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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Non-Qualified Stock Option (right to buy) | $ 65.67 | Â | Â | Â | Â | Â | 08/14/2009(1) | 08/14/2015 | FactSet Common Stock | Â | 424 | Â | ||
Non-Qualified Stock Option (right to buy) | $ 35.8 | Â | Â | Â | Â | Â | 10/24/2009(1) | 10/24/2015 | FactSet Common Stock | Â | 433 | Â | ||
Non-Qualified Stock Option (right to buy) | $ 66.46 | Â | Â | Â | Â | Â | 10/23/2011(2) | 10/23/2016 | FactSet Common Stock | Â | 5,560 | Â | ||
Non-Qualified Stock Option (right to buy) | $ 94.84 | Â | Â | Â | Â | Â | 11/01/2012(1) | 11/01/2021 | FactSet Common Stock | Â | 5,517 | Â | ||
Non-Qualified Stock Option (right to buy) | $ 92.22 | Â | Â | Â | Â | Â | 11/01/2013(1) | 11/01/2022 | FactSet Common Stock | Â | 7,146 | Â | ||
Non-Qualified Stock Option (right to buy) | $ 92.22 | Â | Â | Â | Â | Â | 11/01/2014(3) | 11/01/2022 | FactSet Common Stock | Â | 11,711 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KENNEDY KIERAN M. 601 MERRITT 7 NORWALK, CT 06851 |
 |  |  Senior Vice President |  |
/s/ Kieran M. Kennedy | 12/02/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Twenty percent of these option grants became exercisable one year after grant date, with the remainder continuing to vest at 1.67% per month thereafter. |
(2) | Forty percent of these options became exercisable based upon the achievement of certain financial performance criteria by the issuer following the completion of a two-year performance period from the grant date. The remainder continues to vest at a rate of 1.67% per month. |
(3) | These options shall become exercisable based on the achievement by the issuer of certain financial performance criteria. Options that do not vest at the end of the two-year performance period will be forfeited. Options that become exercisable vest 40% after the two-year performance period with the remainder vesting at 1.67% per month thereafter. |
 Remarks: This Form 5 is being filed because Kieran Kennedy is no longer considered a Named Executive Officer (NEO) of FactSet Research Systems Inc. under existing SEC guidelines, effective for fiscal 2014, and prospectively. However, he will continue in his current position as Senior Vice President, Director of Sales Operations. |