UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | Â (2) | 10/14/2025 | Class A Common Stock | 15,000 | $ 28.54 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (3) | 02/25/2026 | Class A Common Stock | 27,500 | $ 12.3 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (4) | 12/14/2026 | Class A Common Stock | 57,078 | $ 8.69 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Barna Sandor 3000 CLEARVIEW WAY SAN MATEO, CA 94402 |
 |  |  SVP, Chief Technology Officer |  |
Jason Stephen, Attorney-in-Fact for Sandor Barna | 02/08/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes awards of restricted stock units (RSUs), which vest (i) in four equal annual installments beginning on October 15, 2016 and February 15, 2017, (ii) in four equal semi-annual installments beginning on June 15, 2017, and (iii) in six equal semi-annual installments beginning on April 15, 2018, subject to the Reporting Person's continuous service. The RSUs were granted on October 15, 2015, February 26, 2016, December 15, 2016 and October 13, 2017. |
(2) | The option shall vest over a four year period as follows: 25% of the underlying shares vested on September 22, 2016, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continuous service. |
(3) | The option shall vest over a four year period as follows: 25% of the underlying shares vested on February 26, 2017, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continuous service. |
(4) | The option shall vest over a two year period as follows: 25% of the underlying shares vested on June 15, 2017, and 1/24 of the shares vest monthly thereafter, subject to the Reporting Person's continuous service. |
 Remarks: Exhibit 24 - Power of Attorney |