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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to Buy) | $ 26.11 | 06/14/2013 | M | 7,250 | (2) | 04/16/2019 | Common Stock, $1 par value. | 7,250 | $ 0 | 0 | D | ||||
Option (Right to Buy) | $ 60.08 | 06/14/2013 | M | 3,875 | (3) | 04/16/2020 | Common Stock, $1 par value. | 3,875 | $ 0 | 3,875 | D | ||||
Option (Right to Buy) | $ 64.97 | 06/14/2013 | M | 34,755 | (4) | 04/07/2021 | Common Stock, $1 par value. | 3,475 | $ 0 | 6,950 | D | ||||
Option (Right to Buy) | $ 91.88 | 06/14/2013 | M | 2,725 | (5) | 04/05/2022 | Common Stock, $1 par value. | 2,725 | $ 0 | 8,175 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MURRY PAUL THOMAS C/O CALVIN KLEIN, INC. 205 WEST 39TH STREET NEW YORK, NY 10018 |
President, Calvin Klein |
Paul Thomas Murry | 06/17/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 14,398 shares of Common Stock subject to awards of restricted stock units. |
(2) | This was part of a grant of 29,000 options, of which 7,250 options became exercisable on each of 4/16/10, 4/16/11, 4/16/12 and 4/16/2013. |
(3) | This was part of a grant of 15,500 options, of which 3,875 options became exercisable on each of 4/6/11, 4/6/12, 4/6/13 and 3,875 options will become exercisable on 4/6/14. |
(4) | This was part of a grant of 13,900 options, of which 3,475 options became exercisable on each of 4/7/12, 4/7/13 and 4,825 options will become exercisable on 4/7/14 and 4/7/15. |
(5) | This was part of a grant of 10,900 options, of which 2,725 options became exercisable on 4/5/13 and 2,725 options will become exercisable on 4/5/14, 4/5/15 and 4/5/16. |