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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (Right to Buy) | $ 45.43 | 05/16/2013 | M(1) | 6,174 | 05/16/2004 | 05/16/2013 | RNR Common Stock | 6,174 | $ 0 | 0 | D | ||||
Incentive Stock Option (Right to Buy) | $ 45.43 | 05/16/2013 | M/K(2) | 2,058 | 05/16/2004 | 05/16/2013 | RNR Common Stock | 2,058 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Todd Rider Fonner RENAISSANCE HOUSE 12 CROW LANE PEMBROKE, D0 HM 19 |
SVP & CIO |
/S/ Stephen H. Weinstein, Attorney-in-Fact | 05/20/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The transactions reported hereby relate exclusively to the exercise of Non Qualified employee stock options originally granted to the Reporting Person on May 16, 2003 with a ten year term and were exercised on the expiry date. |
(2) | The transactions reported hereby relate exclusively to the exercise of Incentive Stock Options originally granted to the Reporting Person on May 16, 2003 with a ten year term and were exercised on the expiry date by means of a stock swap. As a result of this stock swap, the reporting person acquired ownership of an additional 997 shares of RNR common stock. |
(3) | Includes 5,629 shares from prior awards of Performance Shares which will not be earned as the aplicable performance conditions were not met, but will remain outstanding under the terms of the Plan until the time vesting requirement is met, at which point the shares will be cancelled. |