1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Common Stock Option
|
05/12/2002 |
05/12/2009 |
Common Stock, par value $0.01 per share
|
15,000
|
$
3.15
|
D
|
Â
|
Common Stock Option
|
05/01/2005 |
05/01/2010 |
Common Stock, par value $0.01 per share
|
10,000
|
$
3.15
|
D
|
Â
|
Common Stock Option
|
Â
(1)
|
02/13/2011 |
Common Stock, par value $0.01 per share
|
10,000
|
$
3.15
|
D
|
Â
|
Common Stock Option
|
Â
(2)
|
01/16/2012 |
Common Stock, par value $0.01 per share
|
178,216
|
$
3.15
|
D
|
Â
|
Common Stock Option
|
Â
(3)
|
02/27/2014 |
Common Stock, par value $0.01 per share
|
111,783
|
$
3.15
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
80% is presently exercisable and 20% will become exercisable on 02/13/2006 should Builders FirstSource, Inc. (the "Company") meet certain financial targets. However, regardless of whether the Company meets its financial targets, the option will be fully exercisable on 02/13/2010. |
(2) |
75% is presently exercisable and 25% will become exercisable on 09/01/2005. |
(3) |
16.67% is presently exercisable and the remainder will become exercisable in 2005 and 2006 should the Company meet certain financial targets in those years. However, regardless of whether the Company meets its financial targets, the option will be fully exercisable on 12/31/2011. |