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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock Units | $ 0 | 02/07/2018 | M | 10,374 | (1) | (1) | Phantom Stock Units | (1) | (1) | 55,574 (2) | D | ||||
Stock Option | $ 28.67 | 09/05/2015 | 08/01/2019 | Common Stock | 9,892 | 9,892 | D | ||||||||
Stock Option | $ 30.12 | 03/05/2016 | 02/13/2020 | Common Stock | 14,143 | 14,143 | D | ||||||||
Stock Option | $ 31.74 | 03/05/2017 | 02/13/2021 | Common Stock | 12,535 | 12,535 | D | ||||||||
Stock Option | $ 21.69 | (3) | 02/12/2022 | Common Stock | 29,528 | 29,528 | D | ||||||||
Stock Option | $ 10.12 | (4) | 02/16/2023 | Common Stock | 26,645 | 26,645 | D | ||||||||
Stock Option | $ 16.98 | (5) | 02/13/2024 | Common Stock | 27,856 | 27,856 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WOOSLEY CHRISTOPHER K 1050 17TH STREET SUITE 800 DENVER, CO 80265 |
SVP and General Counsel |
/s/Dane E. Allen, Attorney in Fact | 02/09/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In February 2015, QEP's Compensation Committee granted 10,374 PSUs under the QEP's Cash Incentive Plan, which amount represented the number of common shares on which payout would be made in cash if target performance was achieved during the three-year performance period ended 12/31/17. Payout was earned at 85% of target, and a cash payout was made on 75,243 common shares. |
(2) | In February 2016 and 2017, QEP's Compensation Committee granted 32,016 PSUs and 23,558 PSUs, respectively, under the QEP's Cash Incentive Plan, which represents the number of common shares on which payout will be made in cash (or, at the election of the Compensation Committee, shares) if target relative TSR performance is achieved during the three-year performance period ending 12/31/18 and 12/31/19, respectively. |
(3) | The option vests in three annual installments beginning on March 5, 2016, subject to accelerated vesting upon the occurrence of certain events as set forth in the award agreement. |
(4) | The option vests in three annual installments beginning on March 5, 2017, subject to accelerated vesting upon the occurrence of certain events as set forth in the award agreement. |
(5) | The option vests in three annual installments beginning on March 5, 2018, subject to accelerated vesting upon the occurrence of certain events as set forth in the award agreement |