
7. APPROVE THE PARK NATIONAL CORPORATION 2013 Mgmt For For
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PARK STERLING CORP Agenda Number: 933677330
--------------------------------------------------------------------------------------------------------------------------
Security: 70086Y105
Meeting Type: Special
Meeting Date: 26-Sep-2012
Ticker: PSTB
ISIN: US70086Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE AND ADOPT THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF MAY 13, 2012, BY AND
BETWEEN PARK STERLING CORPORATION AND
CITIZENS SOUTH BANKING CORPORATION, AS
AMENDED FROM TIME TO TIME, PURSUANT TO
WHICH CITIZENS SOUTH BANKING CORPORATION
WILL MERGE WITH AND INTO PARK STERLING
CORPORATION.
2. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE THE ADJOURNMENT OR POSTPONEMENT OF
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF APPROVAL AND
ADOPTION OF THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
PARK STERLING CORP Agenda Number: 933789173
--------------------------------------------------------------------------------------------------------------------------
Security: 70086Y105
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: PSTB
ISIN: US70086Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LESLIE M. BAKER, JR. Mgmt For For
LARRY W. CARROLL Mgmt For For
KIM S. PRICE Mgmt Withheld Against
BEN R. RUDISILL, II Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
03 ADOPTION OF ADVISORY (NONBINDING) Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 933753825
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID L. MEAD Mgmt For For
SUSAN D. RECTOR Mgmt For For
THOMAS J. WOLF Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF PEOPLES' NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT FOR THE 2013 ANNUAL MEETING OF
SHAREHOLDERS.
3. APPROVAL OF THE PEOPLES BANCORP INC. SECOND Mgmt For For
AMENDED AND RESTATED 2006 EQUITY PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS PEOPLES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC. Agenda Number: 933752378
--------------------------------------------------------------------------------------------------------------------------
Security: 743606105
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: PB
ISIN: US7436061052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEAH HENDERSON* Mgmt For For
NED S. HOLMES* Mgmt For For
DAVID ZALMAN* Mgmt For For
W.R. COLLIER# Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS
("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
ROCKVILLE FINANCIAL, INC. Agenda Number: 933764967
--------------------------------------------------------------------------------------------------------------------------
Security: 774188106
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: RCKB
ISIN: US7741881061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOSEPH F. JEAMEL, JR. Mgmt For For
RAYMOND H. LEFURGE, JR. Mgmt For For
STUART E. MAGDEFRAU Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF WOLF & Mgmt For For
COMPANY P.C. AS INDEPENDENT AUDITORS FOR
THE CURRENT YEAR.
--------------------------------------------------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC. Agenda Number: 933763472
--------------------------------------------------------------------------------------------------------------------------
Security: 800363103
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: SASR
ISIN: US8003631038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RALPH F. BOYD, JR. Mgmt For For
ROBERT E. HENEL, JR. Mgmt For For
GARY G. NAKAMOTO Mgmt For For
DENNIS A. STARLIPER Mgmt For For
MEI XU Mgmt For For
2. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP, AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
SELECT INCOME REIT Agenda Number: 933737302
--------------------------------------------------------------------------------------------------------------------------
Security: 81618T100
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: SIR
ISIN: US81618T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ELECT THE NOMINEE NAMED IN OUR PROXY Mgmt For For
STATEMENT TO OUR BOARD OF TRUSTEES AS THE
INDEPENDENT TRUSTEE IN CLASS I: JEFFREY P.
SOMERS
2. TO ELECT THE NOMINEE NAMED IN OUR PROXY Mgmt Abstain Against
STATEMENT TO OUR BOARD OF TRUSTEES AS THE
MANAGING TRUSTEE IN CLASS I: BARRY M.
PORTNOY
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
SIERRA BANCORP Agenda Number: 933810043
--------------------------------------------------------------------------------------------------------------------------
Security: 82620P102
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: BSRR
ISIN: US82620P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALBERT L. BERRA Mgmt For For
VINCENT L. JURKOVITCH Mgmt For For
GORDON T. WOODS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF VAVRINEK, Mgmt For For
TRINE, DAY & CO., LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013, AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT DATED APRIL 26,
2013.
3. TO APPROVE, ON AN ADVISORY AND NON BINDING Mgmt For For
BASIS, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE COMPANY'S PROXY STATEMENT
DATED APRIL 26, 2013.
--------------------------------------------------------------------------------------------------------------------------
SOUTHCOAST FINANCIAL CORPORATION Agenda Number: 933646107
--------------------------------------------------------------------------------------------------------------------------
Security: 84129R100
Meeting Type: Annual
Meeting Date: 12-Jul-2012
Ticker: SOCB
ISIN: US84129R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TOMMY B. BAKER Mgmt For For
WILLIAM A. COATES Mgmt For For
STEPHEN F. HUTCHINSON Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 933800129
--------------------------------------------------------------------------------------------------------------------------
Security: 842873101
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: SFST
ISIN: US8428731017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEIGHTON M. CUBBAGE Mgmt For For
JAMES B. ORDERS, III Mgmt For For
DAVID G. ELLISON Mgmt For For
WILLIAM B. STURGIS Mgmt For For
2. PROPOSAL TO APPROVE THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THIS PROXY STATEMENT (THIS IS A
NON-BINDING, ADVISORY VOTE).
3. PROPOSAL TO APPROVE THE FREQUENCY OF THE Mgmt 1 Year Against
VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS (THIS IS A NON-BINDING, ADVISORY
VOTE).
4. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ELLIOTT DAVIS, LLC AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN MISSOURI BANCORP, INC. Agenda Number: 933692231
--------------------------------------------------------------------------------------------------------------------------
Security: 843380106
Meeting Type: Annual
Meeting Date: 29-Oct-2012
Ticker: SMBC
ISIN: US8433801060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREG A. STEFFENS Mgmt For For
SAMUEL H. SMITH Mgmt Withheld Against
L. DOUGLAS BAGBY Mgmt Withheld Against
DAVID J. TOOLEY Mgmt For For
2. THE ADVISORY (NON-BINDING) VOTE ON OUR Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. THE ADVISORY (NON-BINDING) VOTE ON THE Mgmt 1 Year For
FREQUENCY OF VOTING ON OUR EXECUTIVE
COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
4. THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
ARTICLES OF INCORPORATION OF SOUTHERN
MISSOURI BANCORP, INC. TO INCREASE THE
NUMBER OF AUTHORIZED SHARES FROM 4,000,000
TO 8,000,000.
5. THE RATIFICATION OF THE APPOINTMENT OF BKD, Mgmt For For
LLP AS AUDITORS OF THE CORPORATION FOR THE
FISCAL YEAR ENDING JUNE 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST BANCORP, INC. Agenda Number: 933746731
--------------------------------------------------------------------------------------------------------------------------
Security: 844767103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: OKSB
ISIN: US8447671038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES E. BERRY II Mgmt For For
THOMAS D. BERRY Mgmt For For
JOHN COHLMIA Mgmt For For
DAVID S. CROCKETT JR. Mgmt For For
MARK W. FUNKE Mgmt For For
J. BERRY HARRISON Mgmt For For
JAMES M. JOHNSON Mgmt For For
DAVID P. LAMBERT Mgmt For For
LARRY J. LANIE Mgmt For For
MARRAN H. OGILVIE Mgmt For For
ROBERT B. RODGERS Mgmt For For
RUSSELL W. TEUBNER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL INC. Agenda Number: 933783842
--------------------------------------------------------------------------------------------------------------------------
Security: 84860F109
Meeting Type: Special
Meeting Date: 12-Jun-2013
Ticker: SRC
ISIN: US84860F1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE MERGER AND THE OTHER Mgmt For For
TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT.
2 TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE OR DATES, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF
THE PROPOSAL TO APPROVE THE MERGER AND THE
OTHER TRANSACTIONS CONTEMPLATED BY THE
MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
STATE BANK FINANCIAL CORPORATION Agenda Number: 933789565
--------------------------------------------------------------------------------------------------------------------------
Security: 856190103
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: STBZ
ISIN: US8561901039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES R. BALKCOM, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: KELLY H. BARRETT Mgmt For For
1C. ELECTION OF DIRECTOR: ARCHIE L. BRANSFORD, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: KIM M. CHILDERS Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH W. EVANS Mgmt For For
1F. ELECTION OF DIRECTOR: VIRGINIA A. HEPNER Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN D. HOUSER Mgmt For For
1H. ELECTION OF DIRECTOR: MAJOR GENERAL Mgmt For For
(RETIRED) ROBERT H. MCMAHON
1I. ELECTION OF DIRECTOR: J. DANIEL SPEIGHT, Mgmt For For
JR.
1J. ELECTION OF DIRECTOR: J. THOMAS WILEY, JR. Mgmt For For
2. PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION
3. PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
--------------------------------------------------------------------------------------------------------------------------
SUFFOLK BANCORP Agenda Number: 933792081
--------------------------------------------------------------------------------------------------------------------------
Security: 864739107
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: SUBK
ISIN: US8647391072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDGAR F. GOODALE Mgmt For For
DAVID A. KANDELL Mgmt For For
RAMESH N. SHAH Mgmt For For
2. TO APPROVE THE ADVISORY, NON-BINDING Mgmt For For
RESOLUTION ON 2012 EXECUTIVE COMPENSATION.
3. TO RATIFY THE BOARD OF DIRECTORS' Mgmt For For
APPOINTMENT OF BDO USA, LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
SUN BANCORP, INC. Agenda Number: 933783195
--------------------------------------------------------------------------------------------------------------------------
Security: 86663B102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: SNBC
ISIN: US86663B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SIDNEY R. BROWN Mgmt For For
WILBUR L. ROSS, JR. Mgmt Withheld Against
JEFFREY S. BROWN Mgmt Withheld Against
PETER GALETTO, JR. Mgmt For For
THOMAS X. GEISEL Mgmt For For
ELI KRAMER Mgmt For For
ANTHONY R. COSCIA Mgmt For For
WILLIAM J. MARINO Mgmt For For
PHILIP A. NORCROSS Mgmt For For
STEVEN A. KASS Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. THE APPROVAL OF THE SUN BANCORP, INC. Mgmt For For
DIRECTORS STOCK PURCHASE PLAN, AS AMENDED
AND RESTATED.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 933738669
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1B. ELECTION OF DIRECTOR: ALSTON D. CORRELL Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY C. CROWE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID H. HUGHES Mgmt For For
1E. ELECTION OF DIRECTOR: M. DOUGLAS IVESTER Mgmt For For
1F. ELECTION OF DIRECTOR: KYLE PRECHTL LEGG Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM A. Mgmt For For
LINNENBRINGER
1H. ELECTION OF DIRECTOR: DONNA S. MOREA Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID M. RATCLIFFE Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. ROGERS, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: FRANK W. SCRUGGS Mgmt For For
1L. ELECTION OF DIRECTOR: THOMAS R. WATJEN Mgmt For For
1M. ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR
2013.
--------------------------------------------------------------------------------------------------------------------------
SWEDBANK AB, STOCKHOLM Agenda Number: 704310438
--------------------------------------------------------------------------------------------------------------------------
Security: W9423X102
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: SE0000242455
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 164743 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTION 9.B. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Opening of the Meeting and address by the Non-Voting
Chair of the Board of Directors
2 Election of the Meeting Chair: The Non-Voting
Nomination Committee proposes that Counsel
Claes Zettermarck is elected Chair at the
Meeting
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of two persons to verify the Non-Voting
minutes
6 Decision whether the Meeting has been duly Non-Voting
convened
7.a Presentation of the annual report and the Non-Voting
consolidated accounts for the financial
year 2012
7.b Presentation of the auditor's reports for Non-Voting
the bank and the group for the financial
year 2012
7.c Address by the CEO Non-Voting
8 Adoption of the profit and loss account and Non-Voting
balance sheet of the bank and the
consolidated profit and loss account and
consolidated balance sheet for the
financial year 2012
9.a Approval of the allocation of the bank's Mgmt For For
profit in accordance with the adopted
balance sheet
9.b PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Decision on the
record date for dividends and in
conjunction herewith the matter submitted
by the shareholder Bo Arnells regarding his
announced proposal to decrease the share
dividend
10 Decision whether to discharge the members Mgmt For For
of the Board of Directors and the CEO from
liability
11 Determination of the number of Board Mgmt For For
members: The Nomination Committee proposes
that the number of Board members, which
shall be appointed by the Meeting, shall be
unchanged at ten
12.a Determination of the fees to the Board Mgmt For For
members
12.b Determination of the fees to the Auditor Mgmt For For
13 Election of the Board members and the Mgmt For For
Chair: The Nomination Committee proposes,
for the period until the close of the next
AGM, that all Board members are re-elected,
thus Olav Fjell, Ulrika Francke, Goran
Hedman, Lars Idermark, Anders Igel, Pia
Rudengren, Anders Sundstrom, Charlotte
Stromberg, Karl-Henrik Sundstrom and Siv
Svensson. The Nomination Committee proposes
that Anders Sundstrom be elected as Chair
of the Board of Directors
14 Decision on the Nomination Committee: The Mgmt For For
Nomination Committee shall consist of five
members
15 Decision on the guidelines for remuneration Mgmt For For
to top executives
16 Decision to acquire own shares in Mgmt For For
accordance with the Securities Market Act
17 Decision on authorization for the Board of Mgmt For For
Directors to decide on acquisitions of own
shares in addition to what is stated in
item 16
18 Decision on authorization for the Board of Mgmt For For
Directors to decide on issuance of
convertibles
19.a Approval of performance and share based Mgmt For For
remuneration programs for 2013: Decision
regarding a common program for 2013
19.b Approval of performance and share based Mgmt For For
remuneration programs for 2013: Decision
regarding deferred variable remuneration in
the form of shares under an individual
program 2013
19.c Approval of performance and share based Mgmt For For
remuneration programs for 2013: Decision
regarding transfer of own ordinary shares
20 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Matter submitted by
the shareholder Bo Arnells on suggested
proposal to decrease the share dividend
(refer to item 9) and for the bank to
become a full service bank again
21 Closing of the meeting Non-Voting
CMMT PLEASE NOTE, PROPOSALS 9.A AND 9.B ARE Non-Voting
BEING TREATED AS 1 PROPOSAL. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 933752188
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KATHERINE M. BOYD Mgmt For For
DANIEL R. DAIGNEAULT Mgmt For For
ROBERT B. GREGORY Mgmt For For
TONY C. MCKIM Mgmt For For
CARL S. POOLE, JR. Mgmt For For
MARK N. ROSBOROUGH Mgmt For For
STUART G. SMITH Mgmt For For
DAVID B. SOULE, JR. Mgmt For For
BRUCE B. TINDAL Mgmt Withheld Against
2. TO APPROVE (ON A NON-BINDING BASIS), AS Mgmt For For
REQUIRED UNDER THE AMERICAN RECOVERY AND
REINVESTMENT ACT OF 2009, THE COMPENSATION
OF THE COMPANY'S EXECUTIVES, AS DISCLOSED
IN THE COMPANY'S ANNUAL REPORT AND PROXY
STATEMENT.
3. TO RATIFY THE BOARD OF DIRECTORS AUDIT Mgmt For For
COMMITTEE'S SELECTION OF BERRY DUNN MCNEIL
& PARKER LLC AS INDEPENDENT AUDITORS FOR
THE COMPANY FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933744561
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1G ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt For For
1H ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1N ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1O ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1P ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4 A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr For Against
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 933775605
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. CASEY Mgmt For For
DONALD J. AMARAL Mgmt For For
L. GAGE CHRYSLER III Mgmt For For
CRAIG S. COMPTON Mgmt For For
CORY W. GIESE Mgmt For For
JOHN S.A. HASBROOK Mgmt For For
MICHAEL W. KOEHNEN Mgmt For For
RICHARD P. SMITH Mgmt For For
W. VIRGINIA WALKER Mgmt For For
2. AMENDMENT TO THE COMPANY'S 2009 EQUITY Mgmt For For
INCENTIVE PLAN.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE SELECTION OF CROWE Mgmt For For
HORWATH LLP AS THE COMPANY'S INDEPENDENT
AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
TRUSTMARK CORPORATION Agenda Number: 933757518
--------------------------------------------------------------------------------------------------------------------------
Security: 898402102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: TRMK
ISIN: US8984021027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ADOLPHUS B. BAKER Mgmt For For
TONI D. COOLEY Mgmt For For
DANIEL A. GRAFTON Mgmt For For
GERARD R. HOST Mgmt For For
DAVID H. HOSTER II Mgmt For For
JOHN M. MCCULLOUCH Mgmt For For
RICHARD H. PUCKETT Mgmt For For
R. MICHAEL SUMMERFORD Mgmt For For
LEROY G. WALKER, JR. Mgmt For For
WILLIAM G. YATES III Mgmt For For
2. TO PROVIDE ADVISORY APPROVAL OF TRUSTMARK'S Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
TRUSTMARK'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933744460
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2013
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr Against For
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
UNION FIRST MARKET BANKSHARES CORP Agenda Number: 933745208
--------------------------------------------------------------------------------------------------------------------------
Security: 90662P104
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: UBSH
ISIN: US90662P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
L. BRADFORD ARMSTRONG Mgmt For For
DANIEL I. HANSEN Mgmt For For
RONALD L. HICKS Mgmt For For
W. TAYLOE MURPHY, JR. Mgmt For For
2. ELECT ONE (1) DIRECTOR TO SERVE AS A CLASS Mgmt For For
I DIRECTOR UNTIL THE 2015 ANNUAL MEETING:
RAYMOND L. SLAUGHTER
3. ELECT ONE (1) DIRECTOR TO SERVE AS A CLASS Mgmt For For
III DIRECTOR UNTIL THE 2014 ANNUAL MEETING:
LINDA V. SCHREINER
4. RATIFY THE APPOINTMENT OF YOUNT, HYDE & Mgmt For For
BARBOUR, P.C. AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
5. ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNITED BANCORP, INC. Agenda Number: 933758332
--------------------------------------------------------------------------------------------------------------------------
Security: 90944L103
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: UBMI
ISIN: US90944L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KAREN F. ANDREWS Mgmt For For
JAMES D. BUHR Mgmt For For
JAMES C. LAWSON Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 1 Year For
APPROVAL OF EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF BKD, LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON BANKING COMPANY Agenda Number: 933758964
--------------------------------------------------------------------------------------------------------------------------
Security: 937303105
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: WBCO
ISIN: US9373031056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RHODA L. ALTOM Mgmt For For
MARK D. CRAWFORD Mgmt For For
DEBORAH J. GAVIN Mgmt For For
JAY T. LIEN Mgmt For For
GRAGG E. MILLER Mgmt For For
ANTHONY B. PICKERING Mgmt For For
ROBERT T. SEVERNS Mgmt For For
JOHN L. WAGNER Mgmt For For
2. NON-BINDING ADVISORY "SAY-ON-PAY" VOTE ON Mgmt For For
EXECUTIVE COMPENSATION. ADVISORY RESOLUTION
TO APPROVE THE COMPENSATION OF NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
3. NON-BINDING RATIFICATION OF AUDITOR Mgmt For For
APPOINTMENT. TO RATIFY THE AUDIT
COMMITTEE'S APPOINTMENT OF MOSS ADAMS LLP
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC. Agenda Number: 933743747
--------------------------------------------------------------------------------------------------------------------------
Security: 940610108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WASH
ISIN: US9406101082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY G. HITTNER, ESQ. Mgmt For For
KATHERINE W. HOXSIE CPA Mgmt For For
KATHLEEN E. MCKEOUGH Mgmt For For
JOHN C. WARREN Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
3. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
4. THE APPROVAL OF THE WASHINGTON TRUST Mgmt For For
BANCORP, INC. 2013 STOCK OPTION AND
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr For Against
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WESBANCO, INC. Agenda Number: 933752366
--------------------------------------------------------------------------------------------------------------------------
Security: 950810101
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: WSBC
ISIN: US9508101014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER V. CRISS Mgmt For For
VAUGHN L. KIGER Mgmt For For
RICHARD G. SPENCER Mgmt For For
JAMES C. GARDILL Mgmt For For
HENRY L. SCHULHOFF Mgmt For For
2. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WESTAMERICA BANCORPORATION Agenda Number: 933742923
--------------------------------------------------------------------------------------------------------------------------
Security: 957090103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: WABC
ISIN: US9570901036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
E. ALLEN Mgmt For For
L. BARTOLINI Mgmt For For
E.J. BOWLER Mgmt For For
A. LATNO, JR. Mgmt For For
P. LYNCH Mgmt For For
C. MACMILLAN Mgmt For For
R. NELSON Mgmt For For
D. PAYNE Mgmt For For
E. SYLVESTER Mgmt For For
2. APPROVE A NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF INDEPENDENT AUDITOR. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WILSHIRE BANCORP, INC. Agenda Number: 933791522
--------------------------------------------------------------------------------------------------------------------------
Security: 97186T108
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: WIBC
ISIN: US97186T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KYU-HYUN KIM Mgmt Withheld Against
YOUNG HI PAK Mgmt Withheld Against
JAE WHAN YOO Mgmt Withheld Against
2. ADVISORY (NON-BINDING) PROPOSAL TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE BOARD OF DIRECTORS' SELECTION Mgmt For For
OF CROWE HORWATH LLP AS WILSHIRE BANCORP'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 933763701
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELEUTHERE I. DU PONT Mgmt For For
CALVERT A. MORGAN, JR. Mgmt For For
MARVIN N. SCHOENHALS Mgmt For For
DAVID G. TURNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013
3. APPROVAL OF THE WSFS FINANCIAL CORPORATION Mgmt For For
2013 INCENTIVE PLAN
4. APPROVAL OF THE WSFS FINANCIAL CORPORATION Mgmt For For
NON-PLAN STOCK OPTION AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
YADKIN VALLEY FINANCIAL CORPORATION Agenda Number: 933781800
--------------------------------------------------------------------------------------------------------------------------
Security: 984314104
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: YAVY
ISIN: US9843141048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NOLAN G. BROWN Mgmt For For
HARRY M. DAVIS Mgmt For For
THOMAS J. HALL Mgmt For For
JAMES A. HARRELL, JR. Mgmt For For
LARRY S. HELMS Mgmt For For
DAN W. HILL, III Mgmt For For
JAMES L. POINDEXTER Mgmt For For
ALISON J. SMITH Mgmt For For
JAMES N. SMOAK Mgmt For For
HARRY C. SPELL Mgmt For For
JOSEPH H. TOWELL Mgmt For For
2. TO APPROVE THE 2013 EQUITY INCENTIVE PLAN. Mgmt For For
3. TO GRANT TO THE BOARD OF DIRECTORS Mgmt For For
DISCRETIONARY AUTHORITY TO AMEND THE
COMPANY'S ARTICLES OF INCORPORATION TO
EFFECT A ONE-FOR-THREE REVERSE STOCK SPLIT
OF THE COMPANY'S AUTHORIZED, ISSUED AND
OUTSTANDING COMMON STOCK.
4. TO RATIFY THE APPOINTMENT OF DIXON HUGHES Mgmt For For
GOODMAN LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 933777661
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JERRY C. ATKIN Mgmt For For
1B ELECTION OF DIRECTOR: R.D. CASH Mgmt For For
1C ELECTION OF DIRECTOR: PATRICIA FROBES Mgmt For For
1D ELECTION OF DIRECTOR: J. DAVID HEANEY Mgmt For For
1E ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1F ELECTION OF DIRECTOR: STEPHEN D. QUINN Mgmt For For
1G ELECTION OF DIRECTOR: HARRIS H. SIMMONS Mgmt For For
1H ELECTION OF DIRECTOR: L.E. SIMMONS Mgmt For For
1I ELECTION OF DIRECTOR: SHELLEY THOMAS Mgmt For For
WILLIAMS
1J ELECTION OF DIRECTOR: STEVEN C. WHEELWRIGHT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3 APPROVAL, ON A NONBINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS
4 TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF THE SHAREHOLDER NON-BINDING
VOTE TO APPROVE EXECUTIVE COMPENSATION.
5 THAT THE SHAREHOLDERS REQUEST THE BOARD OF Shr Against For
DIRECTORS TO ESTABLISH A POLICY REQUIRING
THAT THE BOARD'S CHAIRMAN BE AN
"INDEPENDENT DIRECTOR."
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Bank and Thrift Opportunity Fund
By (Signature) /s/ Hugh Mchaffie
Name Hugh Mchaffie
Title President
Date 08/21/2013