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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 33.65 | 11/29/2004 | M | 3,250 | (3) | 08/23/2012 | Common Stock, Par Value $1.00 | 3,250 | $ 0 | 3,250 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 67.15 | 11/29/2004 | A | 1,623 | 05/29/2005 | 08/23/2012 | Common Stock, Par Value $1.00 | 1,623 | $ 0 | 1,623 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 32.55 | 11/29/2004 | M | 3,327 | (4) | 08/22/2013 | Common Stock, Par Value $1.00 | 3,327 | $ 0 | 7,500 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 67.15 | 11/29/2004 | A | 1,607 | 05/29/2005 | 08/22/2013 | Common Stock, Par Value $1.00 | 1,607 | $ 0 | 1,607 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 37.43 | 11/29/2004 | M | 4,444 | 04/30/2004 | 08/27/2009 | Common Stock, Par Value $1.00 | 4,444 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 67.15 | 11/29/2004 | A | 2,468 | 05/29/2005 | 08/27/2009 | Common Stock, Par Value $1.00 | 2,468 | $ 0 | 2,468 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 37.43 | 11/29/2004 | M | 3,247 | 04/30/2004 | 08/23/2006 | Common Stock, Par Value $1.00 | 3,247 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 67.15 | 11/29/2004 | A | 1,803 | 05/29/2005 | 08/23/2006 | Common Stock, Par Value $1.00 | 1,803 | $ 0 | 1,803 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 45.64 | 11/29/2004 | M | 6,488 | 11/26/2004 | 08/25/2010 | Common Stock, Par Value $1.00 | 6,488 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 67.15 | 11/29/2004 | A | 4,394 | 05/29/2005 | 08/25/2010 | Common Stock, Par Value $1.00 | 4,394 | $ 0 | 4,394 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 45.64 | 11/29/2004 | M | 5,974 | 11/26/2004 | 08/24/2011 | Common Stock, Par Value $1.00 | 5,974 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 67.15 | 11/29/2004 | A | 4,046 | 05/29/2005 | 08/24/2011 | Common Stock, Par Value $1.00 | 4,046 | $ 0 | 4,046 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 37.43 | 11/29/2004 | M | 1,429 | 04/30/2004 | 08/25/2005 | Common Stock, Par Value $1.00 | 1,429 | $ 0 | 1,758 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 67.15 | 11/29/2004 | A | 793 | 05/29/2005 | 08/25/2005 | Common Stock, Par Value $1.00 | 793 | $ 0 | 793 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MASSARI CHESTER A RF COMMUNICATIONS DIVISION 1680 UNIVERSITY AVENUE ROCHESTER, NY 14610 |
President - RFCD |
By: /s/ Scott T. Mikuen, Attorney-in-Fact, For: Chester A. Massari | 12/01/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Stock swap exercise (referenced in Table II) and disposition of shares upon tax withholding. |
(2) | Aggregate of 42,664.44 shares listed in Column 5 of Table I includes 14,000 performance shares previously reported and subject to adjustment and 1.60 shares acquired through the Harris Corporation 401(k) Retirement Plan on 9/3/04. |
(3) | Of the 13,000 shares granted on this 8/23/02 stock option, 6,500 shares are exercisable on 8/23/03, 3,250 shares are exercisable on 8/23/04, and 3,250 shares are exercisable on 8/23/05. |
(4) | Of the 15,000 shares granted on this 8/22/03 stock option, 7,500 shares are exercisable on 8/22/04, 3,750 shares are exercisable on 8/22/05, and 3,750 shares are exercisable on 8/22/06. |