---

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-21407

 

Nuveen Diversified Dividend and Income Fund

---

(Exact name of registrant as specified in charter)

 

333 West Wacker Drive, Chicago, Illinois 60606

---

(Address of principal executive offices) (Zip Code)

 

Gifford R. Zimmerman – Chief Administrative Officer

---

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 312-917-7700

 

Date of fiscal year-end: December 31

 

Date of reporting period: June 30, 2010

 

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Item 1. Proxy Voting Record

 

Proxy Voting Summary

Nuveen Diversified Dividend and Income Fund

Security Capital Sleeve

July 1, 2009 - June 30, 2010

 

Company Name

Ticker

CUSIP

Meeting Date

Meeting Type

Item Number

Proposal

Proponet

Management Recommendation

Vote Instruction

HCP, Inc.

HCP

40414L109

22-Apr-10

Annual

1.1

Elect Director James F. Flaherty III

Management

For

For

1.2

Elect Director Christine N. Garvey

Management

For

For

1.3

Elect Director David B. Henry

Management

For

For

1.4

Elect Director Lauralee E. Martin

Management

For

For

1.5

Elect Director Michael D. Mckee

Management

For

For

1.6

Elect Director Harold M. Messmer, Jr.

Management

For

For

1.7

Elect Director Peter L. Rhein

Management

For

For

1.8

Elect Director Kenneth B. Roath

Management

For

For

1.9

Elect Director Richard M. Rosenberg

Management

For

For

1.10

Elect Director Joseph P. Sullivan

Management

For

For

2

Ratify Auditors

Management

For

For

3

Require a Majority Vote for the Election of Directors

Share Holder

Against

Against

Apartment Investment and Management Company

AIV

03748R101

26-Apr-10

Annual

1

Elect Director James N. Bailey

Management

For

For

2

Elect Director Terry Considine

Management

For

For

3

Elect Director Richard S. Ellwood

Management

For

For

4

Elect Director Thomas L. Keltner

Management

For

For

5

Elect Director J. Landis Martin

Management

For

For

6

Elect Director Robert A. Miller

Management

For

For

7

Elect Director Kathleen M. Nelson

Management

For

For

8

Elect Director Michael A. Stein

Management

For

For

9

Ratify Auditors

Management

For

For

Ventas, Inc.

VTR

92276F100

30-Apr-10

Annual

1.1

Elect Director Debra A. Cafaro

Management

For

For

1.2

Elect Director Douglas Crocker, II

Management

For

For

1.3

Elect Director Ronald G. Geary

Management

For

For

1.4

Elect Director Jay M. Gellert

Management

For

For

1.5

Elect Director Robert D. Reed

Management

For

For

1.6

Elect Director Sheli Z. Rosenberg

Management

For

For

1.7

Elect Director James D. Shelton

Management

For

For

1.8

Elect Director Thomas C. Theobald

Management

For

For

2

Ratify Auditors

Management

For

For

3

Require a Majority Vote for the Election of Directors

Share Holder

Against

Against

Federal Realty Investment Trust

FRT

313747206

04-May-10

Annual

1.1

Elect Director Jon E. Bortz

Management

For

For

1.2

Elect Director David W. Faeder

Management

For

For

1.3

Elect Director Kristin Gamble

Management

For

For

2

Ratify Auditors

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Prepare Sustainability Report

Share Holder

Against

Against

Sunstone Hotel Investors, Inc.

SHO

867892101

05-May-10

Annual

1.1

Elect Director Robert A. Alter

Management

For

For

1.2

Elect Director Arthur L. Buser, Jr.

Management

For

For

1.3

Elect Director Lewis N. Wolff

Management

For

For

---

1.4

Elect Director Z. Jamie Behar

Management

For

For

1.5

Elect Director Thomas A. Lewis, Jr.

Management

For

For

1.6

Elect Director Keith M. Locker

Management

For

For

1.7

Elect Director Keith P. Russell

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

AMB Property Corporation

AMB

00163T109

06-May-10

Annual

1

Elect Director T. Robert Burke

Management

For

For

2

Elect Director David A. Cole

Management

For

For

3

Elect Director Lydia H. Kennard

Management

For

For

4

Elect Director J. Michael Losh

Management

For

For

5

Elect Director Hamid R. Moghadam

Management

For

For

6

Elect Director Frederick W. Reid

Management

For

For

7

Elect Director Jeffrey L. Skelton

Management

For

For

8

Elect Director Thomas W. Tusher

Management

For

For

9

Elect Director Carl B. Webb

Management

For

For

10

Ratify Auditors

Management

For

For

Health Care REIT, Inc.

HCN

42217K106

06-May-10

Annual

1.1

Elect Director Thomas J. DeRosa

Management

For

For

1.2

Elect Director Jeffrey H. Donahue

Management

For

For

1.3

Elect Director Fred S. Klipsch

Management

For

For

2

Ratify Auditors

Management

For

For

Host Hotels & Resorts, Inc.

HST

44107P104

06-May-10

Annual

1

Elect Director Roberts M. Baylis

Management

For

For

1.2

Elect Director Willard W. Brittain, Jr.

Management

For

For

3

Elect Director Terence C. Golden

Management

For

For

4

Elect Director Ann McLaughlin Korologos

Management

For

Against

5

Elect Director Richard E. Marriott

Management

For

For

6

Elect Director John B. Morse, Jr.

Management

For

For

7

Elect Director Gordon H. Smith

Management

For

For

8

Elect Director W. Edward Walter

Management

For

For

9

Ratify Auditors

Management

For

For

Public Storage

PSA

74460D109

06-May-10

Annual

1.1

Elect Director B. Wayne Hughes

Management

For

For

1.2

Elect Director Ronald L. Havner, Jr.

Management

For

For

1.3

Elect Director Dann V. Angeloff

Management

For

For

1.4

Elect Director William C. Baker

Management

For

For

1.5

Elect Director John T. Evans

Management

For

For

1.6

Elect Director Tamara Hughes Gustavson

Management

For

For

1.7

Elect Director Uri P. Harkham

Management

For

For

1.8

Elect Director B. Wayne Hughes, Jr.

Management

For

For

1.9

Elect Director Harvey Lenkin

Management

For

For

1.10

Elect Director Avedick B. Poladian

Management

For

For

1.11

Elect Director Gary E. Pruitt

Management

For

For

1.12

Elect Director Ronald P. Spogli

Management

For

For

1.13

Elect Director Daniel C. Staton

Management

For

For

2

Ratify Auditors

Management

For

For

Simon Property Group, Inc.

SPG

828806109

06-May-10

Annual

1

Elect Director Melvyn E. Bergstein

Management

For

For

2

Elect Director Linda Walker Bynoe

Management

For

For

3

Elect Director Larry C. Glasscock

Management

For

For

4

Elect Director Karen N. Horn, PhD

Management

For

For

---

5

Elect Director Allan Hubbard

Management

For

For

6

Elect Director Reuben S. Leibowitz

Management

For

For

7

Elect Director Daniel C. Smith, PhD

Management

For

For

8

Elect Director J. Albert Smith, Jr.

Management

For

For

9

Ratify Auditors

Management

For

For

Saul Centers, Inc.

BFS

804395101

07-May-10

Annual

1.1

Elect Director General P.X. Kelley

Management

For

For

1.2

Elect Director Charles R. Longsworth

Management

For

For

1.3

Elect Director Patrick F. Noonan

Management

For

For

1.4

Elect Director B. Francis Saul III

Management

For

For

2

Ratify Auditors

Management

For

For

3

Other Business

Management

For

Against

Senior Housing Properties Trust

SNH

81721M109

12-May-10

Annual

1.1

Elect Trustee John L. Harrington

Management

For

For

1.2

Elect Trustee Mr. Adam Portnoy

Management

For

For

2

Ratify Auditors

Management

For

For

Corporate Office Properties Trust

OFC

22002T108

13-May-10

Annual

1.1

Elect Director Jay H. Shidler

Management

For

For

1.2

Elect Director Clay W. Hamlin, III

Management

For

For

1.3

Elect Director Thomas F. Brady

Management

For

For

1.4

Elect Director Robert L. Denton

Management

For

For

1.5

Elect Director Douglas M. Firstenberg

Management

For

For

1.6

Elect Director Randall M. Griffin

Management

For

For

1.7

Elect Director David M. Jacobstein

Management

For

For

1.8

Elect Director Steven D. Kesler

Management

For

For

1.9

Elect Director Kenneth S. Sweet, Jr.

Management

For

For

1.10

Elect Director Richard Szafranski

Management

For

For

1.11

Elect Director Kenneth D. Wethe

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify Auditors

Management

For

For

Vornado Realty Trust

VNO

929042109

13-May-10

Annual

1.1

Elect Director Candace K. Beinecke

Management

For

For

1.2

Elect Director Robert P. Kogod

Management

For

For

1.3

Elect Director David Mandelbaum

Management

For

For

1.4

Elect Director Richard R. West

Management

For

For

2

Ratify Auditors

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Require a Majority Vote for the Election of Directors

Share Holder

Against

Against

5

Require Independent Board Chairman

Share Holder

Against

Against

6

Declassify the Board of Directors

Share Holder

Against

For

Boston Properties, Inc.

BXP

101121101

18-May-10

Annual

1.1

Elect Director Mortimer B. Zuckerman

Management

For

For

1.2

Elect Director Carol B. Einiger

Management

For

For

1.3

Elect Director Jacob A. Frenkel

Management

For

For

2

Declassify the Board of Directors and Eliminate Plurality Voting Standard For Election of Directors

Management

For

For

3

Ratify Auditors

Management

For

For

4

Prepare a Sustainability Report

Share Holder

Against

Against

5

Require Independent Board Chairman

Share Holder

Against

Against

Essex Property Trust, Inc.

ESS

297178105

18-May-10

Annual

1.1

Elect Director Keith R. Guericke

Management

For

For

1.2

Elect Director Issie N. Rabinovitch

Management

For

For

1.3

Elect Director Thomas E. Randlett

Management

For

For

---

2

Ratify Auditors

Management

For

For

3

Other Business

Management

For

Against

AvalonBay Communities, Inc.

AVB

053484101

19-May-10

Annual

1.1

Elect Director Bryce Blair

Management

For

For

1.2

Elect Director Bruce A. Choate

Management

For

For

1.3

Elect Director John J. Healy, Jr.

Management

For

For

1.4

Elect Director Timothy J. Naughton

Management

For

For

1.5

Elect Director Lance R. Primis

Management

For

For

1.6

Elect Director Peter S. Rummell

Management

For

For

1.7

Elect Director H. Jay Sarles

Management

For

For

1.8

Elect Director W. Edward Walter

Management

For

For

2

Ratify Auditors

Management

For

For

Extra Space Storage Inc.

EXR

30225T102

19-May-10

Annual

1.1

Elect Director Spencer F. Kirk

Management

For

For

1.2

Elect Director Anthony Fanticola

Management

For

For

1.3

Elect Director Hugh W. Horne

Management

For

For

1.4

Elect Director Joseph D. Margolis

Management

For

For

1.5

Elect Director Roger B. Porter

Management

For

For

1.6

Elect Director K. Fred Skousen

Management

For

For

1.7

Elect Director Kenneth M. Woolley

Management

For

For

2

Ratify Auditors

Management

For

For

Taubman Centers, Inc.

TCO

876664103

21-May-10

Annual

1.1

Elect Director Jerome A. Chazen

Management

For

For

1.2

Elect Director Craig M. Hatkoff

Management

For

For

1.3

Elect Director Ronald W. Tysoe

Management

For

For

2

Ratify Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

Mack-Cali Realty Corporation

CLI

554489104

25-May-10

Annual

1.1

Elect Director Alan S. Bernikow

Management

For

For

1.2

Elect Director Kenneth M. Duberstein

Management

For

For

1.3

Elect Director Vincent Tese

Management

For

For

1.4

Elect Director Roy J. Zuckerberg

Management

For

For

2

Ratify Auditors

Management

For

For

Douglas Emmett, Inc.

DEI

25960P109

27-May-10

Annual

1.1

Elect Director Dan A. Emmett

Management

For

For

1.2

Elect Director Jordan L. Kaplan

Management

For

For

1.3

Elect Director Kenneth M. Panzer

Management

For

For

1.4

Elect Director Leslie E. Bider

Management

For

For

1.5

Elect Director Ghebre Selassie Mehreteab

Management

For

For

1.6

Elect Director Thomas E. O’Hern

Management

For

For

1.7

Elect Director Andrea Rich

Management

For

For

1.8

Elect Director William Wilson III

Management

For

For

2

Ratify Auditors

Management

For

For

The Macerich Company

MAC

554382101

27-May-10

Annual

1

Elect Director Arthur M. Coppola

Management

For

For

2

Elect Director Edward C. Coppola

Management

For

For

3

Elect Director James S. Cownie

Management

For

For

4

Elect Director Fred S. Hubbell

Management

For

For

5

Elect Director Mason G. Ross

Management

For

For

6

Elect Director Dr. William P. Sexton

Management

For

For

7

Ratify Auditors

Management

For

For

SL Green Realty Corp.

SLG

78440X101

15-Jun-10

Annual

1.1

Director Edwin T. Burton, III

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify Auditors

Management

For

For

Equity Residential

EQR

29476L107

16-Jun-10

Annual

1.1

Elect Trustee John W. Alexander

Management

For

For

1.2

Elect Trustee Charles L. Atwood

Management

For

For

1.3

Elect Trustee Linda Walker Bynoe

Management

For

For

1.4

Elect Trustee Boone A. Knox

Management

For

For

1.5

Elect Trustee John E. Neal

Management

For

For

1.6

Elect Trustee David J. Neithercut

Management

For

For

1.7

Elect Trustee Mark S. Shapiro

Management

For

For

1.8

Elect Trustee Gerald A. Spector

Management

For

For

1.9

Elect Trustee B. Joseph White

Management

For

For

1.10

Elect Trustee Samuel Zell

Management

For

For

2

Ratify Auditors

Management

For

For

3

Require a Majority Vote for the Election of Trustees

Share Holder

Against

Against

---

Nuveen Diversified Dividend and Income Fund

NWQ Sleeve

 

Merck & Co., Inc.		Meeting Date		CUSIP		Meeting Type
Ticker: MRK		07-Aug-09		589331107		Special

				Management Recommendation		Vote Instruction
1		Approve Acquisition		For		For

 

CA, Inc.		Meeting Date		CUSIP		Meeting Type
Ticker: CA		14-Sep-09		12673P105		Annual

				Management Recommendation		Vote Instruction
1		Elect Director Raymond J. Bromark		For		For
2		Elect Director Gary J. Fernandes		For		For
3		Elect Director Kay Koplovitz		For		For
4		Elect Director Christopher B. Lofgren		For		For
5		Elect Director William E. McCracken		For		For
6		Elect Director John A. Swainson		For		For
7		Elect Director Laura S. Unger		For		For
8		Elect Director Arthur F. Weinbach		For		For
9		Elect Director Renato (Ron) Zambonini		For		For
10		Ratify Auditors		For		For
11		Amend Executive Bonus Program		Against		For

 

H. J. Heinz Finance Co		Meeting Date		CUSIP		Meeting Type
Ticker: N/A		28-Sep-09		42307T306		Annual

				Management Recommendation		Vote Instruction
1.1		Elect Director Leonard A. Cullo, Jr.		For		For
1.2		Elect Director Edward J. McMenamin		For		For
1.3		Elect Director Arthur B. Winkleblack		For		For
2		Elect Director Andrew L. Stidd		For		For

 

Frontier Communications Corp.		Meeting Date		CUSIP		Meeting Type
Ticker: FTR		27-Oct-09		35906A108		Special

				Management Recommendation		Vote Instruction
1		Approve Merger Agreement		For		For
2		Increase Authorized Common Stock		For		For
3		Issue Shares in Connection with Acquisition		For		For

 

Microsoft Corporation		Meeting Date		CUSIP		Meeting Type
Ticker: MSFT		19-Nov-09		594918104		Annual

				Management Recommendation		Vote Instruction
1		Elect Director William H. Gates, III		For		For
2		Elect Director Steven A. Ballmer		For		For
3		Elect Director Dina Dublon		For		For
4		Elect Director Raymond V. Gilmartin		For		For
5		Elect Director Reed Hastings		For		For
6		Elect Director Maria Klawe		For		For
7		Elect Director David F. Marquardt		For		For
8		Elect Director Charles H. Noski		For		For
9		Elect Director Helmut Panke		For		For
10		Ratify Auditors		For		For
11		Permit Right to Call Special Meeting		For		For
12		Advisory Vote to Ratify Named Executive Officers’ Compensation		For		For
13		Adopt Principles for Health Care Reform		Against		Against
14		Report on Charitable Contributions		Against		Against

---

EDP-Energias de Portugal S.A		Meeting Date		CUSIP		Meeting Type
Ticker: N/A		16-Apr-10		X67925119		Annual

				Management Recommendation		Vote Instruction
		Meeting for ADR Holders
1		Accept Financial Statements and Statutory Reports for Fiscal 2009		For		For
2		Approve Allocation of Income and Dividends		For		For
3		Approve Discharge of Management and Supervisory Board		For		For
4		Authorize Repurchase and Reissuance of Shares		For		Against
5		Authorize Repurchase and Reissuance of Debt Instruments		For		For
6		Approve Remuneration Report Issued by Remuneration Committee for the Executive Directors		For		Against
7		Approve Remuneration Report Issued by Remuneration Committee for the Corporate Bodies		For		Against
8		Elect Supervisory Board Member		None		Against

 

Citigroup Inc.		Meeting Date		CUSIP		Meeting Type
Ticker: C		20-Apr-10		172967101		Annual

				Management Recommendation		Vote Instruction
1		Elect Director Alain J.P. Belda		For		For
2		Elect Director Timothy C. Collins		For		For
3		Elect Director Jerry A. Grundhofer		For		For
4		Elect Director Robert L. Joss		For		For
5		Elect Director Andrew N. Liveris		For		For
6		Elect Director Michael E. O’Neill		For		For
7		Elect Director Vikram S. Pandit		For		For
8		Elect Director Richard D. Parsons		For		For
9		Elect Director Lawrence R. Ricciardi		For		For
10		Elect Director Judith Rodin		For		For
11		Elect Director Robert L. Ryan		For		For
12		Elect Director Anthony M. Santomero		For		For
13		Elect Director Diana L. Taylor		For		For
14		Elect Director William S. Thompson, Jr.		For		For
15		Elect Director Ernesto Zedillo		For		For
16		Ratify Auditors		For		For
17		Amend Omnibus Stock Plan		For		For
18		Amend Omnibus Stock Plan		For		For
19		Advisory Vote to Ratify Named Executive Officers’ Compensation		For		For
20		Amend NOL Rights Plan (NOL Pill)		For		For
21		Approve Reverse Stock Split		For		For
22		Affirm Political Non-Partisanship		Against		Against
23		Report on Political Contributions		Against		For
24		Report on Collateral in Derivatives Trading		Against		For
25		Amend Articles/Bylaws/Charter — Call Special Meetings		Against		For
26		Stock Retention/Holding Period		Against		For
27		Reimburse Expenses Incurred by Stockholder in Contested Election of Directors		Against		For

 

Lockheed Martin Corporation		Meeting Date		CUSIP		Meeting Type
Ticker: LMT		22-Apr-10		539830109		Annual

				Management Recommendation		Vote Instruction
1		Elect Director E. C. “Pete” Aldrige, Jr.		For		For
2		Elect Director Nolan D. Archibald		For		For
3		Elect Director David B. Burritt		For		For
4		Elect Director James O. Ellis, Jr.		For		For
5		Elect Director Gwendolyn S. King		For		For
6		Elect Director James M. Loy		For		For
7		Elect Director Douglas H. McCorkindale		For		For
8		Elect Director Joseph W. Ralston		For		For
9		Elect Director James Schneider		For		For
10		Elect Director Anne Stevens		For		For
11		Elect Director Robert J. Stevens		For		For
12		Ratify Auditors		For		For
13		Report on Space-based Weapons Program		Against		Against

---

Pfizer Inc.		Meeting Date		CUSIP		Meeting Type
Ticker: PFE		22-Apr-10		717081103		Annual

 

				Management Recommendation		Vote Instruction
1		Elect Director Dennis A. Ausiello		For		For
2		Elect Director Michael S. Brown		For		For
3		Elect Director M. Anthony Burns		For		For
4		Elect Director Robert N. Burt		For		For
5		Elect Director W. Don Cornwell		For		For
6		Elect Director Frances D. Fergusson		For		For
7		Elect Director William H. Gray III		For		For
8		Elect Director Constance J. Horner		For		For
9		Elect Director James M. Kilts		For		For
10		Elect Director Jeffrey B. Kindler		For		For
11		Elect Director George A. Lorch		For		For
12		Elect Director John P. Mascotte		For		For
13		Elect Director Suzanne Nora Johnson		For		For
14		Elect Director Stephen W. Sanger		For		For
15		Elect Director William C. Steere, Jr.		For		For
16		Ratify Auditors		For		For
17		Advisory Vote to Ratify Named Executive Officers’ Compensation		For		For
18		Provide Right to Call Special Meeting		For		For
19		Prohibit Executive Stock-Based Awards		Against		Against

 

MetLife, Inc.		Meeting Date		CUSIP		Meeting Type
Ticker: MET		27-Apr-10		59156R108		Annual

 

				Management Recommendation		Vote Instruction
1.1		Elect Director R. Glenn Hubbard, Ph.D		For		For
1.2		Elect Director Alfred F. Kelly, Jr.		For		For
1.3		Elect Director James M. Kilts		For		For
1.4		Elect Director David Satcher, M.D., Ph.D.		For		For
2		Ratify Auditors		For		For
3		Provide for Cumulative Voting		Against		For

 

Wells Fargo & Company		Meeting Date		CUSIP		Meeting Type
Ticker: WFC		27-Apr-10		949746101		Annual

 

				Management Recommendation		Vote Instruction
1		Election Director John D. Baker II		For		For
2		Election Director John S. Chen		For		For
3		Election Director Lloyd H. Dean		For		For
4		Election Director Susan E. Engel		For		For
5		Election Director Enrique Hernandez, Jr.		For		For
6		Election Director Donald M. James		For		For
7		Election Director Richard D. McCormick		For		For
8		Election Director Mackey J. McDonald		For		For
9		Election Director Cynthia H. Milligan		For		For
10		Elect Director Nicholas G. Moore		For		For
11		Elect Director Philip J. Quigley		For		Against
12		Elect Director Judith M. Runstad		For		For
13		Elect Director Stephen W. Sanger		For		For
14		Elect Director Robert K. Steel		For		For
15		Elect Director John G. Stumpf		For		For
16		Elect Director an G. Swenson		For		For
17		Advisory Vote to Ratify Named Executive Officers’ Compensation		For		Against
18		Increase Authorized Common Stock		For		For
19		Ratify Auditors		For		For
20		Advisory Vote to Ratify Named Executive Officers’ Compensation		Against		For
21		Require Independent Board Chairman		Against		For
22		Report on Charitable Contributions		Against		Against
23		Report on Political Contributions		Against		For

---

Barrick Gold Corp.		Meeting Date		CUSIP		Meeting Type
Ticker: ABX		28-Apr-10		067901108		Annual

 

				Management Recommendation		Vote Instruction
1.1		Elect H.L. Beck as Director		For		For
1.2		Elect C.W.D. Birchall as Director		For		For
1.3		Elect D.J. Carty as Director		For		For
1.4		Elect G.Cisneros as Director		For		For
1.5		Elect M.A. Cohen as Director		For		For
1.6		Elect P.A. Cossgrove as Director		For		For
1.7		Elect R.M. Franklin as Director		For		For
1.8		Elect J.B. Harvey as Director		For		For
1.9		Elect B. Mulroney as Director		For		For
1.10		Elect A. Munk as Director		For		For
1.11		Elect P. Munk as Director		For		For
1.12		Elect A.W. Regent as Director		For		For
1.13		Elect N.P. Rothschild as Director		For		For
1.14		Elect S.J. Shaprio as Director		For		For
2		Approve PricewaterhouseCoppers LLP as Auditors and Authorize Board to Fix Their Remuneration		For		For
3		Advisory Vote on Executive Compensation Approach		For		For

 

General Electric Company		Meeting Date		CUSIP		Meeting Type
Ticker: GE		28-Apr-10		369604103		Annual

 

				Management Recommendation		Vote Instruction
1		Elect Director W. Geoffrey Beattie		For		For
2		Elect Director James I. Cash, Jr.		For		For
3		Elect Director William M. Castell		For		For
4		Elect Director Ann M. Fudge		For		For
5		Elect Director Susan Hockfield		For		For
6		Elect Director Jeffrey R. Immelt		For		For
7		Elect Director Andrea Jung		For		For
8		Elect Director Alan G. (A.G.) Lafley		For		For
9		Elect Director Robert W. Lane		For		For
10		Elect Director Ralph S. Larsen		For		For
11		Elect Director Rochelle B. Lazarus		For		For
12		Elect Director James J. Mulva		For		For
13		Elect Director Sam Nunn		For		For
14		Elect Director Roger S. Penske		For		For
15		Elect Director Robert J. Swieringa		For		For
16		Elect Director Douglas A. Warner III		For		For
17		Ratify Auditors		For		For
18		Provide for Cumulative Voting		Against		For
19		Amend Articles/Bylaws/Charter -- Call Special Meetings		Against		For
20		Require Independent Board Chairman		Against		For
21		Report on Pay Disparity		Against		Against
22		Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees		Against		Against
23		Advisory Vote to Ratify Named Executive Officers’ Compensation		Against		For

---

Kimberly-Clark Corporation		Meeting Date		CUSIP		Meeting Type
Ticker: KMB		29-Apr-10		494368103		Annual

 

				Management Recommendation		Vote Instruction
1		Elect Director John R. Alm		For		For
2		Elect Director Dennis R. Beresford		For		For
3		Elect Director John F. Bergstrom		For		For
4		Elect Director Abelardo E. Bru		For		For
5		Elect Director Robert W. Decherd		For		For
6		Elect Director Thomas J. Falk		For		For
7		Elect Director Mae C. Jemison, M.D.		For		For
8		Elect Director James M. Jenness		For		For
9		Elect Director Ian C. Read		For		For
10		Elect Director Linda Johnson Rice		For		For
11		Elect Director Marc J. Shapiro		For		For
12		Elect Director G. Craig Sullivan		For		For
13		Ratification Of Auditors		For		For
14		Amend Articles/Bylaws/Charter — Call Special Meetings		Against		Against

 

AT&T Inc.		Meeting Date		CUSIP		Meeting Type
Ticker: T		30-Apr-10		00206R102		Annual

 

				Management Recommendation		Vote Instruction
1		Elect Director Randall L. Stephenson		For		For
2		Elect Director Gilbert F. Amelio		For		For
3		Elect Director Reuben V. Anderson		For		For
4		Elect Director James H. Blanchard		For		For
5		Elect Director Jaime Chico Pardo		For		For
6		Elect Director James P. Kelly		For		For
7		Elect Director Jon C. Madonna		For		For
8		Elect Director Lynn M. Martin		For		For
9		Elect Director John B. McCoy		For		For
10		Elect Director Joyce M. Roche		For		For
11		Elect Director Laura D Andrea Tyson		For		For
12		Elect Director Patricia P. Upton		For		For
13		Ratify Auditors		For		For
14		Provide for Cumulative Voting		Against		For
15		Exclude Pension Credits from Calculations of Performance-Based Pay		Against		For
16		Advisory Vote to Ratify Named Executive Officers’ Compensation		Against		For
17		Amend Articles/Bylaws/Charter — Call Special Meetings		Against		Against

 

Motorola, Inc.		Meeting Date		CUSIP		Meeting Type
Ticker: MOT		03-May-10		620076109		Annual

 

				Management Recommendation		Vote Instruction
1		Elect Director Gregory Q. Brown		For		For
2		Elect Director David W. Dorman		For		For
3		Elect Director William R. Hambrecht		For		For
4		Elect Director Sanjay K. Jha		For		For
5		Elect Director Keith A. Meister		For		For
6		Elect Director Thomas J. Meredith		For		For
7		Elect Director Samuel C. Scott III		For		For
8		Elect Director James R. Stengel		For		For
9		Elect Director Anthony J. Vinciquerra		For		For
10		Elect Director Douglas A. Warner III		For		For
11		Elect Director John A. White		For		For
12		Advisory Vote to Ratify Named Executive Officers’ Compensation		For		Against
13		Ratify Auditors		For		For
14		Amend Human Rights Policies		Against		Against
15		Reincorporate in Another State [from Delaware to North Dakota]		Against		Against

---

Trinity Industries, Inc.		Meeting Date		CUSIP		Meeting Type
Ticker: TRN		03-May-10		896522109		Annual

 

				Management Recommendation		Vote Instruction
1.1		Elect Director John L. Adams		For		For
1.2		Elect Director Rhys J. Best		For		For
1.3		Elect Director David W. Biegler		For		For
1.4		Elect Director Leldon E. Echols		For		For
1.5		Elect Director Ronald J. Gafford		For		For
1.6		Elect Director Ronald W. Haddock		For		For
1.7		Elect Director Jess T. Hay		For		Withhold
1.8		Elect Director Adrian Lajous		For		For
1.9		Elect Director Charles W. Matthews		For		For
1.10		Elect Director Diana S. Natalicio		For		For
1.11		Elect Director Timothy R. Wallace		For		For
2		Amend Omnibus Stock Plan		For		For
3		Ratify Auditors		For		For

 

The Travelers Companies, Inc.		Meeting Date		CUSIP		Meeting Type
Ticker: TRV		04-May-10		89417E109		Annual

 

				Management Recommendation		Vote Instruction
1.1		Elect Director Alan L. Beller		For		For
1.2		Elect Director John H. Dasburg		For		For
1.3		Elect Director Janet M. Dolan		For		For
1.4		Elect Director Kenneth M. Duberstein		For		For
1.5		Elect Director Jay S. Fishman		For		For
1.6		Elect Director Lawrence G. Graev		For		For
1.7		Elect Director Patricia L. Higgins		For		For
1.8		Elect Director Thomas R. Hodgson		For		For
1.9		Elect Director Cleve L. Killingsworth, Jr.		For		For
1.10		Elect Director Blythe J. McGarvie		For		For
1.11		Elect Director Donald J. Shepard		For		For
1.12		Elect Director Laurie J. Thomsen		For		For
2		Ratify Auditors		For		For

 

GlaxoSmithKline plc		Meeting Date		CUSIP		Meeting Type
Ticker: N/A		06-May-10		G3910J112		Annual

 

				Management Recommendation		Vote Instruction
		Meeting for ADR Holders
1		To Receive And Adopt The Directors Report And The Financial statements		For		For
2		To Approve The Remuneration Report		For		For
3		To Re-elect Dr Stephanie Burns As A Director		For		For
4		To Re-elect Mr Julian Heslop As A Director		For		For
5		To Re-elect Sir Deryck Maughan As A Director		For		For
6		To Re-elect Dr Daniel Podolsky As A Director		For		For
7		To Re-elect Sir Robert Wilson As A Director		For		For
8		Re-appointment Of Auditors		For		For
9		Remuneration Of Auditors		For		For
10		To Authorise The Company And Its Subsidiaries To Make Donations to Political Organisations And Incur Political Expenditure		For		For
11		Authority To Allot Shares		For		For
12		Disapplication Of Pre-emption Rights		For		For
13		Authority For The Company To Purchase Its Own Shares		For		For
14		Exemption From Statement Of Senior Statutory Auditor’s Name		For		For
15		Reduced Notice Of A General Meeting Other Than An Agm		For		For
16		Adopt New Articles Of Association		For		For

---

Union Pacific Corporation		Meeting Date		CUSIP		Meeting Type
Ticker: UNP		06-May-10		907818108		Annual

 

				Management Recommendation		Vote Instruction
1		Elect Director Andrew H. Card, Jr.		For		For
2		Elect Director Erroll B. Davis, Jr.		For		For
3		Elect Director Thomas J. Donohue		For		For
4		Elect Director Archie W. Dunham		For		For
5		Elect Director Judith Richards Hope		For		For
6		Elect Director Charles C. Krulak		For		For
7		Elect Director Michael R. McCarthy		For		For
8		Elect Director Michael W. McConnell		For		For
9		Elect Director Thomas F. McLarty III		For		For
10		Elect Director Steven R. Rogel		For		For
11		Elect Director Jose H. Villarreal		For		For
12		Elect Director James R. Young		For		For
13		Ratify Auditors		For		For
14		Require Independent Board Chairman		Against		Against
15		Reduce Supermajority Vote Requirement		Against		For

 

Verizon Communications Inc.		Meeting Date		CUSIP		Meeting Type
Ticker: VZ		06-May-10		92343V104		Annual

 

				Management Recommendation		Vote Instruction
1		Elect Director Richard L. Carrion		For		For
2		Elect Director M. Frances Keeth		For		For
3		Elect Director Robert W. Lane		For		For
4		Elect Director Sandra O. Moose		For		For
5		Elect Director Joseph Neubauer		For		For
6		Elect Director Donald T. Nicolaisen		For		For
7		Elect Director Thomas H. O’Brien		For		For
8		Elect Director Clarence Otis, Jr.		For		For
9		Elect Director Hugh B. Price		For		For
10		Elect Director Ivan G. Seidenberg		For		For
11		Elect Director Rodney E. Slater		For		For
12		Elect Director John W. Snow		For		For
13		Elect Director John R. Stafford		For		For
14		Ratify Auditors		For		For
15		Advisory Vote to Ratify Named Executive Officers’ Compensation		For		For
16		Prohibit Executive Stock-Based Awards		Against		Against
17		Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity		Against		For
18		Performance-Based Equity Awards		Against		For
19		Amend Articles/Bylaws/Charter — Call Special Meetings		Against		Against
20		Adopt Policy on Succession Planning		Against		For
21		Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives		Against		For
22		Stock Retention/Holding Period		Against		For

---

AngloGold Ashanti Ltd		Meeting Date		CUSIP		Meeting Type
Ticker: N/A		07-May-10		S04255196		Annual

 

				Management Recommendation		Vote Instruction
		Meeting for ADR Holders
1		Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009		For		For
2		Reappoint Ernst & Young Inc as Auditors of the Company		For		For
3		Re-elect Frank Arisman as Director		For		For
4		Re-elect Wiseman Nkuhlu as Director		For		For
5		Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee		For		For
6		Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee		For		For
7		Place Authorised But Unissued Shares under Control of Directors		For		For
8		Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital		For		For
9		Authorise Issue of Convertible Securities		For		For
10		Approve Increase in Non-executive Directors’ Fees		For		For
11		Approve Increase in Non-executive Directors’ Fees for Board Committee Meetings		For		For
12		Amend Share Incentive Scheme		For		For
13		Amend Long Term Incentive Plan 2005		For		For
14		Amend Bonus Share Plan 2005		For		For
15		Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme		For		For
16		Approve Remuneration Policy		For		For
17		Authorise Repurchase of Up to 5 Percent of Issued Share Capital		For		For

 

Pitney Bowes Inc.		Meeting Date		CUSIP		Meeting Type
Ticker: PBI		10-May-10		724479100		Annual

 

				Management Recommendation		Vote Instruction
1		Elect Director Linda G. Alvarado		For		For
2		Elect Director Ernie Green		For		For
3		Elect Director John S. McFarlane		For		For
4		Elect Director Eduardo R. Menasce		For		For
5		Ratify Auditors		For		For
6		Declassify the Board of Directors		For		For
7		Reduce Supermajority Vote Requirement		Against		For

 

Loews Corporation		Meeting Date		CUSIP		Meeting Type
Ticker: L		11-May-10		540424108		Annual

 

				Management Recommendation		Vote Instruction
1		Elect Director Ann E. Berman		For		For
2		Elect Director Joseph L. Bower		For		For
3		Elect Director Charles M. Diker		For		For
4		Elect Director Jacob A. Frenkel		For		For
5		Elect Director Paul J. Fribourg		For		For
6		Elect Director Walter L. Harris		For		Against
7		Elect Director Philip A. Laskawy		For		For
8		Elect Director Ken Miller		For		For
9		Elect Director Gloria R. Scott		For		For
10		Elect Director Andrew H. Tisch		For		For
11		Elect Director James S. Tisch		For		For
12		Elect Director Jonathan M. Tisch		For		For
13		Ratify Auditors		For		For
14		Provide for Cumulative Voting		Against		For

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Packaging Corporation of America		Meeting Date		CUSIP		Meeting Type
Ticker: PKG		11-May-10		695156109		Annual

 

				Management Recommendation		Vote Instruction
1.1		Elect Director Cheryl K. Beebe		For		For
1.2		Elect Director Henry F. Frigon		For		For
1.3		Elect Director Hasan Jameel		For		For
1.4		Elect Director Samuel M. Mencoff		For		For
1.5		Elect Director Roger B. Porter		For		For
1.6		Elect Director Paul T. Stecko		For		For
1.7		Elect Director James D. Woodrum		For		For
2		Ratify Auditors		For		For
3		Approve Executive Incentive Bonus Plan		For		For

 

ConocoPhillips		Meeting Date		CUSIP		Meeting Type
Ticker: COP		12-May-10		20825C104		Annual

 

				Management Recommendation		Vote Instruction
1.1		Elect Director Richard L. Armitage		For		For
1.2		Elect Director Richard H. Auchinleck		For		For
1.3		Elect Director James E. Copeland, Jr.		For		For
1.4		Elect Director Kenneth M. Duberstein		For		For
1.5		Elect Director Ruth R. Harkin		For		For
1.6		Elect Director Harold W. Mcgraw III		For		For
1.7		Elect Director James J. Mulva		For		For
1.8		Elect Director Robert A. Niblock		For		For
1.9		Elect Director Harald J. Norvik		For		For
1.10		Elect Director William K. Reilly		For		For
1.11		Elect Director Bobby S. Shackouls		For		For
1.12		Elect Director Victoria J. Tschinkel		For		For
1.13		Elect Director Kathryn C. Turner		For		For
1.14		Elect Director William E. Wade, Jr.		For		For
2		Ratify Auditors		For		For
3		Report on Board Risk Management Oversight		Against		Against
4		Adopt Quantitative GHG Goals for Products and Operations		Against		Against
5		Report on Environmental Impact of Oil Sands Operations in Canada		Against		Against
6		Adopt Policy to Address Coastal Louisiana Environmental Impacts		Against		Against
7		Report on Financial Risks of Climate Change		Against		Against
8		Adopt Goals to Reduce Emission of TRI Chemicals		Against		Against
9		Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity		Against		Against
10		Report on Political Contributions		Against		Against

 

Genworth Financial, Inc.		Meeting Date		CUSIP		Meeting Type
Ticker: GNW		12-May-10		37247D106		Annual

 

				Management Recommendation		Vote Instruction
1		Elect Director Steven W. Alesio		For		For
2		Elect Director Michael D. Fraizer		For		For
3		Elect Director Nancy J. Karch		For		For
4		Elect Director J. Robert “Bob” Kerrey		For		For
5		Elect Director Risa J. Lavizzo-Mourey		For		For
6		Elect Director Christine B. Mead		For		For
7		Elect Director Thomas E. Moloney		For		For
8		Elect Director James A. Parke		For		For
9		Elect Director James S. Riepe		For		For
10		Amend Omnibus Stock Plan		For		For
11		Ratify Auditors		For		For

---

Philip Morris International Inc.		Meeting Date		CUSIP		Meeting Type
Ticker: PM		12-May-10		718172109		Annual

 

				Management Recommendation		Vote Instruction
1		Elect Director Harold Brown		For		For
2		Elect Director Mathis Cabiallavetta		For		For
3		Elect Director Louis C. Camilleri		For		For
4		Elect Director J. Dudley Fishburn		For		For
5		Elect Director Jennifer Li		For		For
6		Elect Director Graham Mackay		For		For
7		Elect Director Sergio Marchionne		For		For
8		Elect Director Lucio A. Noto		For		For
9		Elect Director Carlos Slim Helu		For		For
10		Elect Director Stephen M. Wolf		For		For
11		Ratify Auditors		For		For
12		Report on Effect of Marketing Practices on the Poor		Against		Against
13		Establish Supplier Human Rights Purchasing Protocols		Against		Against

 

Symetra Financial Corporation		Meeting Date		CUSIP		Meeting Type
Ticker: SYA		12-May-10		87151Q106		Annual

 

				Management Recommendation		Vote Instruction
1.1		Elect Director Lois W. Grady		For		Withhold
1.2		Elect Director David T. Foy		For		For
1.3		Elect Director Randall H. Talbot		For		For
2		Ratify Auditors		For		For

 

Frontier Communications Corporation		Meeting Date		CUSIP		Meeting Type
Ticker: FTR		13-May-10		35906A108		Annual

 

				Management Recommendation		Vote Instruction
1.1		Elect Director Leroy T. Barnes, Jr.		For		For
1.2		Elect Director Peter C.B. Bynoe		For		For
1.3		Elect Director Jeri B. Finard		For		For
1.4		Elect Director Lawton Wehle Fitt		For		For
1.5		Elect Director William M. Kraus		For		For
1.6		Elect Director Howard L. Schrott		For		For
1.7		Elect Director Larraine D. Segil		For		For
1.8		Elect Director David H. Ward		For		For
1.9		Elect Director Myron A. Wick, III		For		For
1.10		Elect Director Mary Agnes Wilderotter		For		For
2		Advisory Vote to Ratify Named Executive Officers’ Compensation		For		Against
3		Stock Retention/Holding Period		Against		For
4		Ratify Auditors		For		For

 

Sanofi Aventis		Meeting Date		CUSIP		Meeting Type
Ticker: N/A		17-May-10		F5548N101		Annual/Special

 

				Management Recommendation		Vote Instruction
		Meeting for ADR Holders
		Ordinary Business
1		Approve Financial Statements and Statutory Reports		For		For
2		Accept Consolidated Financial Statements and Statutory Reports		For		For
3		Approve Allocation of Income and Dividends of EUR 2.40 per Share		For		For
4		Receive Auditors’ Special Report Mentioning the Absence of New		For		For
		Related-Party Transactions
5		Ratify Appointment of Serge Weinberg as Director		For		For
6		Elect Catherine Brechignac as Director		For		For
7		Reelect Robert Castaigne as Director		For		For
8		Reelect Lord Douro as Director		For		For

---

9		Reelect Christian Mulliez as Director		For		For
10		Reelect Christopher Viehbacher as Director		For		For
11		Authorize Repurchase of Up to 10 Percent of Issued Share Capital		For		For
		Special Business
12		Amend Articles 11 of Bylaws Re: Shareholding Requirements and		For		For
		Length of Term for Directors
13		Authorize Filing of Required Documents/Other Formalities		For		For

 

JPMorgan Chase & Co.		Meeting Date		CUSIP		Meeting Type
Ticker: JPM		18-May-10		46625h100		Annual

 

				Management Recommendation		Vote Instruction
1.1		Elect Director Crandall C. Bowles		For		For
1.2		Elect Director Stephen B. Burke		For		For
1.3		Elect Director David M. Cote		For		For
1.4		Elect Director James S. Crown		For		For
1.5		Elect Director James Dimon		For		For
1.6		Elect Director Ellen V. Futter		For		For
1.7		Elect Director William H. Gray, III		For		For
1.8		Elect Director Laban P. Jackson, Jr.		For		For
1.9		Elect Director David C. Novak		For		For
1.10		Elect Director Lee R. Raymond		For		For
1.11		Elect Director William C. Weldon		For		For
2		Ratify Auditors		For		For
3		Advisory Vote to Ratify Named Executive Officers’ Compensation		For		For
4		Affirm Political Non-Partisanship		Against		Against
5		Amend Bylaws — Call Special Meetings		Against		For
6		Report on Collateral in Derivatives Trading		Against		For
7		Provide Right to Act by Written Consent		Against		For
8		Require Independent Board Chairman		Against		For
9		Report on Pay Disparity		Against		Against
10		Stock Retention/Holding Period		Against		For

 

The Hartford Financial Services Group, Inc.		Meeting Date		CUSIP		Meeting Type
Ticker: HIG		19-May-10		416515104		Annual

 

				Management Recommendation		Vote Instruction
1		Elect Director Robert B. Allardice, III		For		For
2		Elect Director Trevor Fetter		For		For
3		Elect Director Paul G. Kirk, Jr.		For		For
4		Elect Director Liam E. McGee		For		For
5		Elect Director Gail J. McGovern		For		For
6		Elect Director Michael G. Morris		For		For
7		Elect Director Thomas A. Renyi		For		For
8		Elect Director Charles B. Strauss		For		For
9		Elect Director H. Patrick Swygert		For		For
10		Ratify Auditors		For		For
11		Approve Omnibus Stock Plan		For		For
12		Amend Executive Incentive Bonus Plan		For		For
13		Reimburse Proxy Contest Expenses		Against		For

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Total SA		Meeting Date		CUSIP		Meeting Type
Ticker: N/A		21-May-10		F92124100		Annual/Special

 

				Management Recommendation		Vote Instruction
		Meeting for ADR Holders
		Ordinary Business
1		Approve Financial Statements and Statutory Reports		For		For
2		Accept Consolidated Financial Statements and Statutory Reports		For		For
3		Approve Allocation of Income and Dividends of EUR 2.28 per Share		For		For
4		Approve Auditors’ Special Report Regarding Related-Party Transactions		For		For
5		Approve Transaction with Christophe de Margerie Re: Severance Payment		For		Against
6		Authorize Repurchase of Up to 10 Percent of Issued Share Capital		For		For
7		Reelect Thierry Desmarest as Director		For		For
8		Reelect Thierry de Rudder as Director		For		Against
9		Elect Gunnar Brock as Director		For		For
10		Elect Claude Clement as Representative of Employee Shareholders to the Board		For		For
11		Elect Philippe Marchandise as Representative of Employee Shareholders to the Board		Against		For
12		Elect Mohammed Zaki as Representative of Employee Shareholders to the Board		Against		For
13		Reelect Ernst & Young Audit as Auditor		For		For
14		Reelect KPMG Audit as Auditor		For		For
15		Ratify Auditex as Alternate Auditor		For		For
16		Ratify KPMG Audit I.S. as Alternate Auditor		For		For
		Special Business
17		Authorize Issuance of Equity or Equity-Linked Securities with		For		For
		Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion
18		Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million		For		For
19		Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions		For		For
20		Approve Employee Stock Purchase Plan		For		For
21		Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan		For		For
		Employee Shareholder Proposals
A		Amend Article 9 of Bylaws Re: Mutual Fund		Against		Against

 

Merck & Co., Inc.		Meeting Date		CUSIP		Meeting Type
Ticker: MRK		25-May-10		58933Y105		Annual

 

				Management Recommendation		Vote Instruction
1		Elect Director Leslie A. Brun		For		For
2		Elect Director Thomas R. Cech		For		For
3		Elect Director Richard T. Clark		For		For
4		Elect Director Thomas H. Glocer		For		For
5		Elect Director Steven F. Goldstone		For		For
6		Elect Director William B. Harrison, Jr.		For		For
7		Elect Director Harry R. Jacobson		For		For
8		Elect Director William N. Kelley		For		For
9		Elect Director C. Robert Kidder		For		For
10		Elect Director Rochelle B. Lazarus		For		For
11		Elect Director Carlos E. Represas		For		For
12		Elect Director Patricia F. Russo		For		For
13		Elect Director Thomas E. Shenk		For		For
14		Elect Director Anne M. Tatlock		For		For
15		Elect Director Craig B. Thompson		For		For
16		Elect Director Wendell P. Weeks		For		For
17		Elect Director Peter C. Wendell		For		For
18		Ratify Auditors		For		For
19		Approve Omnibus Stock Plan		For		Against
20		Approve Non-Employee Director Omnibus Stock Plan		For		Against

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Exxon Mobil Corporation		Meeting Date		CUSIP		Meeting Type
Ticker: XOM		26-May-10		30231G102		Annual

 

				Management Recommendation		Vote Instruction
1.1		Elect Director M.J. Boskin		For		For
1.2		Elect Director P. Brabeck-Letmathe		For		For
1.3		Elect Director L.R. Faulkner		For		For
1.4		Elect Director J.S. Fishman		For		For
1.5		Elect Director K.C. Frazier		For		For
1.6		Elect Director W.W. George		For		For
1.7		Elect Director M.C. Nelson		For		For
1.8		Elect Director S.J. Palmisano		For		For
1.9		Elect Director S.C. Reinemund		For		For
1.10		Elect Director R.W. Tillerson		For		For
1.11		Elect Director E.E. Whitacre, Jr.		For		For
2		Ratify Auditors		For		For
3		Amend Articles/Bylaws/Charter — Call Special Meetings		Against		For
4		Reincorporate in Another State [from New Jersey to North Dakota]		Against		Against
5		Advisory Vote to Ratify Named Executive Officers’ Compensation		Against		For
6		Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity		Against		Against
7		Adopt Policy on Human Right to Water		Against		Against
8		Adopt Policy to Address Coastal Louisiana Environmental Impacts		Against		Against
9		Report on Environmental Impact of Oil Sands Operations in Canada		Against		Against
10		Report on Environmental Impacts of Natural Gas Fracturing		Against		Against
11		Report on Energy Technologies Development		Against		Against
12		Adopt Quantitative GHG Goals from Products and Operations		Against		Against
13		Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates		Against		Against

 

Raytheon Company		Meeting Date		CUSIP		Meeting Type
Ticker: RTN		27-May-10		755111507		Annual

 

				Management Recommendation		Vote Instruction
1		Elect Director Vernon E. Clark		For		For
2		Elect Director John M. Deutch		For		For
3		Elect Director Stephen J. Hadley		For		For
4		Elect Director Frederic M. Poses		For		For
5		Elect Director Michael C. Ruettgers		For		For
6		Elect Director Ronald L. Skates		For		For
7		Elect Director William R. Spivey		For		For
8		Elect Director Linda G. Stuntz		For		For
9		Elect Director William H. Swanson		For		For
10		Ratify Auditors		For		For
11		Provide Right to Call Special Meeting		For		For
12		Approve Omnibus Stock Plan		For		For
13		Advisory Vote to Ratify Named Executive Officers’ Compensation		Against		For
14		Submit SERP to Shareholder Vote		Against		For
15		Provide Right to Act by Written Consent		Against		Against

 

Ingersoll-Rand plc		Meeting Date		CUSIP		Meeting Type
Ticker: IR		03-Jun-10		G47791101		Annual

 

				Management Recommendation		Vote Instruction
1a		Elect Ann Berzin as Director		For		For
1b		Elect John Bruton as Director		For		For
1c		Elect Jared Cohon as Director		For		For
1d		Elect Gary Forsee as Director		For		For
1e		Elect Peter Godsoe as Director		For		For
1f		Elect Edward Hagenlocker as Director		For		For
1g		Elect Constance Horner as Director		For		For
1h		Elect Michael Lamach as Director		For		For
1i		Elect Theodore Martin as Director		For		For
1j		Elect Orin Smith as Director		For		For
1k		Elect Richard Swift as Director		For		For
1l		Elect Tony White as Director		For		For
2		Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures		For		For
3		Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration		For		For

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Caterpillar Inc.		Meeting Date		CUSIP		Meeting Type
Ticker: CAT		09-Jun-10		149123101		Annual

 

				Management Recommendation		Vote Instruction
1.1		Elect Director John T. Dillon		For		For
1.2		Elect Director Juan Gallardo		For		For
1.3		Elect Director William A. Osborn		For		For
1.4		Elect Director Edward B. Rust, Jr.		For		For
1.5		Elect Director Susan C. Schwab		For		For
2		Ratify Auditors		For		For
3		Amend Omnibus Stock Plan		For		Against
4		Declassify the Board of Directors		For		For
5		Reduce Supermajority Vote Requirement		For		For
6		Require Independent Board Chairman		Against		Against
7		Amend Human Rights Policy		Against		For
8		Amend Articles/Bylaws/Charter — Call Special Meetings		Against		For

 

Banco Santander S.A.		Meeting Date		CUSIP		Meeting Type
Ticker: N/A		10-Jun-10		E19790109		Annual

 

				Management Recommendation		Vote Instruction
		Meeting for ADR Holders
1		Accept Individual and Consolidated Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended Dec. 31, 2009		For		For
2		Approve Allocation of Income		For		For
3.1		Elect Angel Jado Becerro de Bengoa as Director		For		For
3.2		Re-elect Francisco Javier Botin-Sanz de Sautuola y O’Shea as Director		For		For
3.3		Re-elect Isabel Tocino Biscarolasaga as Director		For		For
3.4		Re-elect Fernando de Asua Alvarez as Director		For		For
3.5		Re-elect Alfredo Saenz Abad		For		For
4		Reelect Auditors for Fiscal Year 2010		For		For
5		Authorize Repurchase of Shares in Accordance With Article 75 of Spanish Company Law; Void Authorization Granted on June 19, 2009		For		For
6		Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void Authorization Granted at the AGM held on June 19, 2009		For		For
7.1		Authorize Increase in Capital through Bonus Share Issuance		For		For
7.2		Authorize Increase in Capital through Bonus Share Issuance		For		For
8		Grant Board Authorization to Issue Convertible and/or Exchangeable Debt Securities without Preemptive Rights		For		For
9.1		Approve Bundled Incentive Plans Linked to Performance Objectives		For		For
9.2		Approve Savings Plan for Santander UK PLC’ Employees and other Companies of Santander Group in the United Kingdom		For		For
10		Authorize Board to Ratify and Execute Approved Resolutions		For		For
11		Approve Director Remuneration Policy Report		For		For

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The Kroger Co.		Meeting Date		CUSIP		Meeting Type
Ticker: KR		24-Jun-10		501044101		Annual

 

				Management Recommendation		Vote Instruction
1		Elect Director Reuben V. Anderson		For		For
2		Elect Director Robert D. Beyer		For		For
3		Elect Director David B. Dillon		For		For
4		Elect Director Susan J. Kropf		For		For
5		Elect Director John T. LaMacchia		For		For
6		Elect Director David B. Lewis		For		For
7		Elect Director W. Rodney McMullen		For		For
8		Elect Director Jorge P. Montoya		For		For
9		Elect Director Clyde R. Moore		For		For
10		Elect Director Susan M. Phillips		For		For
11		Elect Director Steven R. Rogel		For		For
12		Elect Director James A. Runde		For		For
13		Elect Director Ronald L. Sargent		For		For
14		Elect Director Bobby S. Shackouls		For		For
15		Adopt Majority Voting for Uncontested Election of Directors		For		For
16		Ratify Auditors		For		For
17		Report on Climate Change		Against		Against

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SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

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Nuveen Diversified Dividend and Income Fund

 

By		/s/ Gifford R. Zimmerman
		Gifford R. Zimmerman – Chief Administrative Officer
Date

 

August 26, 2010