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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Culhane Mark ONE CIRCLE STAR WAY SUITE 200 SAN CARLOS, CA 94070 |
Executive Vice President & CFO |
By: Michael J. McAdam, Attorney in Fact For: Mark A. Culhane | 01/15/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2007. |
(2) | Average sale price of $7.17 consists of the following blocks: 1 share was sold at $6.71, 200 shares were sold at $6.72 per share, 199 shares at $6.75, 300 shares at $6.85, 400 shares at $6.91, 200 shares at $6.98, 1,002 shares at $7.00, 900 shares at $7.01, 298 shares at $7.02, 300 shares at $7.04, 400 shares at $7.10, 200 shares at $7.11, 400 shares at $7.15, 500 shares at $7.17, 3 shares at $7.19, 197 shares at $7.22, 200 shares at $7.23, 275 shares at $7.24, 200 shares at $7.26, 400 shares at $7.29, 600 shares at $7.36, 200 shares at $7.37, 200 shares at $7.38, 12 shares at $7.40, 588 shares at $7.41, 100 shares at $7.43, 100 shares at $7.44, 44 shares at $7.49, 156 shares at $7.51, 100 shares at $7.53, 300 shares at $7.54, 100 shares at $7.61, 200 shares at $7.65, and 100 shares were sold at $7.67. |
(3) | Shares held by Culhane Family Revocable Trust dated 12/16/99 |
(4) | Shares held by Maxwell A. R. Culhane 1999 Irrevocable Trust |
(5) | Shares held by Michael D. Culhane 1999 Irrevocable Trust |
(6) | Shares held by Monica G. Culhane 1999 Irrevocable Trust |