UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | Â (1) | Â (2) | Common Stock | 840 (3) | $ (4) | D | Â |
Restricted Stock Units | Â (5) | Â (2) | Common Stock | 1,680 (6) | $ (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KOOPMANS MENNO 201 EAST SANDPOINTE 8TH FLOOR SANTA ANA, CA 92707-6708 |
 |  |  Sr. Vice President |  |
/s/Menno Koopmans by Valerie J. Ballard, pursuant to Limited Power of Attorney dated February 3, 2017 (attached) | 02/10/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person received a grant of 2520 restricted stock units on December 19, 2014, that vest over a 3 year ratable annual vesting period which began on December 19, 2015. |
(2) | Not Applicable |
(3) | This is the number of restricted stock units outstanding on the the RSU Grant dated December 19, 2014. |
(4) | Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
(5) | The reporting person received a grant of 2520 restricted stock units on December 22, 2015, that vest over a 3 year ratable annual vesting period which began on December 22, 2016. |
(6) | This is the number of restricted stock units outstanding on the RSU Grant dated December 22, 2015. |