UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-22066

Cornerstone Progressive Return Fund
(Exact name of registrant as specified in charter)

48 Wall Street New York, NY
10005
(Address of principal executive offices)
(Zip code)

Frank J. Maresca

AST Fund Solutions, LLC, 48 Wall Street, 22nd Floor New York, NY 10005
(Name and address of agent for service)

Registrant's telephone number, including area code: (866) 668-6558

Date of fiscal year end: December 31

Date of reporting period: July 1, 2014 - June 30, 2015


ITEM 1. PROXY VOTING RECORD.
 
Company
Name
Ticker
CUSIP
Meeting
Date
Proposal
Number
Proposal Description
Proponent
Mgmt
Recommendation
Vote Cast
For /
Against
Mgmt
Abbott Laboratories
ABT
002824100
4/24/2015
1.1
Elect Robert J. Alpern
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.2
Elect Roxanne S. Austin
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.3
Elect Sally E. Blount
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.4
Elect W. James Farrell
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.5
Elect Edward M. Liddy
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.6
Elect Nancy McKinstry
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.7
Elect Phebe N. Novakovic
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.8
Elect William A. Osborn
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.9
Elect Samuel C. Scott III
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.10
Elect Glenn F. Tilton
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.11
Elect Miles D. White
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
2
Ratification of Auditor
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
4
Shareholder Proposal Regarding Genetically Modified Ingredients
ShrHoldr
Against
Against
For
Abbott Laboratories
ABT
002824100
4/24/2015
5
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
AbbVie Inc.
ABBV
00287Y109
5/8/2015
1.1
Elect Roxanne S. Austin
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/8/2015
1.2
Elect Richard A. Gonzalez
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/8/2015
1.3
Elect Glenn F. Tilton
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/8/2015
2
Ratification of Auditor
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/8/2015
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/26/2015
1.1
Elect William J. Potter
Mgmt
For
For 72%  Withhold 28%
For
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/26/2015
1.2
Elect John T. Sheehy
Mgmt
For
For 72%  Withhold 28%
For
Aberdeen Chile Fund Inc
CH
00301W105
3/26/2015
1.1
Elect Enrique R. Arzac
Mgmt
For
For 81%  Withhold 19%
For
Aberdeen Greater China Fund Inc
GCH
003031101
6/18/2015
1.1
Elect John A. Hawkins
Mgmt
For
For 29% Abstain 71%
For
Aberdeen Greater China Fund Inc
GCH
003031101
6/18/2015
1.2
Elect Tak Lung Tsim
Mgmt
For
For 29% Abstain 71%
For
Aberdeen Israel Fund Inc
ISL
00301T102
3/26/2015
1.1
Elect Steven N. Rappaport
Mgmt
For
For 20%  Withhold 80%
For
Aberdeen Israel Fund Inc
ISL
00301T102
3/26/2015
1.2
Elect Alexander Zagoreos
Mgmt
For
For 20%  Withhold 80%
For
Aberdeen Japan Equity Fund Inc
JEQ
00306J109
6/18/2015
1.1
Elect Radhika Ajmera
Mgmt
For
For 89% Abstain 11%
For
Aberdeen Japan Equity Fund Inc
JEQ
00306J109
6/18/2015
1.2
Elect Martin J. Gruber
Mgmt
For
For 89% Abstain 11%
For
ABERDEEN SINGAPORE FUND, INC.
SGF
003244100
6/18/2015
1.1
Elect Moritz Sell
Mgmt
For
For 84% Abstain 16%
For
Actavis plc
ACT
G0083B108
3/10/2015
1
Merger/Acquisition
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
3/10/2015
2
Right to Adjourn Meeting
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
1
Elect Paul M. Bisaro
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
2
Elect Nesli Basgoz
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
3
Elect James H. Bloem
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
4
Elect Christopher W. Bodine
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
5
Elect Christopher J. Coughlin
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
6
Elect Michael R. Gallagher
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
7
Elect Catherine M. Klema
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
8
Elect Peter J. McDonnell
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
9
Elect Patrick J. O'Sullivan
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
10
Elect Brenton L. Saunders
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
11
Elect Ronald R. Taylor
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
12
Elect Fred G. Weiss
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
14
Ratification of Auditor
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
15
Name Change to Allergan plc
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
18
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Actavis plc
ACT
G0083B108
6/5/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Actavis plc
ACT
G0083B108
6/5/2015
16
Approval of the Amended 2013 Incentive Award Plan
Mgmt
For
Against
Against
Actavis plc
ACT
G0083B108
6/5/2015
17
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
For
Against
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.1
Elect Enrique R. Arzac
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.2
Elect Phyllis O. Bonanno
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.3
Elect Kenneth J. Dale
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.4
Elect Frederic A. Escherich
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.5
Elect Roger W. Gale
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.6
Elect Kathleen T. McGahran
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.7
Elect Craig R. Smith
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.8
Elect Mark E. Stoeckle
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
2
Ratification of Auditor
Mgmt
For
For 96%  Against 2%  Abstain 2%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
3
Amend Fundamental Investment Policy to Increase Limit on Commodities Investments
Mgmt
For
For 96%  Against 2%  Abstain 2%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
4
Rendering of Investment Advisory Services to Others
Mgmt
For
For 96%  Against 2%  Abstain 2%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
5
Shareholder Proposal to Authorize a Self-Tender Offer for All Outstanding Shares
ShrHoldr
Against
For 28%  Against 67%  Abstain 5%
For
Advent-Claymore Enhanced Growth & Income Fund
LCM
00765E104
9/30/2014
1
Elect Michael A. Smart
Mgmt
For
For 94.94%; Against 2.12%; Abstain 2.95%
For
Advent-Claymore Enhanced Growth & Income Fund
LCM
00765E104
9/30/2014
2
Elect Daniel L. Black
Mgmt
For
For 94.94%; Against 2.07%; Abstain 3.00%
For
Aetna Inc.
AET
00817Y108
5/15/2015
1
Elect Fernando Aguirre
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
2
Elect Mark T. Bertolini
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
3
Elect Frank M. Clark, Jr.
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
4
Elect Betsy Z. Cohen
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
6
Elect Roger N. Farah
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
7
Elect Barbara H. Franklin
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
8
Elect Jeffrey E. Garten
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
9
Elect Ellen M. Hancock
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
10
Elect Richard J. Harrington
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
11
Elect Edward J. Ludwig
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
12
Elect Joseph P. Newhouse
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
13
Elect Olympia J. Snowe
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
14
Ratification of Auditor
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
16
Shareholder Proposal Regarding Report on Indirect Political Spending
ShrHoldr
Against
Against
For
Aetna Inc.
AET
00817Y108
5/15/2015
17
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Aetna Inc.
AET
00817Y108
5/15/2015
5
Elect Molly J. Coye
Mgmt
For
Against
Against
Allergan, Inc.
AGN
018490102
3/10/2015
1
Merger/Acquisition
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
3/10/2015
2
Right to Adjourn Meeting
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
3/10/2015
3
Advisory Vote on Golden Parachutes
Mgmt
For
For
For
AllianceBernstein Global High Income Fund Inc
AWF
01879R106
3/30/2015
1.1
Elect Marshall C. Turner, Jr.
Mgmt
For
For 97%  Withhold 3%
For
AllianceBernstein Global High Income Fund Inc
AWF
01879R106
3/30/2015
1.2
Elect Garry L. Moody
Mgmt
For
For 97%  Withhold 3%
For
AllianceBernstein Global High Income Fund Inc
AWF
01879R106
3/30/2015
1.3
Elect Earl D. Weiner
Mgmt
For
For 97%  Withhold 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.1
Elect James A. Jacobson
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.2
Elect F. Ford Drummond
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.3
Elect Davey S. Scoon
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.4
Elect James S. MacLeod
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.5
Elect Julian Sluyters
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.6
Elect Susan M. King
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.1
Elect Hans W. Kertess
Mgmt
For
For:97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.2
Elect William B. Ogden IV
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.3
Elect F. Ford Drummond
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.4
Elect Davey S. Scoon
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.5
Elect James S. MacLeod
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.6
Elect Julian Sluyters
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.7
Elect Susan M. King
Mgmt
For
For:97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
7/31/2014
1.1
Elect Alan Rappaport
Mgmt
For
For 91%  Withhold 9%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
7/31/2014
1.2
Elect Hans W. Kertess
Mgmt
For
For 91%  Withhold 9%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
7/31/2014
1.3
Elect William B. Ogden IV
Mgmt
For
For 91%  Withhold 9%
For
Allstate Corporation
ALL
020002101
5/19/2015
1
Elect Robert D. Beyer
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/19/2015
2
Elect Kermit R. Crawford
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/19/2015
3
Elect Michael L. Eskew
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/19/2015
4
Elect Herbert L. Henkel
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/19/2015
5
Elect Siddharth N. Mehta
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/19/2015
6
Elect Andrea Redmond
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/19/2015
7
Elect John W. Rowe
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/19/2015
8
Elect Judith A. Sprieser
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/19/2015
9
Elect Mary Alice Taylor
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/19/2015
10
Elect Thomas J. Wilson
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/19/2015
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/19/2015
12
Ratification of Auditor
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/19/2015
13
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Alpine Global Dynamic Dividend Fund
AGD
02082E205
5/20/2015
1.1
Elect Samuel A. Lieber
Mgmt
For
For: 96% Withhold: 4%
For
Alpine Global Dynamic Dividend Fund
AGD
02082E205
5/20/2015
2
Transaction of Other Business
Mgmt
For
For: 44% Against: 54% Withhold: 2%
Against
Alpine Global Premier Properties Fund
AWP
02083A103
5/20/2015
1.1
Elect Samuel A. Lieber
Mgmt
For
For 83% Abstain 17%
For
Alpine Global Premier Properties Fund
AWP
02083A103
5/20/2015
2
Transaction of Other Business
Mgmt
For
For 61% Against 38% Abstain 1%
Against
Alpine Total Dynamic Dividend Fund
AOD
021060207
5/20/2015
1.1
Elect Samuel A. Lieber
Mgmt
For
For 96% Abstain 4%
For
Alpine Total Dynamic Dividend Fund
AOD
021060207
5/20/2015
2
Transaction of Other Business
Mgmt
For
For 43% Against 55% Abstain 2%
Against
American Express Company
AXP
025816109
5/11/2015
2
Elect Ursula M. Burns
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
3
Elect Kenneth I. Chenault
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
4
Elect Peter Chernin
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
5
Elect Anne Lauvergeon
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
6
Elect Micheal O. Leavitt
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
7
Elect Theodore J. Leonsis
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
8
Elect Richard C. Levin
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
9
Elect Samuel J. Palmisano
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
10
Elect Daniel L. Vasella
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
11
Elect Robert D. Walter
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
12
Elect Ronald A. Williams
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
13
Ratification of Auditor
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
15
Shareholder Proposal Regarding Employment Diversity Report
ShrHoldr
Against
Against
For
American Express Company
AXP
025816109
5/11/2015
16
Shareholder Proposal Regarding Privacy and Data Security
ShrHoldr
Against
Against
For
American Express Company
AXP
025816109
5/11/2015
18
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
American Express Company
AXP
025816109
5/11/2015
1
Elect Charlene Barshefsky
Mgmt
For
Against
Against
American Express Company
AXP
025816109
5/11/2015
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
American Express Company
AXP
025816109
5/11/2015
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
American International Group, Inc.
AIG
026874784
5/13/2015
1
Elect W. Don Cornwell
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
2
Elect Peter R. Fisher
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
3
Elect John Fitzpatrick
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
4
Elect Peter D. Hancock
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
5
Elect William G. Jurgensen
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
6
Elect Christopher S. Lynch
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
8
Elect Henry S. Miller
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
9
Elect Robert S. Miller
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
10
Elect Suzanne Nora Johnson
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
11
Elect Ronald A. Rittenmeyer
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
12
Elect Douglas M. Steenland
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
13
Elect Theresa M. Stone
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
15
Ratification of Auditor
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
7
Elect George L. Miles, Jr.
Mgmt
For
Against
Against
AMGEN Inc.
AMGN
031162100
5/14/2015
1
Elect David Baltimore
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
2
Elect Frank J. Biondi, Jr.
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
3
Elect Robert A. Bradway
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
4
Elect Francois de Carbonnel
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
5
Elect Vance D. Coffman
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
6
Elect Robert A. Eckert
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
7
Elect Greg C. Garland
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
8
Elect Rebecca M. Henderson
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
9
Elect Frank C. Herringer
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
10
Elect Tyler Jacks
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
11
Elect Judith C. Pelham
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
12
Elect Ronald D. Sugar
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
13
Elect R. Sanders Williams
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
14
Ratification of Auditor
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
16
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
Anthem Inc
WLP
94973V107
11/5/2014
1
Company Name Change
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
N/A
Against
N/A
Anthem, Inc.
ANTM
036752103
5/13/2015
1
Elect Julie A. Hill
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
2
Elect Ramiro G. Peru
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
3
Elect John H. Short
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
4
Ratification of Auditor
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
7
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Aon plc
AON
G0408V102
6/17/2015
1
Elect Lester B. Knight
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
2
Elect Gregory C. Case
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
3
Elect Fulvio Conti
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
4
Elect Cheryl A. Francis
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
5
Elect James W. Leng
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
6
Elect J. Michael Losh
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
7
Elect Robert S. Morrison
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
8
Elect Richard B. Myers
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
9
Elect Richard C. Notebaert
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
10
Elect Gloria Santona
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
11
Elect Carolyn Y. Woo
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
12
Accounts and Reports
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
13
Ratification of Auditor
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
14
Ratification of  Statutory Auditor
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
15
Authority to Set Auditor's Fees
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
17
Remuneration Report (Advisory)
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
18
Approval of Share Repurchase Contracts and
Repurchase Counterparties
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
21
Authorization of Political Donations and Expenditures
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
1
Elect Timothy D. Cook
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
2
Elect Albert A. Gore, Jr.
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
3
Elect Robert A. Iger
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
4
Elect Andrea Jung
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
5
Elect Arthur D. Levinson
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
6
Elect Ronald D. Sugar
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
7
Elect Sue Wagner
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
8
Ratification of Auditor
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
9
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
10
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
11
Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk
ShrHoldr
Against
Against
For
Apple Inc.
AAPL
037833100
3/10/2015
12
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
1
Elect Alan L. Boeckmann
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
2
Elect Mollie Hale Carter
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
3
Elect Terrell K. Crews
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
4
Elect Pierre Dufour
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
5
Elect Donald E. Felsinger
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
6
Elect Juan Richardo Luciano
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
7
Elect Antonio dos Santos Maciel Neto
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
8
Elect Patrick J. Moore
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
9
Elect Thomas F. O'Neill
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
10
Elect Francisco Sanchez
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
11
Elect Daniel Shih
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
12
Elect Kelvin R. Westbrook
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
13
Elect Patricia A. Woertz
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
14
Ratification of Auditor
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
16
Reapproval of the 2009 Incentive Compensation Plan
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
17
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Bank of New York Mellon Corporation
BK
064058100
4/14/2015
1
Elect Nicholas M. Donofrio
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/14/2015
2
Elect Joseph J. Echevarria
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/14/2015
3
Elect Edward P. Garden
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/14/2015
4
Elect Jeffrey A. Goldstein
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/14/2015
5
Elect Gerald L. Hassell
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/14/2015
6
Elect John M. Hinshaw
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/14/2015
7
Elect Edmund F. Kelly
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/14/2015
8
Elect Richard J. Kogan
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/14/2015
9
Elect John A. Luke, Jr.
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/14/2015
10
Elect Mark A. Nordenberg
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/14/2015
11
Elect Catherine A. Rein
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/14/2015
12
Elect William C. Richardson
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/14/2015
13
Elect Samuel C. Scott III
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/14/2015
14
Elect Wesley W. von Schack
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/14/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/14/2015
16
Ratification of Auditor
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
1
Elect Uma Chowdhry
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
2
Elect James R. Gavin III
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
3
Elect Peter S. Hellman
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
4
Elect Kees J. Storm
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
5
Ratification of Auditor
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
7
2015 Incentive Plan
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
8
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
Baxter International Inc.
BAX
071813109
5/5/2015
6
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Baxter International Inc.
BAX
071813109
5/5/2015
9
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.3
Elect Richard E. Cavanagh
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.4
Elect Frank J. Fabozzi
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.5
Elect Kathleen F. Feldstein
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.6
Elect James T. Flynn
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.7
Elect Henry Gabbay
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.8
Elect Jerrold B. Harris
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.9
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.10
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.11
Elect Karen P. Robards
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.3
Elect Richard E. Cavanagh
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.4
Elect Frank J. Fabozzi
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.5
Elect Kathleen F. Feldstein
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.6
Elect James T. Flynn
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.7
Elect Henry Gabbay
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.8
Elect Jerrold B. Harris
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.9
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.10
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.11
Elect Karen P. Robards
Mgmt
For
For 98%  Withhold 2%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 97.5%  Withhold 2.5%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 97.5%  Withhold 2.5%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 97.5%  Withhold 2.5%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 97.5%  Withhold 2.5%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
11/10/2014
1
Reorganization into the BlackRock Resources & Commodities Trust
Mgmt
For
For 75%  Against 22%  Abstain 3%
For
Blackrock Energy & Resources Trust
BGR
09250U101
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 96.5%  Withhold 3.5%
For
Blackrock Energy & Resources Trust
BGR
09250U101
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 96.5%  Withhold 3.5%
For
Blackrock Energy & Resources Trust
BGR
09250U101
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 96.5%  Withhold 3.5%
For
Blackrock Energy & Resources Trust
BGR
09250U101
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 96.5%  Withhold 3.5%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.3
Elect Richard E. Cavanagh
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.4
Elect Frank J. Fabozzi
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.5
Elect Kathleen F. Feldstein
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.6
Elect James T. Flynn
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.7
Elect Henry Gabbay
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.8
Elect Jerrold B. Harris
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.9
Elect R. Glenn Hubbard
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.10
Elect W. Carl Kester
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.11
Elect Karen P. Robards
Mgmt
For
For 97%  Withhold 3%
For
BlackRock Floating Rate Income Trust
BGT
091941104
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Floating Rate Income Trust
BGT
091941104
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Floating Rate Income Trust
BGT
091941104
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Floating Rate Income Trust
BGT
091941104
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock International Growth and Income Trust
BGY
092524107
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 95.5%  Withhold 4.5%
For
BlackRock International Growth and Income Trust
BGY
092524107
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 95.5%  Withhold 4.5%
For
BlackRock International Growth and Income Trust
BGY
092524107
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 95.5%  Withhold 4.5%
For
BlackRock International Growth and Income Trust
BGY
092524107
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 95.5%  Withhold 4.5%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 96.5%  Withhold 3.5%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 96.5%  Withhold 3.5%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 96.5%  Withhold 3.5%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 96.5%  Withhold 3.5%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
11/10/2014
1
Reorganization of the BlackRock Real Asset Equity Trust
Mgmt
For
For 94%  Against 4.5%  Abstain 1.5%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
11/10/2014
2
Reorganization of the BlackRock Real Ecosolutions Investment Trust
Mgmt
For
For 81%  Against 18%  Abstain 1%
For
BlackRock MuniHoldings Quality Fund II Inc
MUE
09254C107
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock MuniHoldings Quality Fund II Inc
MUE
09254C107
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock MuniHoldings Quality Fund II Inc
MUE
09254C107
7/30/2014
1.3
Elect Richard E. Cavanagh
Mgmt
For
For 98%  Withhold 2%
For
BlackRock MuniHoldings Quality Fund II Inc
MUE
09254C107
7/30/2014
1.4
Elect Kathleen F. Feldstein
Mgmt
For
For 98%  Withhold 2%
For
BlackRock MuniHoldings Quality Fund II Inc
MUE
09254C107
7/30/2014
1.5
Elect James T. Flynn
Mgmt
For
For 98%  Withhold 2%
For
BlackRock MuniHoldings Quality Fund II Inc
MUE
09254C107
7/30/2014
1.6
Elect Henry Gabbay
Mgmt
For
For 98%  Withhold 2%
For
BlackRock MuniHoldings Quality Fund II Inc
MUE
09254C107
7/30/2014
1.7
Elect Jerrold B. Harris
Mgmt
For
For 98%  Withhold 2%
For
BlackRock MuniHoldings Quality Fund II Inc
MUE
09254C107
7/30/2014
1.8
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock MuniHoldings Quality Fund II Inc
MUE
09254C107
7/30/2014
1.9
Elect Karen P. Robards
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
11/10/2014
1
Reorganization into the BlackRock Resources & Commodities Trust
Mgmt
For
For 93%  Against 4.5%  Abstain 2.5%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
1
Elect Abdlatif Yousef Al-Hamad
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
2
Elect Mathis Cabiallavetta
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
3
Elect Pamela Daley
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
4
Elect William S. Demchak
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
5
Elect Jessica P. Einhorn
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
6
Elect Laurence D. Fink
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
7
Elect Fabrizio Freda
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
8
Elect Murry S. Gerber
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
9
Elect James Grosfeld
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
10
Elect Robert S. Kapito
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
11
Elect David H. Komansky
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
12
Elect Sir Deryck C. Maughan
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
13
Elect Cheryl D. Mills
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
14
Elect Thomas H. O'Brien
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
15
Elect Ivan G. Seidenberg
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
16
Elect Marco Antonio Slim Domit
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
17
Elect John S. Varley
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
18
Elect Susan L. Wagner
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
19
Amendment to the 1999 Stock Award and Incentive Plan
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
20
Advisory Vote on Executive Compensation
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
21
Ratification of Auditor
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
22
Shareholder Proposal Regarding Genocide-Free Investing
ShrHoldr
Against
Against
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
23
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Blackstone/gso Long-short Credit Income Fund
BSL
09256U105
4/22/2015
1.1
Elect Thomas W. Jasper
Mgmt
For
For 98% Abstain 2%
For
Blackstone/gso Long-short Credit Income Fund
BSL
09256U105
4/22/2015
1.2
Elect Gary S. Schpero
Mgmt
For
For 98% Abstain 2%
For
Boeing Company
BA
097023105
4/27/2015
1
Elect David L. Calhoun
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
2
Elect Arthur D. Collins, Jr.
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
3
Elect Kenneth M. Duberstein
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
4
Elect Edmund P. Giambastiani, Jr.
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
5
Elect Lawrence W. Kellner
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
6
Elect Edward M. Liddy
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
7
Elect W. James McNerney, Jr.
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
8
Elect Susan C. Schwab
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
9
Elect Ronald A. Williams
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
10
Elect Mike S. Zafirovski
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
12
Ratification of Auditor
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
13
Shareholder Proposal Regarding Recoupment of Unearned Bonuses
ShrHoldr
Against
Against
For
Boeing Company
BA
097023105
4/27/2015
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Boeing Company
BA
097023105
4/27/2015
14
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Boeing Company
BA
097023105
4/27/2015
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Boston Scientific Corporation
BSX
101137107
5/5/2015
1
Elect Nelda J. Connors
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/5/2015
2
Elect Charles J. Dockendorff
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/5/2015
3
Elect Kristina M. Johnson
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/5/2015
4
Elect Edward J. Ludwig
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/5/2015
5
Elect Stephen P. MacMillan
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/5/2015
6
Elect Michael F. Mahoney
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/5/2015
9
Elect Pete M. Nicholas
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/5/2015
10
Elect David J. Roux
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/5/2015
11
Elect John E. Sununu
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/5/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/5/2015
13
Ratification of Auditor
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/5/2015
14
Shareholder Proposal Regarding Animal Welfare
ShrHoldr
Against
Against
For
Boston Scientific Corporation
BSX
101137107
5/5/2015
7
Elect Ernest Mario
Mgmt
For
Abstain
Against
Boston Scientific Corporation
BSX
101137107
5/5/2015
8
Elect N.J. Nicholas, Jr.
Mgmt
For
Abstain
Against
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
1
Elect David J. Anderson
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
2
Elect Colleen F. Arnold
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
3
Elect George S. Barrett
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
4
Elect Carrie S. Cox
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
5
Elect Calvin Darden
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
6
Elect Bruce L. Downey
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
7
Elect Patricia A. Hemingway Hall
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
8
Elect Clayton M. Jones
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
9
Elect Gregory B. Kenny
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
10
Elect David P. King
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
11
Elect Richard C. Notebaert
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
12
Ratification of Auditor
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
14
Approval of the Material Terms of the Management Incentive Plan
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
15
Shareholder Proposal Regarding Political Contributions and Expenditures
ShrHoldr
Against
For
Against
Caterpillar Inc.
CAT
149123101
6/10/2015
1
Elect David L. Calhoun
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
2
Elect Daniel M. Dickinson
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
3
Elect Juan Gallardo
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
4
Elect Jesse J. Greene, Jr.
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
5
Elect Jon M. Huntsman, Jr.
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
6
Elect Dennis A. Muilenburg
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
7
Elect Douglas R. Oberhelman
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
8
Elect William A. Osborn
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
9
Elect Debra L. Reed
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
10
Elect Edward B. Rust, Jr.
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
11
Elect Susan C. Schwab
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
12
Elect Miles D. White
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
13
Ratification of Auditor
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
17
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
Caterpillar Inc.
CAT
149123101
6/10/2015
18
Shareholder Proposal Regarding Review of Human Rights Policies (2)
ShrHoldr
Against
Against
For
Caterpillar Inc.
CAT
149123101
6/10/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Caterpillar Inc.
CAT
149123101
6/10/2015
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Caterpillar Inc.
CAT
149123101
6/10/2015
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
CBRE Clarion Global Real Estate Income Fund
IGR
12504G100
11/10/2014
1.2
Elect Frederick S. Hammer
Mgmt
For
For 98.5%  Withhold 1.5%
For
CBRE Clarion Global Real Estate Income Fund
IGR
12504G100
11/10/2014
1.1
Elect T. Ritson Ferguson
Mgmt
For
For 98.5%  Withhold 1.5%
Against
Chevron Corporation
CVX
166764100
5/27/2015
1
Elect Alexander B. Cummings, Jr.
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/27/2015
2
Elect Linnet F. Deily
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/27/2015
3
Elect Robert E. Denham
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/27/2015
4
Elect Alice P. Gast
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/27/2015
5
Elect Enrique Hernandez, Jr.
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/27/2015
6
Elect Jon M. Huntsman, Jr.
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/27/2015
7
Elect Charles W. Moorman, IV
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/27/2015
8
Elect John G. Stumpf
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/27/2015
9
Elect Ronald D. Sugar
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/27/2015
10
Elect Inge G. Thulin
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/27/2015
11
Elect Carl Ware
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/27/2015
12
Elect John S. Watson
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/27/2015
13
Ratification of Auditor
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/27/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/27/2015
15
Shareholder Proposal Regarding Charitable Contributions
ShrHoldr
Against
Against
For
Chevron Corporation
CVX
166764100
5/27/2015
17
Shareholder Proposal Regarding Prohibiting Political Spending
ShrHoldr
Against
Against
For
Chevron Corporation
CVX
166764100
5/27/2015
18
Shareholder Proposal Regarding Dividend Policy
ShrHoldr
Against
Against
For
Chevron Corporation
CVX
166764100
5/27/2015
19
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
Chevron Corporation
CVX
166764100
5/27/2015
20
Shareholder Proposal Regarding Hydraulic Fracturing
ShrHoldr
Against
Against
For
Chevron Corporation
CVX
166764100
5/27/2015
23
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
Against
For
Chevron Corporation
CVX
166764100
5/27/2015
24
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
Chevron Corporation
CVX
166764100
5/27/2015
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Chevron Corporation
CVX
166764100
5/27/2015
21
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Chevron Corporation
CVX
166764100
5/27/2015
22
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
CIGNA Corporation
CI
125509109
4/22/2015
1
Elect John M. Partridge
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/22/2015
2
Elect James E. Rogers
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/22/2015
3
Elect Eric C. Wiseman
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/22/2015
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/22/2015
5
Ratification of Auditor
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
1
Elect Carol A. Bartz
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
2
Elect M. Michele Burns
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
3
Elect Michael D. Capellas
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
4
Elect John T. Chambers
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
5
Elect Brian L. Halla
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
7
Elect Kristina M. Johnson
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
8
Elect Roderick C. McGeary
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
9
Elect Arun Sarin
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
10
Elect Steven M. West
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
11
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
13
Ratification of Auditor
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
14
Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board
ShrHoldr
Against
Against
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
15
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
6
Elect John L. Hennessy
Mgmt
For
Against
Against
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
16
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
Against
ClearBridge Energy MLP Total Return Fund Inc
CTR
18469Q108
3/20/2015
1.1
Elect Robert D. Agdern
Mgmt
For
For
For
ClearBridge Energy MLP Total Return Fund Inc
CTR
18469Q108
3/20/2015
1.2
Elect Eileen A. Kamerick
Mgmt
For
For
For
ClearBridge Energy MLP Total Return Fund Inc
CTR
18469Q108
3/20/2015
1.3
Elect Riordan Roett
Mgmt
For
For
For
Clough Global Allocation Fund
GLV
18913Y103
7/15/2014
1.1
Elect Adam D. Crescenzi
Mgmt
For
For 96%  Withhold 4%
For
Clough Global Allocation Fund
GLV
18913Y103
7/15/2014
1.2
Elect Jerry G. Rutledge
Mgmt
For
For 96%  Withhold 4%
For
Clough Global Allocation Fund
GLV
18913Y103
7/15/2014
1.3
Elect Vincent W. Versaci
Mgmt
For
For 96%  Withhold 4%
For
Cohen & Steers Infrastructure Fund Inc
UTF
19248A109
4/23/2015
1.1
Elect George Grossman
Mgmt
For
For 96% Abstain 4%
For
Cohen & Steers Infrastructure Fund Inc
UTF
19248A109
4/23/2015
1.2
Elect Robert H. Steers
Mgmt
For
For 96% Abstain 4%
For
Cohen & Steers Infrastructure Fund Inc
UTF
19248A109
4/23/2015
1.3
Elect C. Edward Ward, Jr.
Mgmt
For
For 96% Abstain 4%
For
Cohen & Steers Infrastructure Fund Inc
UTF
19248A109
4/23/2015
2
For Cohen & Steers Infrastructure Fund, Revise Fundamental Investment Restriction Policy Regarding Concentrating Investments in an Industry
Mgmt
For
For 96% Against 2% Abstain 2%
For
Cohen & Steers Quality Income Realty Fund, Inc.
RQI
19247L106
4/23/2015
1.1
Elect George Grossman
Mgmt
For
For 97%  Withhold 3%
For
Cohen & Steers Quality Income Realty Fund, Inc.
RQI
19247L106
4/23/2015
1.2
Elect Robert H. Steers
Mgmt
For
For 97%  Withhold 3%
For
Cohen & Steers Quality Income Realty Fund, Inc.
RQI
19247L106
4/23/2015
1.3
Elect C. Edward Ward, Jr.
Mgmt
For
For 97%  Withhold 3%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/23/2015
1.1
Elect George Grossman
Mgmt
For
For 95%  Withhold 5%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/23/2015
1.2
Elect Robert H. Steers
Mgmt
For
For 95%  Withhold 5%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/23/2015
1.3
Elect C. Edward Ward, Jr.
Mgmt
For
For 95%  Withhold 5%
For
Cohen & Steers Total Return Realty Fund Inc
RFI
19247R103
4/23/2015
1.1
Elect George Grossman
Mgmt
For
For 83%  Withhold 17%
For
Cohen & Steers Total Return Realty Fund Inc
RFI
19247R103
4/23/2015
1.2
Elect Robert H. Steers
Mgmt
For
For 83%  Withhold 17%
For
Cohen & Steers Total Return Realty Fund Inc
RFI
19247R103
4/23/2015
1.3
Elect C. Edward Ward, Jr.
Mgmt
For
For 83%  Withhold 17%
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.1
Elect Kenneth J. Bacon
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.2
Elect Sheldon M. Bonovitz
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.3
Elect Edward D. Breen
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.5
Elect J. Michael Cook
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.7
Elect Jeffrey A. Honickman
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.8
Elect Eduardo G. Mestre
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.9
Elect Brian L. Roberts
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.10
Elect Ralph J. Roberts
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.11
Elect Johnathan A. Rodgers
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
2
Ratification of Auditor
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
3
Amendment to the 2006 Cash Bonus Plan
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
4
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Comcast Corporation
CMCSA
20030N101
10/8/2014
1
Merger
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
10/8/2014
2
Right to Adjourn Meeting
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.4
Elect Joseph J. Collins
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.6
Elect Gerald L. Hassell
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.12
Elect Judith Rodin
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N101
5/21/2015
5
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
For
Against
Comcast Corporation
CMCSA
20030N101
5/21/2015
6
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Against
For
Against
ConocoPhillips
COP
20825C104
5/12/2015
1
Elect Richard L. Armitage
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
2
Elect Richard H. Auchinleck
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
3
Elect Charles E. Bunch
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
4
Elect James E. Copeland, Jr.
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
5
Elect John V. Faraci
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
6
Elect Jody L Freeman
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
7
Elect Gay Huey Evans
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
8
Elect Ryan M. Lance
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
9
Elect Arjun N. Murti
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
10
Elect Robert A. Niblock
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
11
Elect Harald J. Norvik
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
12
Ratification of Auditor
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
14
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
ConocoPhillips
COP
20825C104
5/12/2015
15
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
ConocoPhillips
COP
20825C104
5/12/2015
16
Shareholder Proposal Regarding Reserves Metrics in Executive Compensation
ShrHoldr
Against
Against
For
ConocoPhillips
COP
20825C104
5/12/2015
17
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Corning Incorporated
GLW
219350105
4/30/2015
1
Elect Donald W. Blair
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/30/2015
2
Elect Stephanie A. Burns
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/30/2015
3
Elect John A. Canning Jr.
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/30/2015
4
Elect Richard T. Clark
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/30/2015
7
Elect Deborah A. Henretta
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/30/2015
8
Elect Daniel P. Huttenlocher
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/30/2015
9
Elect Kurt M. Landgraf
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/30/2015
10
Elect Kevin J. Martin
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/30/2015
11
Elect Deborah D. Rieman
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/30/2015
12
Elect Hansel E. Tookes II
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/30/2015
13
Elect Wendell P. Weeks
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/30/2015
14
Elect Mark S. Wrighton
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/30/2015
15
Ratification of Auditor
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/30/2015
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/30/2015
17
Shareholder Proposal Regarding Holy Land Principles
ShrHoldr
Against
Against
For
Corning Incorporated
GLW
219350105
4/30/2015
5
Elect Robert F. Cummings, Jr.
Mgmt
For
Against
Against
Corning Incorporated
GLW
219350105
4/30/2015
6
Elect James B. Flaws
Mgmt
For
Against
Against
Credit Suisse Asset Management Income Fund, Inc.
CIK
224916106
4/21/2015
1.1
Elect Lawrence J. Fox
Mgmt
For
For 88%  Withhold 12%
For
Credit Suisse Asset Management Income Fund, Inc.
CIK
224916106
4/21/2015
1.2
Elect John G. Popp
Mgmt
For
For 88%  Withhold 12%
For
Cutwater Select Income Fund
CSI
232229104
6/17/2015
1.1
Elect W. Thacher Brown
Mgmt
For
For 99% Abstain 1%
For
Cutwater Select Income Fund
CSI
232229104
6/17/2015
1.2
Elect Ellen D. Harvey
Mgmt
For
For 99% Abstain 1%
For
Cutwater Select Income Fund
CSI
232229104
6/17/2015
1.3
Elect Thomas E. Spock
Mgmt
For
For 99% Abstain 1%
For
Cutwater Select Income Fund
CSI
232229104
6/17/2015
1.4
Elect Suzanne P. Welsh
Mgmt
For
For 99% Abstain 1%
For
Cutwater Select Income Fund
CSI
232229104
12/10/2014
1
Approval of a New Investment Advisory Agreement
Mgmt
For
For 100%
For
CVS Health Corporation
CVS
126650100
5/7/2015
1
Elect Richard M. Bracken
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
2
Elect C. David Brown II
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
3
Elect Alecia A. DeCoudreaux
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
4
Elect Nancy-Ann M. Deparle
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
5
Elect David W. Dorman
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
6
Elect Anne M. Finucane
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
7
Elect Larry J. Merlo
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
8
Elect Jean-Pierre Millon
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
9
Elect Richard J. Swift
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
10
Elect William C. Weldon
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
11
Elect Tony L. White
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
12
Ratification of Auditor
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
14
Approval of the Performance Criteria in the 2010 Incentive Compensation Plan
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
15
Shareholder Proposal Regarding Incorporation of Values in Political Spending
ShrHoldr
Against
Against
For
Deere & Company
DE
244199105
2/25/2015
1
Elect Samuel R. Allen
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
2
Elect Crandall C. Bowles
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
3
Elect Vance D. Coffman
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
4
Elect Charles O. Holliday, Jr.
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
5
Elect Dipak C. Jain
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
6
Elect Michael O. Johanns
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
7
Elect Clayton M. Jones
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
8
Elect Joachim Milberg
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
9
Elect Richard B. Myers
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
10
Elect Gregory R. Page
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
11
Elect Thomas H. Patrick
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
12
Elect Sherry M. Smith
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
13
Right to Call a Special Meeting
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
14
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
15
Amendment to the Omnibus Equity and Incentive Plan
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
16
Re-Approval of the Short-Term Incentive Bonus Plan
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
17
Ratification of Auditor
Mgmt
For
For
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.1
Elect Thomas L. Bennett
Mgmt
For
For 98%  Withhold 2%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.2
Elect Joseph W. Chow
Mgmt
For
For 98%  Withhold 2%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.3
Elect Patrick P. Coyne
Mgmt
For
For 98%  Withhold 2%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.4
Elect John A. Fry
Mgmt
For
For 98%  Withhold 2%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.5
Elect Lucinda S. Landreth
Mgmt
For
For 98%  Withhold 2%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.6
Elect Frances A. Sevilla-Sacasa
Mgmt
For
For 98%  Withhold 2%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.7
Elect Thomas K. Whitford
Mgmt
For
For 98%  Withhold 2%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.8
Elect Janet L. Yeomans
Mgmt
For
For 98%  Withhold 2%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.9
Elect J. Richard Zecher
Mgmt
For
For 98%  Withhold 2%
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
1
Elect Richard H. Anderson
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
2
Elect Edward H. Bastian
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
3
Elect Francis S. Blake
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
4
Elect Roy J. Bostock
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
5
Elect John S. Brinzo
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
6
Elect Daniel A. Carp
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
7
Elect David G. DeWalt
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
8
Elect Thomas E. Donilon
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
9
Elect William H. Easter III
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
10
Elect Mickey P. Foret
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
11
Elect Shirley C. Franklin
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
12
Elect David R. Goode
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
13
Elect George N. Mattson
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
14
Elect Douglas R Ralph
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
15
Elect Sergio Agapito Lires Rial
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
16
Elect Kenneth B. Woodrow
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
18
Ratification of Auditor
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
19
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Deutsche High Income Opportunities Fund Inc
DHG
23339M204
9/3/2014
1.1
Elect John W. Ballantine
Mgmt
For
For 83%  Withhold 17%
For
Deutsche High Income Opportunities Fund Inc
DHG
23339M204
9/3/2014
1.2
Elect Dawn-Marie Driscoll
Mgmt
For
For 83%  Withhold 17%
For
Deutsche High Income Opportunities Fund Inc
DHG
23339M204
9/3/2014
1.3
Elect Kenneth C. Froewiss
Mgmt
For
For 83%  Withhold 17%
For
Deutsche High Income Opportunities Fund Inc
DHG
23339M204
9/3/2014
1.4
Elect Rebecca W. Rimel
Mgmt
For
For 83%  Withhold 17%
For
Deutsche High Income Trust
KHI
23337C208
9/3/2014
1.1
Elect John W. Ballantine
Mgmt
For
For 95%  Withhold 5%
For
Deutsche High Income Trust
KHI
23337C208
9/3/2014
1.2
Elect Dawn-Marie Driscoll
Mgmt
For
For 95%  Withhold 5%
For
Deutsche High Income Trust
KHI
23337C208
9/3/2014
1.3
Elect Kenneth C. Froewiss
Mgmt
For
For 95%  Withhold 5%
For
Deutsche High Income Trust
KHI
23337C208
9/3/2014
1.4
Elect Rebecca W. Rimel
Mgmt
For
For 95%  Withhold 5%
For
Deutsche Multi-Market Income Trust
KMM
23338L108
9/3/2014
1.1
Elect John W. Ballantine
Mgmt
For
For 96.5%  Withhold 3.5%
For
Deutsche Multi-Market Income Trust
KMM
23338L108
9/3/2014
1.2
Elect Dawn-Marie Driscoll
Mgmt
For
For 96.5%  Withhold 3.5%
For
Deutsche Multi-Market Income Trust
KMM
23338L108
9/3/2014
1.3
Elect Kenneth C. Froewiss
Mgmt
For
For 96.5%  Withhold 3.5%
For
Deutsche Multi-Market Income Trust
KMM
23338L108
9/3/2014
1.4
Elect Rebecca W. Rimel
Mgmt
For
For 96.5%  Withhold 3.5%
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.1
Elect Barbara M. Baumann
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.2
Elect John E. Bethancourt
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.5
Elect Robert A. Mosbacher, Jr.
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.6
Elect J. Larry Nichols
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.7
Elect Duane Radtke
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.8
Elect Mary P. Ricciardello
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.9
Elect John Richels
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
3
Ratification of Auditor
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
4
2015 Long-Term Incentive Plan
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
6
Shareholder Proposal Regarding Report on Lobbying Activities Related to Energy Policy and Climate Change
ShrHoldr
Against
Against
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
8
Shareholder Proposal Regarding Carbon Asset Risk
ShrHoldr
Against
Against
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.3
Elect Robert H. Henry
Mgmt
For
Withhold
Against
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.4
Elect Michael M. Kanovsky
Mgmt
For
Withhold
Against
Devon Energy Corporation
DVN
25179M103
6/3/2015
5
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Devon Energy Corporation
DVN
25179M103
6/3/2015
7
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
DIRECTV
DTV
25490A309
9/25/2014
1
Merger/Acquisition
Mgmt
For
For
For
DIRECTV
DTV
25490A309
9/25/2014
2
Advisory Vote on Golden Parachutes
Mgmt
For
For
For
DIRECTV
DTV
25490A309
9/25/2014
3
Right to Adjourn Meeting
Mgmt
For
For
For
Discover Financial Services
DFS
254709108
4/29/2015
1
Elect Jeffrey S. Aronin
Mgmt
For
For
For
Discover Financial Services
DFS
254709108
4/29/2015
2
Elect Mary K. Bush
Mgmt
For
For
For
Discover Financial Services
DFS
254709108
4/29/2015
3
Elect Gregory C. Case
Mgmt
For
For
For
Discover Financial Services
DFS
254709108
4/29/2015
4
Elect Candace H. Duncan
Mgmt
For
For
For
Discover Financial Services
DFS
254709108
4/29/2015
5
Elect Cynthia A. Glassman
Mgmt
For
For
For
Discover Financial Services
DFS
254709108
4/29/2015
6
Elect Richard H. Lenny
Mgmt
For
For
For
Discover Financial Services
DFS
254709108
4/29/2015
7
Elect Thomas G. Maheras
Mgmt
For
For
For
Discover Financial Services
DFS
254709108
4/29/2015
8
Elect Michael H. Moskow
Mgmt
For
For
For
Discover Financial Services
DFS
254709108
4/29/2015
9
Elect David W. Nelms
Mgmt
For
For
For
Discover Financial Services
DFS
254709108
4/29/2015
10
Elect Mark A. Thierer
Mgmt
For
For
For
Discover Financial Services
DFS
254709108
4/29/2015
11
Elect Lawrence A. Weinbach
Mgmt
For
For
For
Discover Financial Services
DFS
254709108
4/29/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Discover Financial Services
DFS
254709108
4/29/2015
13
Ratification of Auditor
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
1
Elect Ajay Banga
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
2
Elect Jacqueline K. Barton
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
3
Elect James A. Bell
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
4
Elect Richard K. Davis
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
5
Elect Jeff M. Fettig
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
6
Elect Andrew N. Liveris
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
7
Elect Mark Loughridge
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
8
Elect Raymond J. Milchovich
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
9
Elect Robert S. Miller
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
10
Elect Paul Polman
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
11
Elect Dennis H. Reilley
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
12
Elect James M. Ringler
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
13
Elect Ruth G. Shaw
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
14
Ratification of Auditor
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
16
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
Duff & Phelps Global Utility Income Fund Inc
DPG
26433C105
6/18/2015
1.1
Elect Donald C. Burke
Mgmt
For
For 98% Abstain 2%
For
Duff & Phelps Global Utility Income Fund Inc
DPG
26433C105
6/18/2015
1.2
Elect Stewart E. Conner
Mgmt
For
For 98% Abstain 2%
For
Duff & Phelps Global Utility Income Fund Inc
DPG
26433C105
6/18/2015
1.3
Elect Eileen A. Moran
Mgmt
For
For 98% Abstain 2%
For
Duff & Phelps Global Utility Income Fund Inc
DPG
26433C105
6/18/2015
1.4
Elect David J. Vitale
Mgmt
For
For 98% Abstain 2%
For
Eaton Vance Senior Floating-Rate Fund
EFR
27828Q105
8/21/2014
1.1
Elect Thomas E. Faust Jr.
Mgmt
For
For 97%  Withhold 3%
For
Eaton Vance Senior Floating-Rate Fund
EFR
27828Q105
8/21/2014
1.2
Elect William H. Park
Mgmt
For
For 97%  Withhold 3%
For
Eaton Vance Senior Income Trust
EFT
278279104
3/26/2015
1.1
Elect George J. Gorman
Mgmt
For
For 97.5%  Withhold 2.5%
For
Eaton Vance Senior Income Trust
EFT
278279104
3/26/2015
1.2
Elect William H. Park
Mgmt
For
For 97.5%  Withhold 2.5%
For
Eaton Vance Senior Income Trust
EFT
278279104
3/26/2015
1.3
Elect Ronald A. Pearlman
Mgmt
For
For 97.5%  Withhold 2.5%
For
Eaton Vance Senior Income Trust
EFT
278279104
3/26/2015
1.4
Elect Harriett Tee Taggart
Mgmt
For
For 97.5%  Withhold 2.5%
For
Eaton Vance Senior Income Trust
EVF
27826S103
10/23/2014
1.1
Elect Thomas E. Faust Jr.
Mgmt
For
For 98.5%  Withhold 1.5%
For
Eaton Vance Senior Income Trust
EVF
27826S103
10/23/2014
1.2
Elect Cynthia E. Frost
Mgmt
For
For 98.5%  Withhold 1.5%
For
Eaton Vance Senior Income Trust
EVF
27826S103
10/23/2014
1.3
Elect Valerie A. Mosley
Mgmt
For
For 98.5%  Withhold 1.5%
For
Ecolab Inc.
ECL
278865100
5/7/2015
1
Elect Douglas M. Baker, Jr.
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
2
Elect Barbara J. Beck
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
3
Elect Leslie S. Biller
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
4
Elect Carl M. Casale
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
5
Elect Stephen I. Chazen
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
6
Elect Jeffrey M. Ettinger
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
7
Elect Jerry A. Grundhofer
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
8
Elect Arthur J. Higgins
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
9
Elect Joel W. Johnson
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
10
Elect Michael Larson
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
11
Elect Jerry W. Levin
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
12
Elect Robert L. Lumpkins
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
13
Elect Tracy B. McKibben
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
14
Elect Victoria J. Reich
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
15
Elect Suzanne M. Vautrinot
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
16
Elect John J. Zillmer
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
17
Ratification of Auditor
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
EOG Resources, Inc.
EOG
26875P101
4/30/2015
1
Elect Janet F. Clark
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
2
Elect Charles R. Crisp
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
3
Elect James C. Day
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
4
Elect H. Leighton Steward
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
5
Elect Donald F. Textor
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
6
Elect William R. Thomas
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
7
Elect Frank G. Wisner
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
8
Ratification of Auditor
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
9
Advisory Vote on Executive Compensation
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
11
Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target
ShrHoldr
Against
Against
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
10
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Exelon Corporation
EXC
30161N101
4/28/2015
1
Elect Anthony K. Anderson
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
2
Elect Ann C. Berzin
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
4
Elect Christopher M. Crane
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
6
Elect Nicholas DeBenedictis
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
7
Elect Paul L. Joskow
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
9
Elect Richard W. Mies
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
11
Elect John W. Rogers, Jr.
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
12
Elect Mayo A. Shattuck III
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
13
Elect Stephen D. Steinour
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
14
Ratification of Auditor
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
16
Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
3
Elect John A. Canning Jr.
Mgmt
For
Against
Against
Exelon Corporation
EXC
30161N101
4/28/2015
5
Elect Yves C. de Balmann
Mgmt
For
Against
Against
Exelon Corporation
EXC
30161N101
4/28/2015
8
Elect Robert J. Lawless
Mgmt
For
Against
Against
Exelon Corporation
EXC
30161N101
4/28/2015
10
Elect William C. Richardson
Mgmt
For
Against
Against
Exelon Corporation
EXC
30161N101
4/28/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Exelon Corporation
EXC
30161N101
4/28/2015
17
Management Proposal Regarding Proxy Access
Mgmt
For
Against
Against
Exelon Corporation
EXC
30161N101
4/28/2015
18
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
First Trust - Four Corners Senior Floating Rate Income Fund
FCT
33733U108
9/15/2014
1.1
Elect Thomas R. Kadlec
Mgmt
For
For 98%  Withhold 2%
For
First Trust - Four Corners Senior Floating Rate Income Fund
FCT
33733U108
9/15/2014
1.2
Elect Richard E. Erickson
Mgmt
For
For 98%  Withhold 2%
For
First Trust Energy Income and Growth Fund
FEO
33731K102
4/20/2015
1.1
Elect Richard E. Erickson
Mgmt
For
For 55%  Withhold 45%
For
First Trust Energy Income and Growth Fund
FEO
33731K102
4/20/2015
1.2
Elect Thomas R. Kadlec
Mgmt
For
For 55%  Withhold 45%
For
First Trust Energy Income and Growth Fund
FEN
33738G104
4/20/2015
1.1
Elect Richard E. Erickson
Mgmt
For
For 59%  Withhold 41%
For
First Trust Energy Income and Growth Fund
FEN
33738G104
4/20/2015
1.2
Elect Thomas R. Kadlec
Mgmt
For
For 59%  Withhold 41%
For
First Trust Energy Income and Growth Fund
FIF
33738C103
4/20/2015
1.1
Elect Richard E. Erickson
Mgmt
For
For 95%  Withhold 5%
For
First Trust Energy Income and Growth Fund
FIF
33738C103
4/20/2015
1.2
Elect Thomas R. Kadlec
Mgmt
For
For 95%  Withhold 5%
For
First Trust High Income Long Short Fund
FSD
33738E109
4/20/2015
1.1
Elect Richard E. Erickson
Mgmt
For
For 94%  Withhold 6%
For
First Trust High Income Long Short Fund
FSD
33738E109
4/20/2015
1.2
Elect Thomas R. Kadlec
Mgmt
For
For 94%  Withhold 6%
For
First Trust Intermediate Duration Preferred & Income Fund
FPF
33739B104
4/20/2015
1.1
Elect Richard E. Erickson
Mgmt
For
For 96%  Withhold 4%
For
First Trust Intermediate Duration Preferred & Income Fund
FPF
33739B104
4/20/2015
1.2
Elect Thomas R. Kadlec
Mgmt
For
For 96%  Withhold 4%
For
First Trust Mortgage Income Fund
FMY
33734E103
4/20/2015
1.1
Elect Richard E. Erickson
Mgmt
For
For 98%  Withhold 2%
For
First Trust Mortgage Income Fund
FMY
33734E103
4/20/2015
1.2
Elect Thomas R. Kadlec
Mgmt
For
For 98%  Withhold 2%
For
Ford Motor Company
F
345370860
5/14/2015
1
Elect Stephen G. Butler
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
2
Elect Kimberly A. Casiano
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
3
Elect Anthony F. Earley, Jr.
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
4
Elect Mark Fields
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
6
Elect William Clay Ford, Jr.
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
7
Elect James P. Hackett
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
8
Elect James H. Hance, Jr.
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
9
Elect William W. Helman IV
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
10
Elect Jon M. Huntsman, Jr.
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
11
Elect William E. Kennard
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
12
Elect John C. Lechleiter
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
13
Elect Ellen R. Marram
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
15
Elect John L. Thornton
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
16
Ratification of Auditor
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
5
Elect Edsel B. Ford II
Mgmt
For
Against
Against
Ford Motor Company
F
345370860
5/14/2015
14
Elect Gerald L. Shaheen
Mgmt
For
Against
Against
Ford Motor Company
F
345370860
5/14/2015
18
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Against
For
Against
Ford Motor Company
F
345370860
5/14/2015
19
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
Franklin Resources, Inc.
BEN
354613101
3/11/2015
1
Elect Peter K. Barker
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
2
Elect Mariann Byerwalter
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
3
Elect Charles E. Johnson
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
4
Elect Gregory E. Johnson
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
5
Elect Rupert H. Johnson, Jr.
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
6
Elect Mark C. Pigott
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
7
Elect Chutta Ratnathicam
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
8
Elect Laura Stein
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
9
Elect Seth H. Waugh
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
10
Elect Geoffrey Y. Yang
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
11
Ratification of Auditor
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
12
Re-Approval of the Material Terms of the 2002 Universal Stock Incentive Plan
Mgmt
For
For
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.1
Elect Harris J. Ashton
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.2
Elect Mary C. Choksi
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.3
Elect Sam Ginn
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.4
Elect Edith E. Holiday
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.5
Elect Gregory E. Johnson
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.6
Elect Rupert H. Johnson, Jr.
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.7
Elect J. Michael Luttig
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.8
Elect Frank A. Olson
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.9
Elect Larry D. Thompson
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.10
Elect John B. Wilson
Mgmt
For
For 95% Withhold 5%
For
Gabelli Equity Trust Inc.
GAB
362397101
5/11/2015
1.1
Elect Anthony R. Pustorino
Mgmt
For
For 87% Withhold 13%
For
Gabelli Global Utility & Income Trust.
GLU
36242L105
5/11/2015
1.1
Elect Salvatore M. Salibello
Mgmt
For
For 87% Withhold 13%
For
Gabelli Healthcare & WellnessRx Trust
GRX
36246K103
5/11/2015
1.1
Elect Robert C. Kolodny
Mgmt
For
For 82% Withhold 18%
For
Gabelli Healthcare & WellnessRx Trust
GRX
36246K103
5/11/2015
1.2
Elect Salvatore J. Zizza
Mgmt
For
For 49% Withhold 51%
For
GAMCO Natural Resources, Gold & Income Trust
GNT
36465E101
5/11/2015
1.1
Elect Anthony J. Colavita
Mgmt
For
For 92% Withhold 8%
For
GAMCO Natural Resources, Gold & Income Trust
GNT
36465E101
5/11/2015
1.2
Elect Frank J. Fahrenkopf, Jr.
Mgmt
For
For 91% Withhold 9%
For
GAMCO Natural Resources, Gold & Income Trust
GNT
36465E101
5/11/2015
1.3
Elect William F. Heitmann
Mgmt
For
For 92% Withhold 8%
For
GAMCO Natural Resources, Gold & Income Trust
GNT
36465E101
5/11/2015
1.4
Elect Salvatore J. Zizza
Mgmt
For
For 92% Withhold 8%
For
GDL Fund
GDL
361570104
5/11/2015
1.1
Elect Mario J. Gabelli
Mgmt
For
For 84% Withhold 16%
For
GDL Fund
GDL
361570104
5/11/2015
1.2
Elect Mario d'Urso
Mgmt
For
For 99% Withhold 1%
For
GDL Fund
GDL
361570104
5/11/2015
1.3
Elect Michael J. Melarkey
Mgmt
For
For 99% Withhold 1%
For
General American Investors Company, Inc.
GAM
368802104
4/15/2015
1.2
Elect Lewis B. Cullman
Mgmt
For
For 72%  Withhold 28%
For
General American Investors Company, Inc.
GAM
368802104
4/15/2015
1.3
Elect Spencer Davidson
Mgmt
For
For 72%  Withhold 28%
For
General American Investors Company, Inc.
GAM
368802104
4/15/2015
1.4
Elect John D. Gordan, III
Mgmt
For
For 72%  Withhold 28%
For
General American Investors Company, Inc.
GAM
368802104
4/15/2015
1.5
Elect Betsy F. Gotbaum
Mgmt
For
For 72%  Withhold 28%
For
General American Investors Company, Inc.
GAM
368802104
4/15/2015
1.6
Elect Sidney R. Knafel
Mgmt
For
For 72%  Withhold 28%
For
General American Investors Company, Inc.
GAM
368802104
4/15/2015
1.7
Elect Daniel M. Neidich
Mgmt
For
For 72%  Withhold 28%
For
General American Investors Company, Inc.
GAM
368802104
4/15/2015
1.8
Elect Jeffrey W. Priest
Mgmt
For
For 72%  Withhold 28%
For
General American Investors Company, Inc.
GAM
368802104
4/15/2015
2
Ratification of Auditor
Mgmt
For
For 85%  Against 1.5%  Abstain 13.5%
For
General American Investors Company, Inc.
GAM
368802104
4/15/2015
3
Shareholder Proposal to Self-Tender or Liquidate
ShrHoldr
Against
For 34.5%  Against 64%  Abstain 1.5%
For
General American Investors Company, Inc.
GAM
368802104
4/15/2015
1.1
Elect Rodney B. Berens
Mgmt
For
For 65%  Withhold 35%
Against
General Dynamics Corporation
GD
369550108
5/6/2015
1
Elect Mary T. Barra
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/6/2015
2
Elect Nicholas D. Chabraja
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/6/2015
3
Elect James S. Crown
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/6/2015
4
Elect Rudy F. deLeon
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/6/2015
5
Elect William P. Fricks
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/6/2015
6
Elect John M. Keane
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/6/2015
7
Elect Lester L. Lyles
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/6/2015
8
Elect James N. Mattis
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/6/2015
9
Elect Phebe N. Novakovic
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/6/2015
10
Elect William A. Osborn
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/6/2015
11
Elect Laura J. Schumacher
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/6/2015
12
Ratification of Auditor
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/6/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
General Dynamics Corporation
GD
369550108
5/6/2015
14
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
General Electric Company
GE
369604103
4/22/2015
1
Elect W. Geoffrey Beattie
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
2
Elect John J. Brennan
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
3
Elect James I. Cash, Jr.
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
4
Elect Francisco D'Souza
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
5
Elect Marijn E. Dekkers
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
6
Elect Susan Hockfield
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
7
Elect Jeffrey R. Immelt
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
8
Elect Andrea Jung
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
9
Elect Robert W. Lane
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
10
Elect Rochelle B. Lazarus
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
11
Elect James J. Mulva
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
12
Elect James E. Rohr
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
13
Elect Mary L. Schapiro
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
14
Elect Robert J. Swieringa
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
15
Elect James S. Tisch
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
16
Elect Douglas A. Warner III
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
18
Ratification of Auditor
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
19
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
Against
For
General Electric Company
GE
369604103
4/22/2015
20
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
General Electric Company
GE
369604103
4/22/2015
21
Shareholder Proposal Regarding Nomination of Retiree Directors
ShrHoldr
Against
Against
For
General Electric Company
GE
369604103
4/22/2015
22
Shareholder Proposal Regarding Holy Land Principles
ShrHoldr
Against
Against
For
General Electric Company
GE
369604103
4/22/2015
23
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
Gilead Sciences, Inc.
GILD
375558103
5/6/2015
1
Elect John F. Cogan
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/6/2015
2
Elect Etienne F. Davignon
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/6/2015
3
Elect Carla A. Hills
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/6/2015
4
Elect Kevin E. Lofton
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/6/2015
5
Elect John W. Madigan
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/6/2015
6
Elect John C. Martin
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/6/2015
7
Elect Nicholas G. Moore
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/6/2015
8
Elect Richard J. Whitley
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/6/2015
9
Elect Gayle E. Wilson
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/6/2015
10
Elect Per Wold-Olsen
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/6/2015
11
Ratification of Auditor
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/6/2015
12
Amendment to the Employee Stock Purchase Plans
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/6/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/6/2015
16
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
Against
For
Gilead Sciences, Inc.
GILD
375558103
5/6/2015
17
Shareholder Proposal Regarding Drug Pricing Report
ShrHoldr
Against
Against
For
Gilead Sciences, Inc.
GILD
375558103
5/6/2015
14
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Gilead Sciences, Inc.
GILD
375558103
5/6/2015
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Global High Income Fund Inc
GHI
37933G108
2/19/2015
1.1
Elect Richard Q. Armstrong
Mgmt
For
For 63%  Withhold 37%
For
Global High Income Fund Inc
GHI
37933G108
2/19/2015
1.2
Elect Alan S. Bernikow
Mgmt
For
For 63%  Withhold 37%
For
Global High Income Fund Inc
GHI
37933G108
2/19/2015
1.3
Elect David Malpass
Mgmt
For
For 63%  Withhold 37%
For
Guggenheim Enhanced Equity Strategy Fund
GGE
40167K100
4/29/2015
1
Elect Dr. Jerry B. Farley
Mgmt
For
For 97.5%  Against 1%  Abstain 1.5%
For
Guggenheim Enhanced Equity Strategy Fund
GGE
40167K100
4/29/2015
2
Elect Roman Friedrich III
Mgmt
For
For 97.5%  Against 1%  Abstain 1.5%
For
Guggenheim Enhanced Equity Strategy Fund
GGE
40167K100
4/29/2015
3
Elect Ronald A. Nyberg
Mgmt
For
For 97.5%  Against 1%  Abstain 1.5%
For
Guggenheim Equal Weight Enhanced Equity Income Fund
GOF
40167M106
4/29/2015
1
Elect Dr. Jerry B. Farley
Mgmt
For
For 98%  Withhold 2%
For
Guggenheim Equal Weight Enhanced Equity Income Fund
GOF
40167M106
4/29/2015
2
Elect Roman Friedrich III
Mgmt
For
For 98%  Withhold 2%
For
Guggenheim Equal Weight Enhanced Equity Income Fund
GOF
40167M106
4/29/2015
3
Elect Ronald A. Nyberg
Mgmt
For
For 98%  Withhold 2%
For
Guggenheim Funds Investment Advisors LLC
MZF
56165R103
12/10/2014
1
Approval of a New Investment Advisory Agreement
Mgmt
For
For 94%  Against 2%  Abstain 4%
For
Halliburton Company
HAL
406216101
3/27/2015
1
Merger/Acquisition
Mgmt
For
For
For
Halliburton Company
HAL
406216101
3/27/2015
2
Right to Adjourn Meeting
Mgmt
For
For
For
Halliburton Company
HAL
406216101
5/20/2015
1
Elect Abdulaziz F. Al Khayyal
Mgmt
For
For
For
Halliburton Company
HAL
406216101
5/20/2015
2
Elect Alan M. Bennett
Mgmt
For
For
For
Halliburton Company
HAL
406216101
5/20/2015
3
Elect James R. Boyd
Mgmt
For
For
For
Halliburton Company
HAL
406216101
5/20/2015
5
Elect Nance K. Dicciani
Mgmt
For
For
For
Halliburton Company
HAL
406216101
5/20/2015
6
Elect Murry S. Gerber
Mgmt
For
For
For
Halliburton Company
HAL
406216101
5/20/2015
7
Elect Jose C. Grubisich
Mgmt
For
For
For
Halliburton Company
HAL
406216101
5/20/2015
8
Elect David J. Lesar
Mgmt
For
For
For
Halliburton Company
HAL
406216101
5/20/2015
9
Elect Robert A. Malone
Mgmt
For
For
For
Halliburton Company
HAL
406216101
5/20/2015
10
Elect J. Landis Martin
Mgmt
For
For
For
Halliburton Company
HAL
406216101
5/20/2015
11
Elect Jeffrey A. Miller
Mgmt
For
For
For
Halliburton Company
HAL
406216101
5/20/2015
12
Elect Debra L. Reed
Mgmt
For
For
For
Halliburton Company
HAL
406216101
5/20/2015
13
Ratification of Auditor
Mgmt
For
For
For
Halliburton Company
HAL
406216101
5/20/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Halliburton Company
HAL
406216101
5/20/2015
15
Amendment to the Stock and Incentive Plan
Mgmt
For
For
For
Halliburton Company
HAL
406216101
5/20/2015
16
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
Halliburton Company
HAL
406216101
5/20/2015
4
Elect Milton Carroll
Mgmt
For
Against
Against
Herzfeld Caribbean Basin Fund Inc
CUBA
42804T106
11/10/2014
2
Amendment to Investment Policy
Mgmt
For
For 87%  Against 11%  Abstain 2%
For
Herzfeld Caribbean Basin Fund Inc
CUBA
42804T106
11/10/2014
1.1
Elect Thomas J. Herzfeld
Mgmt
For
For 84%  Withhold 16%
Against
Herzfeld Caribbean Basin Fund Inc
CUBA
42804T106
11/10/2014
3
Amendment to Investment Advisory Agreement
Mgmt
For
For 74%  Against 24% Abstain 2%
Against
Hewlett-Packard Company
HPQ
428236103
3/18/2015
1
Elect Marc L. Andreessen
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
2
Elect Shumeet Banerji
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
3
Elect Robert R. Bennett
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
4
Elect Rajiv L. Gupta
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
5
Elect Klaus Kleinfeld
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
6
Elect Raymond J. Lane
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
7
Elect Ann M. Livermore
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
8
Elect Raymond E. Ozzie
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
9
Elect Gary M. Reiner
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
10
Elect Patricia F. Russo
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
11
Elect James A. Skinner
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
12
Elect Margaret C. Whitman
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
13
Ratification of Auditor
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
Honeywell International Inc.
HON
438516106
4/27/2015
1
Elect William S. Ayer
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
2
Elect Gordon M. Bethune
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
3
Elect Kevin Burke
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
4
Elect Jaime Chico Pardo
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
5
Elect David M. Cote
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
6
Elect D. Scott Davis
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
7
Elect Linnet F. Deily
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
8
Elect Judd Gregg
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
9
Elect Clive Hollick
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
10
Elect Grace D. Lieblein
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
11
Elect George Paz
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
12
Elect Bradley T. Sheares
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
13
Elect Robin L. Washington
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
14
Ratification of Auditor
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
16
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Honeywell International Inc.
HON
438516106
4/27/2015
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Honeywell International Inc.
HON
438516106
4/27/2015
18
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Intel Corporation
INTC
458140100
5/21/2015
1
Elect Charlene Barshefsky
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
2
Elect Aneel Bhusri
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
3
Elect Andy D. Bryant
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
4
Elect Susan L. Decker
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
6
Elect Reed E. Hundt
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
7
Elect Brian M. Krzanich
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
8
Elect James D. Plummer
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
9
Elect David S. Pottruck
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
10
Elect Frank D. Yeary
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
11
Elect David B. Yoffie
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
12
Ratification of Auditor
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
14
Amendment to the 2006 Equity Incentive Plan
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
15
Amendment to the 2006 Stock Purchase Plan
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
16
Stockholder Proposal Regarding Holy Land Principles
ShrHoldr
Against
Against
For
Intel Corporation
INTC
458140100
5/21/2015
18
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
Intel Corporation
INTC
458140100
5/21/2015
5
Elect John J. Donahoe
Mgmt
For
Against
Against
Intel Corporation
INTC
458140100
5/21/2015
17
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Invesco High Income Trust II
VLT
46131H107
8/29/2014
1
Elect Albert R. Dowden
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
2
Elect Prema Mathai-Davis
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
3
Elect Raymond Stickel, Jr.
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
4
Elect David C. Arch
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
5
Elect Larry Soll
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
6
Elect Philip A. Taylor
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
7
Elect Suzanne Woolsey
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
8
Elect James T. Bunch
Mgmt
For
For 93%  Against 5.5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
9
Elect Bruce L. Crockett
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
10
Elect Rodney F. Dammeyer
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
11
Elect Jack M. Fields, Jr.
Mgmt
For
For 93%  Against 5.5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
12
Elect Martin L. Flanagan
Mgmt
For
For 93%  Against 5.5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131F101
8/29/2014
1
Elect Albert R. Dowden
Mgmt
For
For 93.5%  Against 5% Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131F101
8/29/2014
2
Elect Prema Mathai-Davis
Mgmt
For
For 93.5%  Against 5% Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131F101
8/29/2014
3
Elect Hugo F. Sonnenschein
Mgmt
For
For 93.5%  Against 5% Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131F101
8/29/2014
4
Elect Raymond Stickel, Jr.
Mgmt
For
For 93.5%  Against 5% Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131F101
8/29/2014
5
Elect David C. Arch
Mgmt
For
For 93.5%  Against 5% Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131F101
8/29/2014
6
Elect Frank S. Bayley
Mgmt
For
For 93.5%  Against 5% Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131F101
8/29/2014
7
Elect Larry Soll
Mgmt
For
For 93.5%  Against 5% Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131F101
8/29/2014
8
Elect Philip A. Taylor
Mgmt
For
For 93.5%  Against 5% Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131F101
8/29/2014
9
Elect Suzanne Woolsey
Mgmt
For
For 93%  Against 5.5% Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131F101
8/29/2014
10
Elect James T. Bunch
Mgmt
For
For 93.5%  Against 5% Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131F101
8/29/2014
11
Elect Bruce L. Crockett
Mgmt
For
For 93.5%  Against 5% Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131F101
8/29/2014
12
Elect Rodney F. Dammeyer
Mgmt
For
For 93%  Against 5.5% Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131F101
8/29/2014
13
Elect Jack M. Fields, Jr.
Mgmt
For
For 93.5%  Against 5% Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131F101
8/29/2014
14
Elect Martin L. Flanagan
Mgmt
For
For 93.5%  Against 5% Abstain 1.5%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
1
Elect Albert R. Dowden
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
2
Elect Prema Mathai-Davis
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
3
Elect Raymond Stickel, Jr.
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
4
Elect David C. Arch
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
5
Elect Larry Soll
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
6
Elect Philip A. Taylor
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
7
Elect Suzanne Woolsey
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
8
Elect James T. Bunch
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
9
Elect Bruce L. Crockett
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
10
Elect Rodney F. Dammeyer
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
11
Elect Jack M. Fields, Jr.
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
12
Elect Martin L. Flanagan
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
1
Elect Albert R. Dowden
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
2
Elect Prema Mathai-Davis
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
3
Elect Raymond Stickel, Jr.
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
4
Elect David C. Arch
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
5
Elect Larry Soll
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
6
Elect Philip A. Taylor
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
7
Elect Suzanne Woolsey
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
8
Elect James T. Bunch
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
9
Elect Bruce L. Crockett
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
10
Elect Rodney F. Dammeyer
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
11
Elect Jack M. Fields, Jr.
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
12
Elect Martin L. Flanagan
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Quality Municipal Income Trust
GVT
61745P874
7/1/2014
1.1
Elect Frank L. Bowman
Mgmt
For
For
For
Invesco Quality Municipal Income Trust
GVT
61745P874
7/1/2014
1.2
Elect Michael Bozic
Mgmt
For
For
For
Invesco Quality Municipal Income Trust
GVT
61745P874
7/1/2014
1.3
Elect James F. Higgins
Mgmt
For
For
For
Invesco Trust for Investment Grade Municipals
VGM
46131M106
8/29/2014
1
Elect Albert R. Dowden
Mgmt
For
For 88%  Against 10%  Abstain 2%
For
Invesco Trust for Investment Grade Municipals
VGM
46131M106
8/29/2014
2
Elect Prema Mathai-Davis
Mgmt
For
For 88%  Against 10%  Abstain 2%
For
Invesco Trust for Investment Grade Municipals
VGM
46131M106
8/29/2014
3
Elect Raymond Stickel, Jr.
Mgmt
For
For 88%  Against 10%  Abstain 2%
For
Invesco Trust for Investment Grade Municipals
VGM
46131M106
8/29/2014
4
Elect David C. Arch
Mgmt
For
For 88%  Against 10%  Abstain 2%
For
Invesco Trust for Investment Grade Municipals
VGM
46131M106
8/29/2014
5
Elect Larry Soll
Mgmt
For
For 88%  Against 10%  Abstain 2%
For
Invesco Trust for Investment Grade Municipals
VGM
46131M106
8/29/2014
6
Elect Philip A. Taylor
Mgmt
For
For 88%  Against 10%  Abstain 2%
For
Invesco Trust for Investment Grade Municipals
VGM
46131M106
8/29/2014
7
Elect Suzanne Woolsey
Mgmt
For
For 88%  Against 10%  Abstain 2%
For
Invesco Trust for Investment Grade Municipals
VGM
46131M106
8/29/2014
8
Elect James T. Bunch
Mgmt
For
For 88%  Against 10%  Abstain 2%
For
Invesco Trust for Investment Grade Municipals
VGM
46131M106
8/29/2014
9
Elect Bruce L. Crockett
Mgmt
For
For 88%  Against 10%  Abstain 2%
For
Invesco Trust for Investment Grade Municipals
VGM
46131M106
8/29/2014
10
Elect Rodney F. Dammeyer
Mgmt
For
For 88%  Against 10%  Abstain 2%
For
Invesco Trust for Investment Grade Municipals
VGM
46131M106
8/29/2014
11
Elect Jack M. Fields, Jr.
Mgmt
For
For 88%  Against 10%  Abstain 2%
For
Invesco Trust for Investment Grade Municipals
VGM
46131M106
8/29/2014
12
Elect Martin L. Flanagan
Mgmt
For
For 88%  Against 10%  Abstain 2%
For
Invesco Trust For Investment Grade New York Municipals
VPV
46132E103
8/29/2014
1
Elect Albert R. Dowden
Mgmt
For
For 91%  Against 7.5% Abstain 1.5%
For
Invesco Trust For Investment Grade New York Municipals
VPV
46132E103
8/29/2014
2
Elect Prema Mathai-Davis
Mgmt
For
For 91%  Against 7.5% Abstain 1.5%
For
Invesco Trust For Investment Grade New York Municipals
VPV
46132E103
8/29/2014
3
Elect Raymond Stickel, Jr.
Mgmt
For
For 91%  Against 7.5% Abstain 1.5%
For
Invesco Trust For Investment Grade New York Municipals
VPV
46132E103
8/29/2014
4
Elect David C. Arch
Mgmt
For
For 91%  Against 7.5% Abstain 1.5%
For
Invesco Trust For Investment Grade New York Municipals
VPV
46132E103
8/29/2014
5
Elect Larry Soll
Mgmt
For
For 91%  Against 7.5% Abstain 1.5%
For
Invesco Trust For Investment Grade New York Municipals
VPV
46132E103
8/29/2014
6
Elect Philip A. Taylor
Mgmt
For
For 91%  Against 7.5% Abstain 1.5%
For
Invesco Trust For Investment Grade New York Municipals
VPV
46132E103
8/29/2014
7
Elect Suzanne Woolsey
Mgmt
For
For 91%  Against 7.5% Abstain 1.5%
For
Invesco Trust For Investment Grade New York Municipals
VPV
46132E103
8/29/2014
8
Elect James T. Bunch
Mgmt
For
For 91%  Against 7.5% Abstain 1.5%
For
Invesco Trust For Investment Grade New York Municipals
VPV
46132E103
8/29/2014
9
Elect Bruce L. Crockett
Mgmt
For
For 91%  Against 7.5% Abstain 1.5%
For
Invesco Trust For Investment Grade New York Municipals
VPV
46132E103
8/29/2014
10
Elect Rodney F. Dammeyer
Mgmt
For
For 91%  Against 7.5% Abstain 1.5%
For
Invesco Trust For Investment Grade New York Municipals
VPV
46132E103
8/29/2014
11
Elect Jack M. Fields, Jr.
Mgmt
For
For 91%  Against 7.5% Abstain 1.5%
For
Invesco Trust For Investment Grade New York Municipals
VPV
46132E103
8/29/2014
12
Elect Martin L. Flanagan
Mgmt
For
For 91%  Against 7.5% Abstain 1.5%
For
John Hancock Financial Opportunities Fund
BTO
409735206
1/26/2015
1.1
Elect Charles L. Bardelis
Mgmt
For
For 92%  Withhold 8%
For
John Hancock Financial Opportunities Fund
BTO
409735206
1/26/2015
1.2
Elect Peter S. Burgess
Mgmt
For
For 92%  Withhold 8%
For
John Hancock Financial Opportunities Fund
BTO
409735206
1/26/2015
1.3
Elect Theron S. Hoffman
Mgmt
For
For 92%  Withhold 8%
For
John Hancock Financial Opportunities Fund
BTO
409735206
1/26/2015
1.4
Elect Warren A. Thomson
Mgmt
For
For 92%  Withhold 8%
For
John Hancock Premium Dividend Fund
PDT
41013T105
1/26/2015
1.1
Elect Charles L. Bardelis
Mgmt
For
For 97.5%  Withhold 2.5%
For
John Hancock Premium Dividend Fund
PDT
41013T105
1/26/2015
1.2
Elect Peter S. Burgess
Mgmt
For
For 97.5%  Withhold 2.5%
For
John Hancock Premium Dividend Fund
PDT
41013T105
1/26/2015
1.3
Elect Theron S. Hoffman
Mgmt
For
For 97.5%  Withhold 2.5%
For
John Hancock Premium Dividend Fund
PDT
41013T105
1/26/2015
1.4
Elect Warren A. Thomson
Mgmt
For
For 97.5%  Withhold 2.5%
For
Johnson Controls, Inc.
JCI
478366107
1/28/2015
1.1
Elect Natalie A. Black
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/28/2015
1.2
Elect Raymond L. Conner
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/28/2015
1.3
Elect Richard Goodman
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/28/2015
1.4
Elect William H. Lacy
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/28/2015
1.5
Elect Alex A. Molinaroli
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/28/2015
1.6
Elect Mark P. Vergnano
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/28/2015
2
Ratification of Auditor
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/28/2015
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
1
Elect Linda B. Bammann
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
2
Elect James A. Bell
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
3
Elect Crandall C. Bowles
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
4
Elect Stephen B. Burke
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
5
Elect James S. Crown
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
6
Elect James Dimon
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
7
Elect Timothy P. Flynn
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
8
Elect Laban P. Jackson, Jr.
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
9
Elect Michael A. Neal
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
10
Elect Lee R. Raymond
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
11
Elect William C. Weldon
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
13
Ratification of Auditor
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
14
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
18
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
19
Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service
ShrHoldr
Against
Against
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
20
Shareholder Proposal Regarding Recoupment Report
ShrHoldr
Against
For
Against
JPMorgan China Region Fund Inc
JFC
48126T104
5/14/2015
1.1
Elect The Earl of Cromer
Mgmt
For
FOR:15% WITHHOLD:85%
For
JPMorgan China Region Fund Inc
JFC
48126T104
5/14/2015
1.2
Elect Simon J. Crinage
Mgmt
For
FOR: 14% WITHHOLD: 86%
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
1.1
Elect Richard D. Kinder
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
1.2
Elect Steven J. Kean
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
1.3
Elect Ted A. Gardner
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
1.4
Elect Anthony W. Hall, Jr.
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
1.5
Elect Gary L. Hultquist
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
1.6
Elect Ronald L. Kuehn, Jr.
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
1.7
Elect Deborah A. Macdonald
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
1.9
Elect Michael C. Morgan
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
1.10
Elect Arthur C. Reichstetter
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
1.11
Elect Fayez S. Sarofim
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
1.12
Elect C. Park Shaper
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
1.13
Elect William A. Smith
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
1.14
Elect Joel V. Staff
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
1.15
Elect Robert F. Vagt
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
1.16
Elect Perry M. Waughtal
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
2
Approval of the 2015 Stock Incentive Plan
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
3
Approval of the 2015 Annual Incentive Plan
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
5
Ratification of Auditor
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
6
Amendments to Certificate of Incorporation to Comply with Jones Act
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
7
Shareholder Proposal Regarding Report on Response to Climate Change Policy
ShrHoldr
Against
Against
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
8
Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets
ShrHoldr
Against
Against
For
Kinder Morgan, Inc.
KMI
49456B101
11/20/2014
1
Increase of Authorized Common Stock
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
11/20/2014
2
Merger/Acquisition
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
11/20/2014
3
Right to Adjourn Meeting
Mgmt
For
For
For
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
1.8
Elect Michael Miller
Mgmt
For
Withhold
Against
Kinder Morgan, Inc.
KMI
49456B101
5/7/2015
9
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
For
Against
Kroger Co.
KR
501044101
6/25/2015
1
Elect Nora. A. Aufreiter
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
2
Elect Robert D. Beyer
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
3
Elect Susan J. Kropf
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
4
Elect David B. Lewis
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
5
Elect W. Rodney McMullen
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
6
Elect Jorge P. Montoya
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
7
Elect Clyde R. Moore
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
8
Elect Susan M. Phillips
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
9
Elect James A. Runde
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
10
Elect Ronald L. Sargent
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
11
Elect Bobby S. Shackouls
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
13
Ratification of Auditor
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
14
Shareholder Proposal Regarding Human Rights Report
ShrHoldr
Against
Against
For
Kroger Co.
KR
501044101
6/25/2015
15
Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging
ShrHoldr
Against
Against
For
Kroger Co.
KR
501044101
6/25/2015
16
Shareholder Proposal Regarding Use of Antibiotics
ShrHoldr
Against
Against
For
Lazard Global Total Return and Income Fund Inc
LGI
52106W103
4/24/2015
1.1
Elect Franci J. Blassberg
Mgmt
For
For 95%  Withhold 5%
For
Lazard Global Total Return and Income Fund Inc
LGI
52106W103
4/24/2015
1.2
Elect Trevor W. Morrison
Mgmt
For
For 95%  Withhold 5%
For
Lazard Global Total Return and Income Fund Inc
LGI
52106W103
4/24/2015
1.3
Elect Robert M. Solmson
Mgmt
For
For 69%  Withhold 31%
For
Lazard Global Total Return and Income Fund Inc
LGI
52106W103
4/24/2015
1.4
Elect Charles L. Carroll
Mgmt
For
For 65.5%  Withhold 34.5%
Against
Lazard World Dividend & Income Fund Inc
LOR
521076109
4/24/2015
1.2
Elect Franci J. Blassberg
Mgmt
For
For 61%  Withhold 39%
For
Lazard World Dividend & Income Fund Inc
LOR
521076109
4/24/2015
1.4
Elect Trevor W. Morrison
Mgmt
For
For 97%  Withhold 3%
For
Lazard World Dividend & Income Fund Inc
LOR
521076109
4/24/2015
1.1
Elect Ashish Bhutani
Mgmt
For
For 48%  Withhold 52%
Against
Lazard World Dividend & Income Fund Inc
LOR
521076109
4/24/2015
1.3
Elect Richard Reiss, Jr.
Mgmt
For
For 60%  Withhold 40%
Against
Legg Mason BW Global Income Opportunities Fund Inc
BWG
52469B100
2/27/2015
1.1
Elect Robert D. Agdern
Mgmt
For
For 88%  Withhold 12%
For
Legg Mason BW Global Income Opportunities Fund Inc
BWG
52469B100
2/27/2015
1.2
Elect Eileen A. Kamerick
Mgmt
For
For 88%  Withhold 12%
For
Legg Mason BW Global Income Opportunities Fund Inc
BWG
52469B100
2/27/2015
1.3
Elect Riordan Roett
Mgmt
For
For 88%  Withhold 12%
For
LMP Capital and Income Fund Inc
SCD
50208A102
3/20/2015
1.1
Elect Robert D. Agdern
Mgmt
For
For 97% Withhold 3%
For
LMP Capital and Income Fund Inc
SCD
50208A102
3/20/2015
1.2
Elect Carol L. Colman
Mgmt
For
For 97% Withhold 3%
For
LMP Capital and Income Fund Inc
SCD
50208A102
3/20/2015
1.3
Elect Daniel P. Cronin
Mgmt
For
For 97% Withhold 3%
For
LMP Capital and Income Fund Inc
SCD
50208A102
3/20/2015
1.4
Elect Paolo M. Cucchi
Mgmt
For
For 97% Withhold 3%
For
LMP Corporate Loan Fund Inc
TLI
50208B100
1/30/2015
1.1
Elect Rober Agdern
Mgmt
For
For 97%  Withhold 3%
For
LMP Corporate Loan Fund Inc
TLI
50208B100
1/30/2015
1.2
Elect William R. Hutchinson
Mgmt
For
For 97%  Withhold 3%
For
LMP Real Estate Income Fund Inc.
RIT
50208C108
6/16/2015
1.1
Elect Gerald Hellerman
Mgmt
N/A
TNA
N/A
LMP Real Estate Income Fund Inc.
RIT
50208C108
6/16/2015
1.2
Elect Andrew Dakos
Mgmt
N/A
TNA
N/A
LMP Real Estate Income Fund Inc.
RIT
50208C108
6/16/2015
1.3
Elect Richard Cohen
Mgmt
N/A
TNA
N/A
LMP Real Estate Income Fund Inc.
RIT
50208C108
6/16/2015
2
Shareholder Proposal to Authorize a Self-Tender for the Fund's Common Shares
ShrHoldr
N/A
TNA
N/A
LMP Real Estate Income Fund Inc.
RIT
50208C108
6/16/2015
1.1
Elect Robert Agdern
Mgmt
For
For: 95% Withhold: 5%
For
LMP Real Estate Income Fund Inc.
RIT
50208C108
6/16/2015
1.2
Elect William R. Hutchinson
Mgmt
For
For: 95% Withhold: 5%
For
LMP Real Estate Income Fund Inc.
RIT
50208C108
6/16/2015
1.3
Elect Eileen A. Kamerick
Mgmt
For
For: 95% Withhold: 5%
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
1
Elect Daniel F. Akerson
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
2
Elect Nolan D. Archibald
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
3
Elect Rosalind G. Brewer
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
4
Elect David B. Burritt
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
5
Elect James O. Ellis, Jr.
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
6
Elect Thomas J. Falk
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
7
Elect Marillyn A. Hewson
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
8
Elect Gwendolyn S. King
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
9
Elect James M. Loy
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
10
Elect Joseph W. Ralston
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
11
Elect Anne L. Stevens
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
12
Ratification of Auditor
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
14
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
1
Elect Robin Buchanan
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
2
Elect Stephen F. Cooper
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
3
Elect Isabella D. Goren
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
4
Elect Robert G. Gwin
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
5
Elect Kevin W. Brown
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
6
Elect Jeffrey A. Kaplan
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
7
Adoption of Dutch Statutory Annual Accounts for 2014
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
8
DISCHARGE FROM LIABILITY OF MEMBERS OF THE MANAGEMENT BOARD
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
9
DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
10
Appointment of Auditor
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
11
Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
12
Allocation of Dividends
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
13
Advisory Vote Approving Executive Compensation
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
14
Authority to Issue Shares
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
15
Supression of Preemptive Rights
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
16
Amendment to the 2012 Global Employee Stock Purchase Plan
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
17
Authority of Management Board to Repurchase Shares
Mgmt
For
For
For
Macquarie Global Infrastructure Total Return Fund Inc
MGU
55608D101
6/17/2015
1
Elect Gordon A. Baird
Mgmt
For
For 97% Against 1.5% Abstain 1.5%
For
Macy's Inc.
M
55616P104
5/15/2015
1
Elect Stephen F. Bollenbach
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
2
Elect John A. Bryant
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
3
Elect Deirdre P. Connelly
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
4
Elect Meyer Feldberg
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
5
Elect Leslie D. Hale
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
6
Elect Sara L. Levinson
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
7
Elect Terry J. Lundgren
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
8
Elect Joseph Neubauer
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
9
Elect Joyce M. Roche
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
10
Elect Paul C. Varga
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
11
Elect Craig E. Weatherup
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
12
Elect Marna C. Whittington
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
13
Elect Annie A. Young-Scrivner
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
14
Ratification of Auditor
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
MainStay DefinedTerm Municipal Opportunities Fund
MMD
56064K100
9/23/2014
1.1
Elect Alan R. Latshaw
Mgmt
For
For 97%  Withhold 3%
For
Marathon Oil Corporation
MRO
565849106
4/29/2015
1
Elect Gregory H. Boyce
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/29/2015
2
Elect Pierre R. Brondeau
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/29/2015
4
Elect Marcela E. Donadio
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/29/2015
5
Elect Philip Lader
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/29/2015
6
Elect Michael E.J. Phelps
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/29/2015
7
Elect Dennis H. Reilley
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/29/2015
8
Elect Lee M. Tillman
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/29/2015
9
Ratification of Auditor
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/29/2015
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/29/2015
12
Shareholder Proposal Regarding Report on Response to Climate Change Policy
ShrHoldr
Against
Against
For
Marathon Oil Corporation
MRO
565849106
4/29/2015
3
Elect Chadwick C. Deaton
Mgmt
For
Against
Against
Marathon Oil Corporation
MRO
565849106
4/29/2015
11
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Marsh & McLennan Companies, Inc.
MMC
571748102
5/21/2015
1
Elect Oscar Fanjul Martin
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/21/2015
2
Elect Daniel S. Glaser
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/21/2015
3
Elect H. Edward Hanway
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/21/2015
4
Elect Ian Lang
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/21/2015
5
Elect Elaine La Roche
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/21/2015
6
Elect Maria Silvia Bastos Marques
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/21/2015
7
Elect Steven A. Mills
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/21/2015
8
Elect Bruce P. Nolop
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/21/2015
9
Elect Marc D. Oken
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/21/2015
10
Elect Morton O. Schapiro
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/21/2015
11
Elect Lloyd M. Yates
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/21/2015
12
Elect R. David Yost
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/21/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/21/2015
14
Ratification of Auditor
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
1
Elect Cheryl W. Grise
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
2
Elect Carlos M. Gutierrez
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
3
Elect R. Glenn Hubbard
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
4
Elect Steven A. Kandarian
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
5
Elect Alfred F. Kelly, Jr.
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
6
Elect Edward J. Kelly, III
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
7
Elect William E. Kennard
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
8
Elect James M. Kilts
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
9
Elect Catherine R. Kinney
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
10
Elect Denise M. Morrison
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
11
Elect Kenton J. Sicchitano
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
12
Elect Lulu C. Wang
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
13
Elimination of Supermajority Requirement
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
14
Elimination of Supermajority Requirement
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
15
Ratification of Auditor
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
MFS Charter Income Trust
MCR
552727109
10/2/2014
1.1
Elect Steven E. Buller
Mgmt
For
For 98.5%  Withhold 1.5%
For
MFS Charter Income Trust
MCR
552727109
10/2/2014
1.2
Elect William R. Gutow
Mgmt
For
For 98.5%  Withhold 1.5%
For
MFS Charter Income Trust
MCR
552727109
10/2/2014
1.3
Elect Michael Hegarty
Mgmt
For
For 98.5%  Withhold 1.5%
For
MFS Charter Income Trust
MCR
552727109
10/2/2014
1.4
Elect John P. Kavanaugh
Mgmt
For
For 98.5%  Withhold 1.5%
For
MFS Charter Income Trust
MCR
552727109
10/2/2014
1.5
Elect Robert W. Uek
Mgmt
For
For 98.5%  Withhold 1.5%
For
MFS High Income Municipal Trust
CXE
59318D104
10/2/2014
1.1
Elect Steven E. Buller
Mgmt
For
For 93%  Withhold 7%
For
MFS High Income Municipal Trust
CXE
59318D104
10/2/2014
1.2
Elect William R. Gutow
Mgmt
For
For 93%  Withhold 7%
For
MFS High Income Municipal Trust
CXE
59318D104
10/2/2014
1.3
Elect Michael Hegarty
Mgmt
For
For 93%  Withhold 7%
For
MFS High Income Municipal Trust
CXE
59318D104
10/2/2014
1.4
Elect Robert W. Uek
Mgmt
For
For 93%  Withhold 7%
For
MFS High Yield Municipal Trust
CMU
59318E102
10/2/2014
1.1
Elect Steven E. Buller
Mgmt
For
For 95.5%  Withhold 4.5%
For
MFS High Yield Municipal Trust
CMU
59318E102
10/2/2014
1.2
Elect William R. Gutow
Mgmt
For
For 95.5%  Withhold 4.5%
For
MFS High Yield Municipal Trust
CMU
59318E102
10/2/2014
1.3
Elect Michael Hegarty
Mgmt
For
For 95.5%  Withhold 4.5%
For
MFS High Yield Municipal Trust
CMU
59318E102
10/2/2014
1.4
Elect Robert W. Uek
Mgmt
For
For 95.5%  Withhold 4.5%
For
MFS Intermediate High Income Fund
CIF
59318T109
10/2/2014
1.1
Elect Steven E. Buller
Mgmt
For
For 77.5%  Withhold 22.5%
For
MFS Intermediate High Income Fund
CIF
59318T109
10/2/2014
1.2
Elect William R. Gutow
Mgmt
For
For 77.5%  Withhold 22.5%
For
MFS Intermediate High Income Fund
CIF
59318T109
10/2/2014
1.3
Elect Michael Hegarty
Mgmt
For
For 77.5%  Withhold 22.5%
For
MFS Intermediate High Income Fund
CIF
59318T109
10/2/2014
1.4
Elect John P. Kavanaugh
Mgmt
For
For 77.5%  Withhold 22.5%
For
MFS Intermediate High Income Fund
CIF
59318T109
10/2/2014
1.5
Elect Robert W. Uek
Mgmt
For
For 77.5%  Withhold 22.5%
For
MFS Investment Grade Municipal Trust
CXH
59318B108
10/2/2014
1.1
Elect Steven E. Buller
Mgmt
For
For 88%  Withhold 12%
For
MFS Investment Grade Municipal Trust
CXH
59318B108
10/2/2014
1.2
Elect William R. Gutow
Mgmt
For
For 88%  Withhold 12%
For
MFS Investment Grade Municipal Trust
CXH
59318B108
10/2/2014
1.3
Elect Michael Hegarty
Mgmt
For
For 88%  Withhold 12%
For
MFS Investment Grade Municipal Trust
CXH
59318B108
10/2/2014
1.4
Elect Robert W. Uek
Mgmt
For
For 88%  Withhold 12%
For
MFS Multimarket Income Trust
MMT
552737108
10/2/2014
1.1
Elect Steven E. Buller
Mgmt
For
For 97.5%  Withhold 2.5%
For
MFS Multimarket Income Trust
MMT
552737108
10/2/2014
1.2
Elect William R. Gutow
Mgmt
For
For 97.5%  Withhold 2.5%
For
MFS Multimarket Income Trust
MMT
552737108
10/2/2014
1.3
Elect Michael Hegarty
Mgmt
For
For 97.5%  Withhold 2.5%
For
MFS Multimarket Income Trust
MMT
552737108
10/2/2014
1.4
Elect John P. Kavanaugh
Mgmt
For
For 97.5%  Withhold 2.5%
For
MFS Multimarket Income Trust
MMT
552737108
10/2/2014
1.5
Elect Robert W. Uek
Mgmt
For
For
For
MFS Municipal Income Trust
MFM
552738106
10/2/2014
1.1
Elect Steven E. Buller
Mgmt
For
For 96%  Withhold 4%
For
MFS Municipal Income Trust
MFM
552738106
10/2/2014
1.2
Elect William R. Gutow
Mgmt
For
For 96%  Withhold 4%
For
MFS Municipal Income Trust
MFM
552738106
10/2/2014
1.3
Elect Michael Hegarty
Mgmt
For
For 96%  Withhold 4%
For
MFS Municipal Income Trust
MFM
552738106
10/2/2014
1.4
Elect Robert W. Uek
Mgmt
For
For 96%  Withhold 4%
For
Microsoft Corporation
MSFT
594918104
12/3/2014
1
Elect William H. Gates III
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/3/2014
2
Elect Maria Klawe
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/3/2014
3
Elect Teri L. List-Stoll
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/3/2014
4
Elect G. Mason Morfit
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/3/2014
5
Elect Satya Nadella
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/3/2014
6
Elect Charles H. Noski
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/3/2014
7
Elect Helmut G. W. Panke
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/3/2014
8
Elect Charles W. Scharf
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/3/2014
9
Elect John W. Stanton
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/3/2014
11
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/3/2014
12
Ratification of Auditor
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/3/2014
13
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
Microsoft Corporation
MSFT
594918104
12/3/2014
10
Elect John W. Thompson
Mgmt
For
Against
Against
Mondelez International Inc.
MDLZ
609207105
5/20/2015
1
Elect Stephen F. Bollenbach
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
2
Elect Lewis W.K. Booth
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
3
Elect Lois D. Juliber
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
4
Elect Mark D. Ketchum
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
5
Elect Jorge S. Mesquita
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
6
Elect Joseph Neubauer
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
7
Elect Nelson Peltz
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
8
Elect Fredric G. Reynolds
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
9
Elect Irene B. Rosenfeld
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
10
Elect Patrick Siewert
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
11
Elect Ruth J. Simmons
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
12
Elect Jean-Francois M. L. van Boxmeer
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
14
Ratification of Auditor
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
15
Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging
ShrHoldr
Against
Against
For
Morgan Stanley
MS
617446448
5/19/2015
1
Elect Erskine B. Bowles
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
2
Elect Thomas H. Glocer
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
3
Elect James P. Gorman
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
4
Elect Robert H. Herz
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
5
Elect Klaus Kleinfield
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
6
Elect Jami Miscik
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
7
Elect Donald T. Nicolaisen
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
8
Elect Hutham S. Olayan
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
9
Elect James W. Owens
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
10
Elect Ryosuke Tamakoshi
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
11
Elect Masaaki Tanaka
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
12
Elect Perry M. Traquina
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
13
Elect Laura D'Andrea Tyson
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
14
Elect Rayford Wilkins, Jr.
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
15
Ratification of Auditor
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
17
Amendment to the 2007 Incentive Plan
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
18
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Morgan Stanley
MS
617446448
5/19/2015
19
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
Morgan Stanley
MS
617446448
5/19/2015
20
Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service
ShrHoldr
Against
Against
For
Morgan Stanley
MS
617446448
5/19/2015
16
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Morgan Stanley China A Share Fund Inc
CAF
617468103
6/30/2015
1.1
Elect Michael Bozic
Mgmt
For
For: 87% Withhold: 13%
For
Morgan Stanley China A Share Fund Inc
CAF
617468103
6/30/2015
1.2
Elect Nancy C. Everett
Mgmt
For
For:95% Withhold: 5%
For
Morgan Stanley China A Share Fund Inc
CAF
617468103
6/30/2015
1.3
Elect Michael F. Klein
Mgmt
For
For: 86% Withhold: 14%
For
Morgan Stanley China A Share Fund Inc
CAF
617468103
6/30/2015
1.4
Elect W. Allen Reed
Mgmt
For
For: 87% Withhold: 13%
For
Morgan Stanley European Fund Inc
RNE
616988101
7/1/2014
1.1
Elect Kathleen A. Dennis
Mgmt
For
For
For
Morgan Stanley European Fund Inc
RNE
616988101
7/1/2014
1.2
Elect Joseph J. Kearns
Mgmt
For
For
For
Morgan Stanley European Fund Inc
RNE
616988101
7/1/2014
1.3
Elect Michael E. Nugent
Mgmt
For
For
For
Morgan Stanley European Fund Inc
RNE
616988101
7/1/2014
1.4
Elect Fergus Reid
Mgmt
For
For
For
Morgan Stanley India Investment Fund Inc
IIF
61745C105
6/30/2015
1.1
Elect M.J. Marcel Vivian Descroizilles
Mgmt
For
For: 88% Withhold: 12%
For
Morgan Stanley India Investment Fund Inc
IIF
61745C105
6/30/2015
1.2
Elect Joseph J. Kearns
Mgmt
For
For: 34% Withhold: 66%
For
Morgan Stanley India Investment Fund Inc
IIF
61745C105
7/1/2014
1.1
Elect Ravindranath Santosh Kumar Hazareesing
Mgmt
For
For
For
Morgan Stanley India Investment Fund Inc
IIF
61745C105
7/1/2014
1.2
Elect Mamode Izam Nathadkhan
Mgmt
For
For
For
Neuberger Berman High Yield Strategies Fund
NHS
64128C106
9/17/2014
1.1
Elect Candace L. Straight
Mgmt
For
For 97.5%  Withhold 2.5%
For
Neuberger Berman High Yield Strategies Fund
NHS
64128C106
9/17/2014
1.2
Elect Martha C. Goss
Mgmt
For
For 97.5%  Withhold 2.5%
For
Neuberger Berman High Yield Strategies Fund
NHS
64128C106
9/17/2014
1.3
Elect Joseph V. Amato
Mgmt
For
For 97.5%  Withhold 2.5%
For
Neuberger Berman High Yield Strategies Fund
NHS
64128C106
9/17/2014
1.4
Elect Faith Colish
Mgmt
For
For 97.5%  Withhold 2.5%
For
Neuberger Berman Real Estate Securities Income Fund Inc
NRO
64190A103
9/17/2014
1.1
Elect Candace L. Straight
Mgmt
For
For 97%  Withhold 3%
For
Neuberger Berman Real Estate Securities Income Fund Inc
NRO
64190A103
9/17/2014
1.2
Elect Martha C. Goss
Mgmt
For
For 97%  Withhold 3%
For
Neuberger Berman Real Estate Securities Income Fund Inc
NRO
64190A103
9/17/2014
1.3
Elect Joseph V. Amato
Mgmt
For
For 97%  Withhold 3%
For
Neuberger Berman Real Estate Securities Income Fund Inc
NRO
64190A103
9/17/2014
1.4
Elect Faith Colish
Mgmt
For
For 97%  Withhold 3%
For
New Ireland Fund Inc
IRL
645673104
6/9/2015
1.1
Elect Peter J. Hooper
Mgmt
For
For: 59% Withhold: 41%
Against
Northrop Grumman Corporation
NOC
666807102
5/20/2015
1
Elect Wesley G. Bush
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
2
Elect Marianne C. Brown
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
3
Elect Victor H. Fazio
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
4
Elect Donald E. Felsinger
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
5
Elect Bruce S. Gordon
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
6
Elect William H. Hernandez
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
7
Elect Madeleine A. Kleiner
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
8
Elect Karl J. Krapek
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
9
Elect Richard B. Myers
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
10
Elect Gary Roughead
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
11
Elect Thomas M. Schoewe
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
12
Elect James S. Turley
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
14
Amendment to the 2011 Long-Term Incentive Stock Plan
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
15
Ratification of Auditor
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
16
Shareholder Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Nuveen Credit Strategies Income Fund
JQC
67073D102
3/26/2015
1.1
Elect Jack B. Evans
Mgmt
For
For 94% Against 3% Abstain 3%
For
Nuveen Credit Strategies Income Fund
JQC
67073D102
3/26/2015
1.2
Elect William J. Schneider
Mgmt
For
For 93% Against 4% Abstain 3%
For
Nuveen Credit Strategies Income Fund
JQC
67073D102
3/26/2015
1.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 95% Abstain 5%
For
Nuveen Credit Strategies Income Fund
JQC
67073D102
11/7/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 95%  Withhold 5%
For
Nuveen Credit Strategies Income Fund
JQC
67073D102
11/7/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 95%  Withhold 5%
For
Nuveen Credit Strategies Income Fund
JQC
67073D102
11/7/2014
3.1
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 95%  Withhold 5%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
3/26/2015
1.1
Elect Jack B. Evans
Mgmt
For
For 95%  Withhold 5%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
3/26/2015
1.2
Elect William J. Schneider
Mgmt
For
For 95%  Withhold 5%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
3/26/2015
1.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 95%  Withhold 5%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 93% Against 4% Abstain 3%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 92% Against 4% Abstain 4%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
3
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 92% Against 5% Abstain 3%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
4
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 92% Against 4% Abstain 4%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
5
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 92% Against 5% Abstain 3%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
6.1
Elect William Adams, IV
Mgmt
For
For 96% Abstain 4%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
6.2
Elect David J. Kundert
Mgmt
For
For 96% Abstain 4%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
6.3
Elect John K. Nelson
Mgmt
For
For 96% Abstain 4%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
6.4
Elect Terence J. Toth
Mgmt
For
For 96% Abstain 4%
For
Nuveen Dividend Advantage Municipal Fund
NZF
67070X101
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 92% Against 6% Abstain 2%
For
Nuveen Dividend Advantage Municipal Fund
NZF
67070X101
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 92% Against 6% Abstain 2%
For
Nuveen Dividend Advantage Municipal Fund
NZF
67070X101
8/5/2014
3.1
Elect William Adams, IV
Mgmt
For
For 95% Abstain 5%
For
Nuveen Dividend Advantage Municipal Fund
NZF
67070X101
8/5/2014
3.2
Elect David J. Kundert
Mgmt
For
For 95% Abstain 5%
For
Nuveen Dividend Advantage Municipal Fund
NZF
67070X101
8/5/2014
3.3
Elect John K. Nelson
Mgmt
For
For 95% Abstain 5%
For
Nuveen Dividend Advantage Municipal Fund
NZF
67070X101
8/5/2014
3.4
Elect Terence J. Toth
Mgmt
For
For 95% Abstain 5%
For
Nuveen Dividend Advantage Municipal Income Fund
NVG
67071L106
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 92% Against 5% Abstain 3%
For
Nuveen Dividend Advantage Municipal Income Fund
NVG
67071L106
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 92% Against 5% Abstain 3%
For
Nuveen Dividend Advantage Municipal Income Fund
NVG
67071L106
8/5/2014
3.1
Elect William Adams, IV
Mgmt
For
For 95% Abstain 5%
For
Nuveen Dividend Advantage Municipal Income Fund
NVG
67071L106
8/5/2014
3.2
Elect David J. Kundert
Mgmt
For
For 95% Abstain 5%
For
Nuveen Dividend Advantage Municipal Income Fund
NVG
67071L106
8/5/2014
3.3
Elect John K. Nelson
Mgmt
For
For 95% Abstain 5%
For
Nuveen Dividend Advantage Municipal Income Fund
NVG
67071L106
8/5/2014
3.4
Elect Terence J. Toth
Mgmt
For
For 95% Abstain 5%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
3/26/2015
1.1
Elect Jack B. Evans
Mgmt
For
For 82% Withhold 18%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
3/26/2015
1.2
Elect William J. Schneider
Mgmt
For
For 82% Withhold 18%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
3/26/2015
1.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 82% Withhold 18%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 96% Against 3% Abstain 1%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 95% Against 4% Abstain 1%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
8/5/2014
3.1
Elect William Adams, IV
Mgmt
For
For 94% Abstain 6%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
8/5/2014
3.2
Elect David J. Kundert
Mgmt
For
For 94% Abstain 6%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
8/5/2014
3.3
Elect John K. Nelson
Mgmt
For
For 94% Abstain 6%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
8/5/2014
3.4
Elect Terence J. Toth
Mgmt
For
For 94% Abstain 6%
For
Nuveen Global Income Opportunities Fund
JGG
67073C104
10/31/2014
1.1
Elect William Adams, IV
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Global Income Opportunities Fund
JGG
67073C104
10/31/2014
1.2
Elect David J. Kundert
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Global Income Opportunities Fund
JGG
67073C104
10/31/2014
1.3
Elect John K. Nelson
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Global Income Opportunities Fund
JGG
67073C104
10/31/2014
1.4
Elect Terence J. Toth
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Global Income Opportunities Fund
JGG
67073C104
10/31/2014
2
Reorganization
Mgmt
For
For 97%  Against 1.5%  Abstain 1.5%
For
Nuveen Global Income Opportunities Fund
JGG
67073C104
10/31/2014
3
Approval of a New Management Agreement
Mgmt
For
For 96% Against 1%  Abstain 3%
For
Nuveen Global Income Opportunities Fund
JGG
67073C104
10/31/2014
4
Approval of New Subadvisory Agreement
Mgmt
For
For 96% Against 1%  Abstain 3%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 93% Against 4% Abstain 3%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 92% Against 5% Abstain 3%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2014
3.1
Elect William Adams, IV
Mgmt
For
For 99% Abstain 1%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2014
3.2
Elect Robert P. Bremner
Mgmt
For
For 99% Abstain 1%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2014
3.3
Elect Jack B. Evans
Mgmt
For
For 99% Abstain 1%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2014
3.4
Elect David J. Kundert
Mgmt
For
For 99% Abstain 1%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2014
3.5
Elect John K. Nelson
Mgmt
For
For 99% Abstain 1%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2014
3.6
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 99% Abstain 1%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2014
3.7
Elect Judith M. Stockdale
Mgmt
For
For 99% Abstain 1%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2014
3.8
Elect Carole E. Stone
Mgmt
For
For 99% Abstain 1%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2014
3.9
Elect Virginia L. Stringer
Mgmt
For
For 99% Abstain 1%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2014
3.10
Elect Terence J. Toth
Mgmt
For
For 99% Abstain 1%
For
Nuveen Quality Preferred Income Fund 3
JHP
67072W101
3/26/2015
1.1
Elect Jack B. Evans
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Quality Preferred Income Fund 3
JHP
67072W101
3/26/2015
1.2
Elect William J. Schneider
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Quality Preferred Income Fund 3
JHP
67072W101
3/26/2015
1.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Quality Preferred Income Fund 3
JHP
67072W101
11/7/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 94% Against 4% Abstain 2%
For
Nuveen Quality Preferred Income Fund 3
JHP
67072W101
11/7/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 94% Against 4% Abstain 2%
For
Nuveen Quality Preferred Income Fund 3
JHP
67072W101
11/7/2014
3.1
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 95% Abstain 5%
For
Nuveen Real Estate Income Fund.
JRS
67071B108
3/26/2015
1.1
Elect Jack B. Evans
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Real Estate Income Fund.
JRS
67071B108
3/26/2015
1.2
Elect William J. Schneider
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Real Estate Income Fund.
JRS
67071B108
3/26/2015
1.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Real Estate Income Fund.
JRS
67071B108
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 94% Against 3% Abstain 3%
For
Nuveen Real Estate Income Fund.
JRS
67071B108
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 94% Against 3% Abstain 3%
For
Nuveen Real Estate Income Fund.
JRS
67071B108
8/5/2014
3.1
Elect William Adams, IV
Mgmt
For
For 97% Abstain 3%
For
Nuveen Real Estate Income Fund.
JRS
67071B108
8/5/2014
3.2
Elect David J. Kundert
Mgmt
For
For 97% Abstain 3%
For
Nuveen Real Estate Income Fund.
JRS
67071B108
8/5/2014
3.3
Elect John K. Nelson
Mgmt
For
For 97% Abstain 3%
For
Nuveen Real Estate Income Fund.
JRS
67071B108
8/5/2014
3.4
Elect Terence J. Toth
Mgmt
For
For 97% Abstain 3%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 94% Against 3% Abstain 3%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 94% Against 3% Abstain 3%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2014
3.1
Elect William Adams, IV
Mgmt
For
For 97% Abstain 3%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2014
3.2
Elect Robert P. Bremner
Mgmt
For
For 97% Abstain 3%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2014
3.3
Elect Jack B. Evans
Mgmt
For
For 97% Abstain 3%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2014
3.4
Elect David J. Kundert
Mgmt
For
For 97% Abstain 3%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2014
3.5
Elect John K. Nelson
Mgmt
For
For 97% Abstain 3%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2014
3.6
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 97% Abstain 3%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2014
3.7
Elect Judith M. Stockdale
Mgmt
For
For 97% Abstain 3%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2014
3.8
Elect Carole E. Stone
Mgmt
For
For 97% Abstain 3%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2014
3.9
Elect Virginia L. Stringer
Mgmt
For
For 97% Abstain 3%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2014
3.10
Elect Terence J. Toth
Mgmt
For
For 97% Abstain 3%
For
Nuveen Senior Income Fund
NSL
67067Y104
3/26/2015
1.1
Elect William Adams, IV
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Senior Income Fund
NSL
67067Y104
3/26/2015
1.2
Elect David J. Kundert
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Senior Income Fund
NSL
67067Y104
3/26/2015
1.3
Elect John K. Nelson
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Senior Income Fund
NSL
67067Y104
3/26/2015
1.4
Elect Terence J. Toth
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Senior Income Fund
NSL
67067Y104
3/26/2015
1.5
Elect Jack B. Evans
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Senior Income Fund
NSL
67067Y104
3/26/2015
1.6
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Senior Income Fund
NSL
67067Y104
11/7/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 95% Against 2% Abstain 3%
For
Nuveen Senior Income Fund
NSL
67067Y104
11/7/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 95% Against 3% Abstain 2%
For
Nuveen Senior Income Fund
NSL
67067Y104
11/7/2014
3.1
Elect William Adams, IV
Mgmt
For
For 94% Abstain 6%
For
Nuveen Senior Income Fund
NSL
67067Y104
11/7/2014
3.2
Elect John K. Nelson
Mgmt
For
For 94% Abstain 6%
For
Nuveen Senior Income Fund
NSL
67067Y104
11/7/2014
3.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 94% Abstain 6%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JFR
67072T108
3/26/2015
1.1
Elect William Adams, IV
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JFR
67072T108
3/26/2015
1.2
Elect David J. Kundert
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JFR
67072T108
3/26/2015
1.3
Elect John K. Nelson
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JFR
67072T108
3/26/2015
1.4
Elect Terence J. Toth
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JFR
67072T108
3/26/2015
1.5
Elect Jack B. Evans
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JFR
67072T108
3/26/2015
1.6
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JMF
67074U103
3/26/2015
1.1
Elect Jack B. Evans
Mgmt
For
For 97.5%  Withhold 2.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JMF
67074U103
3/26/2015
1.2
Elect William J. Schneider
Mgmt
For
For 97.5%  Withhold 2.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JMF
67074U103
3/26/2015
1.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 97.5%  Withhold 2.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JSD
67074X107
3/26/2015
1.1
Elect William Adams, IV
Mgmt
For
For 98.5%  Withhold 1.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JSD
67074X107
3/26/2015
1.2
Elect David J. Kundert
Mgmt
For
For 98.5%  Withhold 1.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JSD
67074X107
3/26/2015
1.3
Elect John K. Nelson
Mgmt
For
For 98.5%  Withhold 1.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JSD
67074X107
3/26/2015
1.4
Elect Terence J. Toth
Mgmt
For
For 98.5%  Withhold 1.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JSD
67074X107
3/26/2015
1.5
Elect Jack B. Evans
Mgmt
For
For 98.5%  Withhold 1.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JSD
67074X107
3/26/2015
1.6
Elect William J. Schneider
Mgmt
For
For 98.5%  Withhold 1.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JSD
67074X107
3/26/2015
1.7
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 98.5%  Withhold 1.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JLS
67074R100
3/26/2015
1.1
Elect Jack B. Evans
Mgmt
For
For 99.5%  Withhold 0.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JLS
67074R100
3/26/2015
1.2
Elect William J. Schneider
Mgmt
For
For 99.5%  Withhold 0.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JLS
67074R100
3/26/2015
1.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 99.5%  Withhold 0.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JFR
67072T108
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 96% Against 2% Abstain 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JFR
67072T108
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 96% Against 2% Abstain 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JFR
67072T108
8/5/2014
3.1
Elect William Adams, IV
Mgmt
For
For 97% Abstain 3%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JFR
67072T108
8/5/2014
3.2
Elect John K. Nelson
Mgmt
For
For 97% Abstain 3%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JFR
67072T108
8/5/2014
3.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 97% Abstain 3%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JSD
67074X107
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For
For
Nuveen Tax-Advantaged Dividend Growth Fund
JSD
67074X107
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For
For
Nuveen Tax-Advantaged Dividend Growth Fund
JSD
67074X107
8/5/2014
3.1
Elect William Adams, IV
Mgmt
For
For
For
Nuveen Tax-Advantaged Dividend Growth Fund
JSD
67074X107
8/5/2014
3.2
Elect John K. Nelson
Mgmt
For
For
For
Nuveen Tax-Advantaged Dividend Growth Fund
JSD
67074X107
8/5/2014
3.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For
For
Nuveen Tax-Advantaged Dividend Growth Fund
JLS
670735109
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 97% Against 2% Abstain 1%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JLS
670735109
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 97% Against 2% Abstain 1%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JLS
670735109
8/5/2014
3
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 97% Against 1% Abstain 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JLS
670735109
8/5/2014
4.1
Elect William Adams, IV
Mgmt
For
For 98% Abstain 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JLS
670735109
8/5/2014
4.2
Elect David J. Kundert
Mgmt
For
For 98% Abstain 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JLS
670735109
8/5/2014
4.3
Elect John K. Nelson
Mgmt
For
For 98% Abstain 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JLS
670735109
8/5/2014
4.4
Elect Terence J. Toth
Mgmt
For
For 98% Abstain 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JLS
67074R100
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 98% Against 1% Abstain 1%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JLS
67074R100
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 98% Against 1% Abstain 1%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JLS
67074R100
8/5/2014
3.1
Elect William Adams, IV
Mgmt
For
For 99% Abstain 1%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JLS
67074R100
8/5/2014
3.2
Elect David J. Kundert
Mgmt
For
For 99% Abstain 1%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JLS
67074R100
8/5/2014
3.3
Elect John K. Nelson
Mgmt
For
For 99% Abstain 1%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JLS
67074R100
8/5/2014
3.4
Elect Terence J. Toth
Mgmt
For
For 99% Abstain 1%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JMF
67074U103
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JMF
67074U103
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JMF
67074U103
8/5/2014
3.1
Elect William Adams, IV
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JMF
67074U103
8/5/2014
3.2
Elect David J. Kundert
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JMF
67074U103
8/5/2014
3.3
Elect John K. Nelson
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JMF
67074U103
8/5/2014
3.4
Elect Terence J. Toth
Mgmt
For
For 98%  Withhold 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JTD
67073G105
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 96% Against 2% Abstain 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JTD
67073G105
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 95% Against 3% Abstain 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JTD
67073G105
8/5/2014
3
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 95% Against 3% Abstain 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JTD
67073G105
8/5/2014
4
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 95% Against 3% Abstain 2%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JTD
67073G105
8/5/2014
5.1
Elect William Adams, IV
Mgmt
For
For 95% Abstain 5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JTD
67073G105
8/5/2014
5.2
Elect David J. Kundert
Mgmt
For
For 95% Abstain 5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JTD
67073G105
8/5/2014
5.3
Elect John K. Nelson
Mgmt
For
For 95% Abstain 5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JTD
67073G105
8/5/2014
5.4
Elect Terence J. Toth
Mgmt
For
For 95% Abstain 5%
For
Oracle Corporation
ORCL
68389X105
11/5/2014
1.1
Elect Jeffrey S. Berg
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
1.3
Elect Michael J. Boskin
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
1.4
Elect Safra A. Catz
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
1.6
Elect George H. Conrades
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
1.7
Elect Lawrence J. Ellison
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
1.8
Elect Hector Garcia-Molina
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
1.10
Elect Mark V. Hurd
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
1.11
Elect Naomi O. Seligman
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
3
Ratification of Auditor
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
4
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
Oracle Corporation
ORCL
68389X105
11/5/2014
5
Shareholder Proposal Regarding the Use of Metrics for Executive Performance Measures
ShrHoldr
Against
Against
For
Oracle Corporation
ORCL
68389X105
11/5/2014
6
Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans
ShrHoldr
Against
Against
For
Oracle Corporation
ORCL
68389X105
11/5/2014
1.2
Elect H. Raymond Bingham
Mgmt
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
11/5/2014
1.5
Elect Bruce R. Chizen
Mgmt
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
11/5/2014
1.9
Elect Jeffrey O. Henley
Mgmt
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
11/5/2014
2
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Oracle Corporation
ORCL
68389X105
11/5/2014
7
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
PepsiCo, Inc.
PEP
713448108
5/6/2015
1
Elect Shona L. Brown
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
2
Elect George W. Buckley
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
3
Elect Ian M. Cook
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
4
Elect Dina Dublon
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
5
Elect Rona A. Fairhead
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
6
Elect Richard W. Fisher
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
7
Elect Alberto Ibarguen
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
8
Elect William R. Johnson
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
9
Elect Indra K. Nooyi
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
10
Elect David C. Page
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
11
Elect Robert C. Pohlad
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
12
Elect Lloyd G. Trotter
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
13
Elect Daniel Vasella
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
14
Elect Alberto Weisser
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
15
Ratification of Auditor
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
17
Shareholder Proposal Regarding Formation of Sustainability Committee
ShrHoldr
Against
Against
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
18
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
PepsiCo, Inc.
PEP
713448108
5/6/2015
19
Shareholder Proposal Regarding Neonicotinoids
ShrHoldr
Against
Against
For
PG&E Corporation
PCG
69331C108
5/4/2015
1
Elect Lewis Chew
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
2
Elect Anthony F. Earley, Jr.
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
3
Elect Fred J. Fowler
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
4
Elect Maryellen C. Herringer
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
5
Elect Richard C. Kelly
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
6
Elect Roger H. Kimmel
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
7
Elect Richard A. Meserve
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
8
Elect Forrest E. Miller
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
9
Elect Rosendo G. Parra
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
10
Elect Barbara L. Rambo
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
11
Elect Anne Shen Smith
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
12
Elect Barry Lawson Williams
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
13
Ratification of Auditor
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Phillips 66
PSX
718546104
5/6/2015
1
Elect J. Brian Ferguson
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/6/2015
2
Elect Harold W. McGraw III
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/6/2015
3
Elect Victoria J. Tschinkel
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/6/2015
4
Ratification of Auditor
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/6/2015
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/6/2015
6
Repeal of Classified Board
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/6/2015
7
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
PPG Industries, Inc.
PPG
693506107
4/16/2015
1.1
Elect Charles E. Bunch
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/16/2015
1.2
Elect Michael W. Lamach
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/16/2015
1.3
Elect Martin H. Richenhagen
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/16/2015
1.4
Elect Thomas J. Usher
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/16/2015
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/16/2015
3
Elimination of Supermajority Requirement
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/16/2015
4
Ratification of Auditor
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
1
Elect Thomas J. Baltimore, Jr.
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
2
Elect Gordon M. Bethune
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
3
Elect Gilbert F. Casellas
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
4
Elect James G. Cullen
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
5
Elect Mark B. Grier
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
6
Elect Constance J. Horner
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
7
Elect Martina Hund-Mejean
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
8
Elect Karl J. Krapek
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
9
Elect Christine A. Poon
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
10
Elect Douglas A. Scovanner
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
11
Elect John R. Strangfeld
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
12
Ratification of Auditor
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
1
Elect Barbara T. Alexander
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
2
Elect Donald G. Cruickshank
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
3
Elect Raymond V. Dittamore
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
4
Elect Susan Hockfield
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
5
Elect Thomas W. Horton
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
6
Elect Paul E. Jacobs
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
7
Elect Sherry Lansing
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
8
Elect Harish M. Manwani
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
9
Elect Steven M. Mollenkopf
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
10
Elect Duane A. Nelles
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
11
Elect Clark T. Randt, Jr.
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
12
Elect Francisco Ros
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
13
Elect Jonathan J. Rubinstein
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
14
Elect Brent Scowcroft
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
15
Elect Marc I. Stern
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
16
Ratification of Auditor
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
17
Amendment to the 2001 Employee Stock Purchase Plan
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/9/2015
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Reaves Utility Income Fund
UTG
756158101
5/1/2015
1.1
Elect E. Wayne Nordberg
Mgmt
For
For 97% Abstain 3%
For
Reaves Utility Income Fund
UTG
756158101
5/1/2015
1.2
Elect Larry W. Papasan
Mgmt
For
For 97% Abstain 3%
Against
RMR Real Estate Income Fund.
RIF
76970B101
4/15/2015
1
Elect Jeffrey P. Somers
Mgmt
For
For 92%  Against 8%
Against
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
1
Elect Peter L.S. Currie
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
2
Elect K. Vaman Kamath
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
3
Elect V. Maureen Kempston Darkes
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
4
Elect Paal Kibsgaard
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
5
Elect Nikolay Kudryavtsev
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
6
Elect Michael E. Marks
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
7
Elect Indra K. Nooyi
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
8
Elect Lubna S. Olayan
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
9
Elect Leo Rafael Reif
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
10
Elect Tore I. Sandvold
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
11
Elect Henri Seydoux
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
13
Approval of Financial Statements/Dividends
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
14
Ratification of Auditor
Mgmt
For
For
For
Source Capital, Inc.
SOR
836144105
5/11/2015
1.1
Elect Eric S. Ende
Mgmt
For
For 96% Withhold 4%
For
Source Capital, Inc.
SOR
836144105
5/11/2015
1.2
Elect Thomas P. Merrick
Mgmt
For
For 96% Withhold 4%
For
Source Capital, Inc.
SOR
836144105
5/11/2015
1.3
Elect Alfred E. Osborne, Jr.
Mgmt
For
For 96% Withhold 4%
For
Source Capital, Inc.
SOR
836144105
5/11/2015
1.4
Elect A. Robert Pisano
Mgmt
For
For 96% Withhold 4%
For
Source Capital, Inc.
SOR
836144105
5/11/2015
1.5
Elect Patrick B. Purcell
Mgmt
For
For 96% Withhold 4%
For
Source Capital, Inc.
SOR
836144105
5/11/2015
1.6
Elect Allan M. Rudnick
Mgmt
For
For 96% Withhold 4%
For
Southern Company
SO
842587107
5/27/2015
1
Elect Juanita Powell Baranco
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
2
Elect Jon A. Boscia
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
3
Elect Henry A. Clark III
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
4
Elect Thomas A. Fanning
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
5
Elect David J. Grain
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
6
Elect Veronica M. Hagen
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
7
Elect Warren A. Hood, Jr.
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
8
Elect Linda P. Hudson
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
9
Elect Donald M. James
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
10
Elect John D. Johns
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
11
Elect Dale E. Klein
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
12
Elect William G. Smith, Jr.
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
13
Elect Steven R. Specker
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
14
Elect Larry D. Thompson
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
15
Elect E. Jenner Wood III
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
16
Approval of the Outside Directors Stock Plan
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
17
Amendment to Allow Action by Written Consent of Shareholders
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
19
Ratification of Auditor
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
21
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
Southern Company
SO
842587107
5/27/2015
20
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Swiss Helvetia Fund Inc
SWZ
870875101
6/25/2015
1.1
Elect Brian A. Berris
Mgmt
For
For 84% Abstain 16%
For
Swiss Helvetia Fund Inc
SWZ
870875101
6/25/2015
1.2
Elect David R. Bock
Mgmt
For
For 84% Abstain 16%
For
Swiss Helvetia Fund Inc
SWZ
870875101
6/25/2015
2
Ratification of Auditor
Mgmt
For
For 98% Against 1% Abstain 1%
For
Swiss Helvetia Fund Inc
SWZ
870875101
6/25/2015
3
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For 63% Against 35% Abstain 2%
Against
Taiwan Fund Inc
TWN
874036106
4/21/2015
1.1
Elect Joe O. Rogers
Mgmt
For
For 35%  Withhold 65%
For
Taiwan Fund Inc
TWN
874036106
4/21/2015
1.2
Elect M. Christopher Canavan, Jr.
Mgmt
For
For 35%  Withhold 65%
For
Taiwan Fund Inc
TWN
874036106
4/21/2015
1.4
Elect William C. Kirby
Mgmt
For
For 98%  Withhold 2%
For
Taiwan Fund Inc
TWN
874036106
4/21/2015
1.5
Elect Anthony LO Kai Yiu
Mgmt
For
For 29%  Withhold 71%
For
Taiwan Fund Inc
TWN
874036106
4/21/2015
1.6
Elect Lawrence A. Kudlow
Mgmt
For
For 98%  Withhold 2%
For
Taiwan Fund Inc
TWN
874036106
4/21/2015
1.7
Elect Chih T. Cheung
Mgmt
For
For 98%  Withhold 2%
For
Taiwan Fund Inc
TWN
874036106
4/21/2015
2
Amendment to Investment Restriction Regarding Taiwan Traded Securities
Mgmt
For
For 99%  Against 1%
For
Taiwan Fund Inc
TWN
874036106
9/22/2014
1
Approval of a New Investment Advisory Agreement
Mgmt
For
For 98%  Against 1.5%  Abstain 0.5%
For
Taiwan Fund Inc
TWN
874036106
4/21/2015
1.3
Elect Michael F. Holland
Mgmt
For
For 98%  Withhold 2%
Against
Templeton Dragon Fund, Inc.
TDF
88018T101
5/28/2015
1.1
Elect Ann Torre Bates
Mgmt
For
For: 48% Withhold: 52%
For
Templeton Dragon Fund, Inc.
TDF
88018T101
5/28/2015
1.2
Elect David W. Niemiec
Mgmt
For
For: 47% Withhold: 53%
For
Templeton Dragon Fund, Inc.
TDF
88018T101
5/28/2015
1.3
Elect Frank A. Olson
Mgmt
For
For: 47% Withhold: 53%
For
Templeton Dragon Fund, Inc.
TDF
88018T101
5/28/2015
1.4
Elect Robert E. Wade
Mgmt
For
For: 48% Withhold: 52%
For
Templeton Dragon Fund, Inc.
TDF
88018T101
5/28/2015
2
Ratification of Auditor
Mgmt
For
For: 99% Withhold: 1%
For
Templeton Russia and East European Fund Inc
TRF
88022F105
8/25/2014
1.1
Elect Harris J. Ashton
Mgmt
For
For 63%  Withhold 37%
For
Templeton Russia and East European Fund Inc
TRF
88022F105
8/25/2014
1.2
Elect J. Michael Luttig
Mgmt
For
For 63%  Withhold 37%
For
Templeton Russia and East European Fund Inc
TRF
88022F105
8/25/2014
1.3
Elect Larry D. Thompson
Mgmt
For
For 63%  Withhold 37%
For
Templeton Russia and East European Fund Inc
TRF
88022F105
8/25/2014
1.4
Elect Constantine D. Tseretopoulos
Mgmt
For
For 63%  Withhold 37%
For
Templeton Russia and East European Fund Inc
TRF
88022F105
8/25/2014
2
Ratification of Auditor
Mgmt
For
For 99.5%  Against 0.25%  Abstain 0.25%
For
Thai Fund Inc
TTF
882904105
6/30/2015
1.1
Elect Michael Bozic
Mgmt
For
For: 43% Withhold: 57%
For
Thai Fund Inc
TTF
882904105
6/30/2015
1.2
Elect Nancy C. Everett
Mgmt
For
For: 97% Withhold: 3%
For
Thai Fund Inc
TTF
882904105
6/30/2015
1.3
Elect Michael F. Klein
Mgmt
For
For: 43% Withhold: 57%
For
Thai Fund Inc
TTF
882904105
6/30/2015
1.4
Elect W. Allen Reed
Mgmt
For
For: 43% Withhold: 57%
For
The China Fund, Inc.
CHN
169373107
3/19/2015
1.1
Elect Joe O. Rogers
Mgmt
For
For 74% Abstain 26%
For
The China Fund, Inc.
CHN
169373107
3/19/2015
1.2
Elect Richard Store
Mgmt
For
For 74% Abstain 26%
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
1
Elect Marc N. Casper
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
2
Elect Nelson J. Chai
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
3
Elect C. Martin Harris
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
4
Elect Tyler Jacks
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
5
Elect Judy C. Lewent
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
6
Elect Thomas J. Lynch
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
7
Elect Jim P. Manzi
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
8
Elect William G. Parrett
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
9
Elect Lars R. Sorenson
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
10
Elect Scott M. Sperling
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
11
Elect Elaine S. Ullian
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
13
Ratification of Auditor
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
10/9/2014
1
Merger
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
10/9/2014
2
Advisory Vote on Golden Parachutes
Mgmt
For
Against
Against
Time Warner Inc.
TWX
887317303
6/19/2015
1
Elect James L. Barksdale
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
2
Elect William P. Barr
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
3
Elect Jeffrey L. Bewkes
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
4
Elect Stephen F. Bollenbach
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
5
Elect Robert C. Clark
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
6
Elect Mathias Dopfner
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
7
Elect Jessica P. Einhorn
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
8
Elect Carlos M. Gutierrez
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
9
Elect Fred Hassan
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
10
Elect Kenneth J. Novack
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
11
Elect Paul D. Wachter
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
12
Elect Deborah C. Wright
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
13
Ratification of Auditor
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
16
Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values
ShrHoldr
Against
Against
For
Time Warner Inc.
TWX
887317303
6/19/2015
17
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
Time Warner Inc.
TWX
887317303
6/19/2015
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Tri-Continental Corporation
TY
895436103
4/13/2015
1.1
Elect Kathleen Blatz
Mgmt
For
For 63%  Withhold 37%
For
Tri-Continental Corporation
TY
895436103
4/13/2015
1.2
Elect Pamela G. Carlton
Mgmt
For
For 63%  Withhold 37%
For
Tri-Continental Corporation
TY
895436103
4/13/2015
1.3
Elect Alison Taunton-Rigby
Mgmt
For
For 63%  Withhold 37%
For
Tri-Continental Corporation
TY
895436103
4/13/2015
1.4
Elect William A. Hawkins
Mgmt
For
For 63%  Withhold 37%
For
Tri-Continental Corporation
TY
895436103
4/13/2015
2
Ratification of Auditor
Mgmt
For
For 77%  Against 22%  Abstain 1%
For
Tri-Continental Corporation
TY
895436103
4/13/2015
3
Shareholder Proposal Regarding Self-Tender Offer or Liquidation
ShrHoldr
Against
For 50%  Against 47%  Abstain 3%
For
Turkish Investment Fund Inc
TKF
900145103
6/30/2015
1.1
Elect Michael Bozic
Mgmt
For
For: 74% Withhold: 26%
For
Turkish Investment Fund Inc
TKF
900145103
6/30/2015
1.2
Elect Nancy C. Everett
Mgmt
For
For: 96% Withhold: 4%
For
Turkish Investment Fund Inc
TKF
900145103
6/30/2015
1.3
Elect Michael F. Klein
Mgmt
For
For: 74% Withhold: 26%
For
Turkish Investment Fund Inc
TKF
900145103
6/30/2015
1.4
Elect W. Allen Reed
Mgmt
For
For: 75% Withhold: 25%
For
Union Pacific Corporation
UNP
907818108
5/14/2015
1
Elect Andrew H. Card, Jr.
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
2
Elect Erroll B. Davis, Jr.
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
3
Elect David B. Dillon
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
4
Elect Lance M. Fritz
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
5
Elect Judith Richards Hope
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
6
Elect John J. Koraleski
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
7
Elect Charles C. Krulak
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
8
Elect Michael R. McCarthy
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
9
Elect Michael W. McConnell
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
10
Elect Thomas F. McLarty III
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
11
Elect Steven R. Rogel
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
12
Elect Jose H. Villarreal
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
13
Ratification of Auditor
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
15
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Union Pacific Corporation
UNP
907818108
5/14/2015
16
Shareholder Proposal regarding Independent
Chairman
ShrHoldr
Against
For
Against
Verizon Communications Inc.
VZ
92343V104
5/7/2015
1
Elect Shellye L. Archambeau
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
2
Elect Mark T. Bertolini
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
3
Elect Richard L. Carrion
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
4
Elect Melanie L. Healey
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
5
Elect M. Frances Keeth
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
6
Elect Lowell C. McAdam
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
7
Elect Donald T. Nicolaisen
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
8
Elect Clarence Otis, Jr.
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
9
Elect Rodney E. Slater
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
10
Elect Kathryn A. Tesija
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
11
Elect Gregory D. Wasson
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
12
Ratification of Auditor
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
14
Shareholder Proposal Regarding Network Neutrality
ShrHoldr
Against
Against
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
16
Shareholder Proposal Regarding Approval of Severance Agreements
ShrHoldr
Against
Against
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
17
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Verizon Communications Inc.
VZ
92343V104
5/7/2015
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Virtus Investment Partners Inc
DCA
92829A103
6/4/2015
1.1
Elect Philip R. McLoughlin
Mgmt
For
For:96% Withhold: 4%
For
Virtus Investment Partners Inc
DCA
92829A103
6/4/2015
1.2
Elect George R. Aylward
Mgmt
For
For: 97% Withhold: 3%
For
Voya Asia Pacific High Dividend Equity Income Fund
IAE
44983J107
7/2/2014
1.1
Elect J. Michael Earley
Mgmt
For
For 93% Abstain 7%
For
Voya Asia Pacific High Dividend Equity Income Fund
IAE
44983J107
7/2/2014
1.2
Elect Patricia W. Kenny
Mgmt
For
For 93% Abstain 7%
For
Voya Asia Pacific High Dividend Equity Income Fund
IAE
44983J107
7/2/2014
1.3
Elect Roger B. Vincent
Mgmt
For
For 93% Abstain 7%
For
Voya Asia Pacific High Dividend Equity Income Fund
IAE
44983J107
7/2/2014
1.4
Elect Shaun P. Mathews
Mgmt
For
For 93% Abstain 7%
For
Voya Financial Inc
IAE
92912J102
2/10/2015
1
Approval of a New Sub-Advisory Agreement Between Voya Investments and IIMA
Mgmt
For
For
For
Voya Global Advantage and Premium Opportunity Fund
IGA
44982N109
7/2/2014
1.1
Elect J. Michael Earley
Mgmt
For
For 94% Abstain 6%
For
Voya Global Advantage and Premium Opportunity Fund
IGA
44982N109
7/2/2014
1.2
Elect Patricia W. Kenny
Mgmt
For
For 94% Abstain 6%
For
Voya Global Advantage and Premium Opportunity Fund
IGA
44982N109
7/2/2014
1.3
Elect Roger B. Vincent
Mgmt
For
For 94% Abstain 6%
For
Voya Global Advantage and Premium Opportunity Fund
IGA
44982N109
7/2/2014
1.4
Elect Shaun P. Mathews
Mgmt
For
For 94% Abstain 6%
For
Voya Global Equity Dividend and Premium Opportunity Fund
IHD
45685X104
7/2/2014
1.1
Elect J. Michael Earley
Mgmt
For
For 98% Abstain 2%
For
Voya Global Equity Dividend and Premium Opportunity Fund
IHD
45685X104
7/2/2014
1.2
Elect Patricia W. Kenny
Mgmt
For
For 98% Abstain 2%
For
Voya Global Equity Dividend and Premium Opportunity Fund
IHD
45685X104
7/2/2014
1.3
Elect Roger B. Vincent
Mgmt
For
For 98% Abstain 2%
For
Voya Global Equity Dividend and Premium Opportunity Fund
IHD
45685X104
7/2/2014
1.4
Elect Shaun P. Mathews
Mgmt
For
For 98% Abstain 2%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
45685U100
7/2/2014
1.1
Elect J. Michael Earley
Mgmt
For
For 94% Abstain 6%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
45685U100
7/2/2014
1.2
Elect Patricia W. Kenny
Mgmt
For
For 94% Abstain 6%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
45685U100
7/2/2014
1.3
Elect Roger B. Vincent
Mgmt
For
For 94% Abstain 6%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
45685U100
7/2/2014
1.4
Elect Shaun P. Mathews
Mgmt
For
For 94% Abstain 6%
For
Voya Natural Resources Equity Income Fund
IRR
449810100
7/2/2014
1.1
Elect J. Michael Earley
Mgmt
For
For 98% Abstain 2%
For
Voya Natural Resources Equity Income Fund
IRR
449810100
7/2/2014
1.2
Elect Patricia W. Kenny
Mgmt
For
For 98% Abstain 2%
For
Voya Natural Resources Equity Income Fund
IRR
449810100
7/2/2014
1.3
Elect Roger B. Vincent
Mgmt
For
For 98% Abstain 2%
For
Voya Natural Resources Equity Income Fund
IRR
449810100
7/2/2014
1.4
Elect Shaun P. Mathews
Mgmt
For
For 98% Abstain 2%
For
Voya Prime Rate Trust
PPR
44977W106
7/2/2014
1.1
Elect Colleen D. Baldwin
Mgmt
For
For 98% Abstain 2%
For
Voya Prime Rate Trust
PPR
44977W106
7/2/2014
1.2
Elect John V. Boyer
Mgmt
For
For 98% Abstain 2%
For
Voya Prime Rate Trust
PPR
44977W106
7/2/2014
1.3
Elect Patricia W. Chadwick
Mgmt
For
For 98% Abstain 2%
For
Voya Prime Rate Trust
PPR
44977W106
7/2/2014
1.4
Elect Albert E. DePrince, Jr.
Mgmt
For
For 98% Abstain 2%
For
Voya Prime Rate Trust
PPR
44977W106
7/2/2014
1.6
Elect J. Michael Earley
Mgmt
For
For 98% Abstain 2%
For
Voya Prime Rate Trust
PPR
44977W106
7/2/2014
1.7
Elect Russell H. Jones
Mgmt
For
For 98% Abstain 2%
For
Voya Prime Rate Trust
PPR
44977W106
7/2/2014
1.8
Elect Patricia W. Kenny
Mgmt
For
For 98% Abstain 2%
For
Voya Prime Rate Trust
PPR
44977W106
7/2/2014
1.9
Elect Joseph E. Obermeyer
Mgmt
For
For 98% Abstain 2%
For
Voya Prime Rate Trust
PPR
44977W106
7/2/2014
1.10
Elect Sheryl K. Pressler
Mgmt
For
For 98% Abstain 2%
For
Voya Prime Rate Trust
PPR
44977W106
7/2/2014
1.11
Elect Roger B. Vincent
Mgmt
For
For 98% Abstain 2%
For
Voya Prime Rate Trust
PPR
44977W106
7/2/2014
1.12
Elect Shaun P. Mathews
Mgmt
For
For 98% Abstain 2%
For
Voya Prime Rate Trust
PPR
44977W106
7/2/2014
1.5
Elect Peter S. Drotch
Mgmt
For
For 98% Abstain 2%
Against
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
3
Elect Roger C. Corbett
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
4
Elect Pamela J. Craig
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
6
Elect Timothy P. Flynn
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
7
Elect Thomas W. Horton
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
8
Elect Marissa A. Mayer
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
9
Elect C. Douglas McMillon
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
10
Elect Gregory B. Penner
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
11
Elect Steven S. Reinemund
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
12
Elect Kevin Y. Systrom
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
13
Elect Jim C. Walton
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
14
Elect S. Robson Walton
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
15
Elect Linda S. Wolf
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
16
Ratification of Auditor
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
18
2015 Equity Incentive Plan
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
20
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
21
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions in Maritime Shipping Supply Chain
ShrHoldr
Against
Against
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
22
Shareholder Proposal Regarding an Incentive Compensation Report
ShrHoldr
Against
Against
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
1
Elect Aida M. Alvarez
Mgmt
For
Against
Against
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
2
Elect James I. Cash, Jr.
Mgmt
For
Against
Against
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
5
Elect Michael T. Duke
Mgmt
For
Against
Against
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
19
Shareholder Proposal Regarding Recoupment Report
ShrHoldr
Against
For
Against
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
23
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Walt Disney Co.
DIS
254687106
3/12/2015
1
Elect Susan E. Arnold
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
2
Elect John S. Chen
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
3
Elect Jack Dorsey
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
4
Elect Robert A. Iger
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
5
Elect Fred H. Langhammer
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
6
Elect Aylwin B. Lewis
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
7
Elect Monica C. Lozano
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
8
Elect Robert W. Matschullat
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
9
Elect Sheryl Sandberg
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
10
Elect Orin C. Smith
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
11
Ratification of Auditor
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
14
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
Walt Disney Co.
DIS
254687106
3/12/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Walt Disney Co.
DIS
254687106
3/12/2015
13
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Wells Fargo & Company
WFC
949746101
4/28/2015
1
Elect John D. Baker II
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
2
Elect Elaine L. Chao
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
3
Elect John S. Chen
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
4
Elect Lloyd H. Dean
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
5
Elect Elizabeth A. Duke
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
6
Elect Susan E. Engel
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
7
Elect Enrique Hernandez, Jr.
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
8
Elect Donald M. James
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
10
Elect Federico F. Pena
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
11
Elect James H. Quigley
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
12
Elect Judith M. Runstad
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
13
Elect Stephen W. Sanger
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
14
Elect John G. Stumpf
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
15
Elect Susan G. Swenson
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
16
Elect Suzanne M. Vautrinot
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
18
Ratification of Auditor
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Wells Fargo & Company
WFC
949746101
4/28/2015
9
Elect Cynthia H. Milligan
Mgmt
For
Against
Against
Wells Fargo & Company
WFC
949746101
4/28/2015
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Wells Fargo Advantage Income Opportunities Fund
EOD
94987C103
2/9/2015
1.1
Elect William R. Ebsworth
Mgmt
For
For 96.5%  Withhold 3.5%
For
Wells Fargo Advantage Income Opportunities Fund
EOD
94987C103
2/9/2015
1.2
Elect Jane A. Freeman
Mgmt
For
For 96.5%  Withhold 3.5%
For
Wells Fargo Advantage Income Opportunities Fund
EOD
94987C103
2/9/2015
1.3
Elect Judith M. Johnson
Mgmt
For
For 96.5%  Withhold 3.5%
For
Wells Fargo Advantage Income Opportunities Fund
EOD
94987C103
2/9/2015
1.4
Elect Donald C. Willeke
Mgmt
For
For 96.5%  Withhold 3.5%
For
Western Asset Managed Municipals Portfolio Inc
MMU
95766M105
9/26/2014
1.1
Elect William R. Hutchinson
Mgmt
For
For 97%  Withhold 3%
For
Western Asset Managed Municipals Portfolio Inc
MMU
95766M105
9/26/2014
1.2
Elect Riordan Roett
Mgmt
For
For 97%  Withhold 3%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
EMO
18469P100
3/20/2015
1.1
Elect Robert D. Agdern
Mgmt
For
For 98% Withhold 2%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
EMO
18469P100
3/20/2015
1.2
Elect Carol L. Colman
Mgmt
For
For 98% Withhold 2%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
EMO
18469P100
3/20/2015
1.3
Elect Daniel P. Cronin
Mgmt
For
For 98% Withhold 2%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
EMO
18469P100
3/20/2015
1.4
Elect Paolo M. Cucchi
Mgmt
For
For 98% Withhold 2%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
CEM
184692101
3/20/2015
1.1
Elect Robert D. Agdern
Mgmt
For
For 98% Withhold 2%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
CEM
184692101
3/20/2015
1.2
Elect Leslie H. Gelb
Mgmt
For
For 98% Withhold 2%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
CEM
184692101
3/20/2015
1.3
Elect William R. Hutchinson
Mgmt
For
For 98% Withhold 2%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
HYI
95768B107
12/15/2014
1.1
Elect Eileen A. Kamerick
Mgmt
For
For 97.5%  Withhold 2.5%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
HYI
95768B107
12/15/2014
1.2
Elect Riordan Roett
Mgmt
For
For 97.5%  Withhold 2.5%
For
Yahoo! Inc.
YHOO
984332106
6/24/2015
1
Elect David Filo
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/24/2015
2
Elect Susan M. James
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/24/2015
3
Elect Max R. Levchin
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/24/2015
4
Elect Marissa A. Mayer
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/24/2015
5
Elect Thomas J. McInerney
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/24/2015
6
Elect Charles R. Schwab
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/24/2015
7
Elect H. Lee Scott, Jr.
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/24/2015
8
Elect Jane E. Shaw
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/24/2015
9
Elect Maynard G. Webb, Jr.
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/24/2015
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/24/2015
11
Ratification of Auditor
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/24/2015
12
Shareholder Proposal Regarding Formation of a Human Rights Committee
ShrHoldr
Against
Against
For
Yahoo! Inc.
YHOO
984332106
6/24/2015
13
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Zweig Total Return Fund Inc
ZTR
989837208
6/11/2015
1.1
Elect James B. Rogers, Jr.
Mgmt
For
For: 68% Withhold: 32%
For
Zweig Total Return Fund Inc
ZTR
989837208
6/11/2015
1.2
Elect Christopher Ruddy
Mgmt
For
For: 69% Withhold: 31%
For
 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant) Cornerstone Progressive Return Fund

By (Signature and Title)
/s/ Ralph W. Bradshaw
 
   
Ralph W. Bradshaw, President and Chairman
(Principal Executive Officer)
 
Date
August 10, 2015