UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (Right to Buy) | 08/26/2014 | 08/26/2021 | Common Stock, Par Value $1.00 | 1,366 | $ 37.69 | D | Â |
Non-Qualified Stock Option (Right to Buy) | 08/24/2015(1) | 08/24/2022 | Common Stock, Par Value $1.00 | 3,433 | $ 46.53 | D | Â |
Non-Qualified Stock Option (Right to Buy) | 08/23/2016(2) | 08/23/2023 | Common Stock, Par Value $1.00 | 10,000 | $ 56.97 | D | Â |
Non-Qualified Stock Option (Right to Buy) | 08/22/2017(3) | 08/22/2024 | Common Stock, Par Value $1.00 | 7,700 | $ 71.02 | D | Â |
Performance Stock Units | Â (4) | Â (4) | Common Stock, Par Value $1.00 | 1,300 | $ 0 (4) | D | Â |
Performance Stock Units | Â (5) | Â (5) | Common Stock, Par Value $1.00 | 2,200 | $ 0 (5) | D | Â |
Performance Stock Units | Â (6) | Â (6) | Common Stock, Par Value $1.00 | 1,650 | $ 0 (6) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GATTLE WILLIAM H HARRIS CORPORATION 1395 TROUTMAN BOULEVARD NE PALM BAY, FL 32905 |
 |  |  President, Space and Intel Sys |  |
By: /s/ Scott T. Mikuen, Attorney-in-Fact For: William H. Gattle | 07/14/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Of the 5,150 options granted on this 8/24/12 stock option, 1,717 options were exercisable on 8/24/13 (and were exercised previously), an additional 1,717 became exercisable on 8/24/14, and the remaining 1,716 options become exercisable on 8/24/15. |
(2) | Of the 10,000 options granted on this 8/23/13 stock option, 3,334 options were exercisable on 8/23/14, an additional 3,333 become exercisable on 8/23/15, and the remaining 3,333 options become exercisable on 8/23/16. |
(3) | Of the 7,700 options granted on this 8/22/14 stock option, 2,567 options become exercisable on 8/22/15, an additional 2,567 become exercisable on 8/22/16, and the remaining 2,566 options become exercisable on 8/22/17. |
(4) | Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 6/30/12. The 1,300 performance stock units vested on 7/3/2015. Vested shares are subject to adjustment and will be delivered to the reporting person within two and one-half months of vesting. |
(5) | Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 6/29/13. The 2,200 performance stock units will vest on 7/1/16. Vested shares are subject to future adjustment and will be delivered to the reporting person within two and one-half months of vesting. |
(6) | Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 6/28/14. The 1,650 performance stock units will vest on 6/30/17. Vested shares are subject to future adjustment and will be delivered to the reporting person within two and one-half months of vesting. |
 Remarks: Exhibit List: Exhibit 24 - Power of Attorney |