UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2008
Check here if Amendment [_]; Amendment Number:
-----
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Genworth Financial, Inc.
Address: 6620 West Broad Street
Richmond, Virginia 23230
Form 13F File Number: 28-11523
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patricia Merrill
Title: Senior Counsel
Phone: (804) 662-2711
Signature, Place, and Date of Signing:
/s/ Patricia Merrill Richmond, VA February 12, 2009
--------------------- ------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 333 lines
Form 13F Information Table Value Total: 1,443,846
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ---------------------------------------------------
01 28-11546 Genworth Financial Wealth Management, Inc.
(formerly known as Genworth Asset Management, Inc.)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
3M CO COM COM 88579Y101 19,189 333,487 SH Sole 01 333,487
ABB LTD SPONSORED ADR SPONSORED ADR 000375204 12,277 817,905 SH Sole 01 817,905
ADAPTEC INC COM COM 00651F108 4,564 1,383,156 SH Sole 01 1,383,156
ADVANCE AUTO PARTS INC COM COM 00751Y106 4 114 SH Sole 01 114
ADVENT SOFTWARE INC COM COM 007974108 1 65 SH Sole 01 65
AES CORP COM COM 00130H105 6,240 757,224 SH Sole 01 757,224
AFLAC INC COM COM 001055102 27,072 590,572 SH Sole 01 590,572
AGILENT TECHNOLOGIES INC COM COM 00846U101 2,350 150,343 SH Sole 01 150,343
AIR PRODS & CHEMS INC COM COM 009158106 5 100 SH Sole 01 100
ALBEMARLE CORP COM COM 012653101 1,646 73,817 SH Sole 01 73,817
ALBERTO CULVER CO NEW COM COM 013078100 178 7,279 SH Sole 01 7,279
ALKERMES INC COM COM 01642T108 1 50 SH Sole 01 50
ALLEGHENY ENERGY INC COM COM 017361106 3,392 100,163 SH Sole 01 100,163
ALTRIA GROUP INC COM COM 02209S103 1,621 107,642 SH Sole 01 107,642
AMBAC FINL GROUP INC COM COM 023139108 643 494,353 SH Sole 01 494,353
AMERICA MOVIL SAB DE CV SPON ADR L ADR 02364W105 1,637 52,835 SH Sole 01 52,835
AMERICAN ELEC PWR INC COM COM 025537101 5,383 161,734 SH Sole 01 161,734
AMERICAN EXPRESS CO COM COM 025816109 3,181 171,483 SH Sole 01 171,483
AMERICAN INTL GROUP INC COM COM 026874107 0 2 SH Sole 01 2
AMERICAN WOODMARK CORP COM COM 030506109 2,664 146,138 SH Sole 01 146,138
ANADARKO PETE CORP COM COM 032511107 2,007 52,055 SH Sole 01 52,055
ANSYS INC COM COM 03662Q105 2,674 95,871 SH Sole 01 95,871
ARKANSAS BEST CORP DEL COM COM 040790107 3,171 105,326 SH Sole 01 105,326
ASSURED GUARANTY LTD COM COM G0585R106 152 13,320 SH Sole 01 13,320
ASTRAZENECA PLC SPONSORED ADR SPONSORED ADR 046353108 23,881 582,036 SH Sole 01 582,036
AUTODESK INC COM COM 052769106 2 85 SH Sole 01 85
AUTOMATIC DATA PROCESSING IN COM COM 053015103 11,921 303,028 SH Sole 01 303,028
AXA SPONSORED ADR SPONSORED ADR 054536107 12,869 572,733 SH Sole 01 572,733
AXCELIS TECHNOLOGIES INC COM COM 054540109 357 699,273 SH Sole 01 699,273
BAKER HUGHES INC COM COM 057224107 1 29 SH Sole 01 29
BANCO BRADESCO S A SP ADR PFD NEW SPONSORED ADR 059460303 1,437 145,544 SH Sole 01 145,544
BANK OF NEW YORK MELLON CORP COM COM 064058100 3,265 115,240 SH Sole 01 115,240
BARD C R INC COM COM 067383109 8,372 99,360 SH Sole 01 99,360
BAXTER INTL INC COM COM 071813109 10,605 197,885 SH Sole 01 197,885
BECTON DICKINSON & CO COM COM 075887109 19,118 279,537 SH Sole 01 279,537
BHP BILLITON LTD SPONSORED ADR ADR 088606108 12,138 282,938 SH Sole 01 282,938
BIOGEN IDEC INC COM COM 09062X103 4 75 SH Sole 01 75
BIOTECH HOLDRS TR DEPOSTRY RCPTS TR DEPOSTR 09067D201 6 33 SH Sole 01 33
BJS WHOLESALE CLUB INC COM COM 05548J106 3 73 SH Sole 01 73
BLACKROCK MUNIHOLDINGS N Y I COM COM 09255C106 0 6 SH Sole 01 6
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
BLACKROCK MUNIYIELD CALIF IN COM COM 09254N103 0 32 SH Sole 01 32
BLDRS INDEX FDS TR DEV MK 100 ADR ADR 09348R201 3,527 203,750 SH Sole 01 203,750
BLDRS INDEX FDS TR EMER MK 50 ADR ADR 09348R300 24 868 SH Sole 01 868
BOWNE & CO INC COM COM 103043105 1,305 221,970 SH Sole 01 221,970
BP PLC SPONSORED ADR ADR 055622104 5,865 125,474 SH Sole 01 125,474
BRISTOL MYERS SQUIBB CO COM COM 110122108 11,867 510,391 SH Sole 01 510,391
BRITISH AMERN TOB PLC SPONSORED ADR SPONSORED ADR 110448107 11,863 223,373 SH Sole 01 223,373
BURLINGTON NORTHN SANTA FE C COM COM 12189T104 7,642 100,937 SH Sole 01 100,937
CABLEVISION SYS CORP CL A NY CABLVS COM 12686C109 2 97 SH Sole 01 97
CELANESE CORP DEL COM SER A COM 150870103 2 147 SH Sole 01 147
CEPHALON INC COM COM 156708109 250 3,248 SH Sole 01 3,248
CHARMING SHOPPES INC COM COM 161133103 0 65 SH Sole 01 65
CHATTEM INC COM COM 162456107 4,198 58,686 SH Sole 01 58,686
CHINA LIFE INS CO LTD SPON ADR REP H SPONSORED ADR 16939P106 282 6,077 SH Sole 01 6,077
CHINA MOBILE LIMITED SPONSORED ADR ADR 16941M109 10,395 204,429 SH Sole 01 204,429
CIMAREX ENERGY CO COM COM 171798101 1 26 SH Sole 01 26
CIRRUS LOGIC INC COM COM 172755100 0 60 SH Sole 01 60
CISCO SYS INC COM COM 17275R102 8,550 524,554 SH Sole 01 524,554
CMS ENERGY CORP COM COM 125896100 3,775 373,411 SH Sole 01 373,411
CNOOC LTD SPONSORED ADR SPONSORED ADR 126132109 2,142 22,489 SH Sole 01 22,489
COCA COLA FEMSA S A B DE C V SPON ADR ADR 191241108 373 8,570 SH Sole 01 8,570
COGNIZANT TECHNOLOGY SOLUTIO CL A CL A 192446102 2,539 140,609 SH Sole 01 140,609
COLGATE PALMOLIVE CO COM COM 194162103 21,097 307,812 SH Sole 01 307,812
COMCAST CORP NEW CL A CL A 20030N101 7,907 468,411 SH Sole 01 468,411
COMCAST CORP NEW CL A SPL SPL 20030N200 2,737 169,448 SH Sole 01 169,448
COMERICA INC COM COM 200340107 70 3,529 SH Sole 01 3,529
COMPANHIA DE BEBIDAS DAS AME SPON ADR 20441W203 198 4,460 SH Sole 01 4,460
COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 1,172 96,768 SH Sole 01 96,768
COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 1,802 68,638 SH Sole 01 68,638
CONAGRA FOODS INC COM COM 205887102 6,699 406,001 SH Sole 01 406,001
CORE LABORATORIES N V COM COM N22717107 1,602 26,765 SH Sole 01 26,765
CORNING INC COM COM 219350105 2,125 223,030 SH Sole 01 223,030
COVIDIEN LTD COM COM G2552X108 7,450 205,584 SH Sole 01 205,584
CREDIT SUISSE GROUP SPONSORED ADR ADR 225401108 2,081 73,634 SH Sole 01 73,634
CREE INC COM COM 225447101 1 70 SH Sole 01 70
CTRIP COM INTL LTD ADR SPONSORED ADR 22943F100 1,225 51,477 SH Sole 01 51,477
DELTA AIR LINES INC. COM 247361702 131 11,466 SH Sole 11,466
DENTSPLY INTL INC NEW COM COM 249030107 8,118 287,461 SH Sole 01 287,461
DEVON ENERGY CORP NEW COM COM 25179M103 2,984 45,405 SH Sole 01 45,405
DIAMOND OFFSHORE DRILLING IN COM COM 25271C102 3,274 55,541 SH Sole 01 55,541
DICKS SPORTING GOODS INC COM COM 253393102 975 69,120 SH Sole 01 69,120
DISCOVERY COMMUNICATNS NEW COM SER COM 25470F104 0 7 SH Sole 01 7
DISCOVERY COMMUNICATNS NEW COM SER COM 25470F302 0 7 SH Sole 01 7
DOLBY LABORATORIES INC COM COM 25659T107 2,585 78,902 SH Sole 01 78,902
DOLLAR THRIFTY AUTOMOTIVE GP COM COM 256743105 20 18,710 SH Sole 01 18,710
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
DPL INC COM COM 233293109 594 25,994 SH Sole 01 25,994
DR REDDYS LABS LTD ADR ADR 256135203 184 18,767 SH Sole 01 18,767
DU PONT E I DE NEMOURS & CO COM COM 263534109 4,793 189,465 SH Sole 01 189,465
E M C CORP MASS COM COM 268648102 2,260 215,824 SH Sole 01 215,824
EAST WEST BANCORP INC COM COM 27579R104 2,782 174,197 SH Sole 01 174,197
EATON VANCE INS MUN BD FD COM COM 27827X101 0 1 SH Sole 01 1
EATON VANCE TX MNG BY WRT OP COM COM 27828Y108 2,202 215,922 SH Sole 01 215,922
EATON VANCE TXMGD GL BUYWR O COM COM 27829C105 2,177 215,086 SH Sole 01 215,086
EMERSON ELEC CO COM COM 291011104 16,021 437,625 SH Sole 01 437,625
ENTERGY CORP NEW COM COM 29364G103 4,191 50,410 SH Sole 01 50,410
ERICSSON L M TEL CO ADR B SEK 10 ADR 294821608 6,273 803,220 SH Sole 01 803,220
EXELON CORP COM COM 30161N101 4,967 89,313 SH Sole 01 89,313
EXPEDITORS INTL WASH INC COM COM 302130109 257 7,711 SH Sole 01 7,711
EXPRESSJET HOLDINGS INC COM NEW COM 30218U306 286 168,241 SH Sole 01 168,241
EXXON MOBIL CORP COM COM 30231G102 20,109 251,902 SH Sole 01 251,902
FACTSET RESH SYS INC COM COM 303075105 1,654 37,392 SH Sole 01 37,392
FAIRPOINT COMMUNICATIONS COM 305560104 0 15 SH Sole 15
FASTENAL CO COM COM 311900104 1,452 41,666 SH Sole 01 41,666
FEDERAL HOME LN MTG CORP COM COM 313400301 86 117,560 SH Sole 01 117,560
FIFTH STREET FINANCE CORP COM 31678A103 11,124 1,473,379 SH Sole 1,473,379
FIRST SOLAR INC COM COM 336433107 28 200 SH Sole 01 200
FIRST TR EXCHANGE TRADED FD UTILITIES ETF 33734X184 23 1,757 SH Sole 01 1,757
FIRSTENERGY CORP COM COM 337932107 1,142 23,509 SH Sole 01 23,509
FOREST LABS INC COM COM 345838106 3 100 SH Sole 01 100
FPL GROUP INC COM COM 302571104 4 81 SH Sole 01 81
FRESENIUS KABI PHARMACEUTHLD RIGHT RIGHT 35802M115 0 2 SH Sole 01 2
FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 2,270 48,106 SH Sole 01 48,106
GENERAL DYNAMICS CORP COM COM 369550108 15,897 276,031 SH Sole 01 276,031
GENERAL ELECTRIC CO COM COM 369604103 5,028 310,346 SH Sole 01 310,346
GENERAL GROWTH PPTYS INC COM COM 370021107 0 44 SH Sole 01 44
GENERAL MLS INC COM COM 370334104 10,232 168,431 SH Sole 01 168,431
GENZYME CORP COM COM 372917104 5 80 SH Sole 01 80
GILEAD SCIENCES INC COM COM 375558103 5 100 SH Sole 01 100
GREAT PLAINS ENERGY INC COM COM 391164100 147 7,593 SH Sole 01 7,593
GREIF INC CL A CL A 397624107 169 5,060 SH Sole 01 5,060
GROUPE CGI INC CL A SUB VTG CL A SUB VTG 39945C109 15,134 1,940,320 SH Sole 01 1,940,320
GRUPO TELEVISA SA DE CV SP ADR REP SPONSORED ADR 40049J206 1,149 76,934 SH Sole 01 76,934
HALLIBURTON CO COM COM 406216101 4,227 232,515 SH Sole 01 232,515
HANSEN NAT CORP COM COM 411310105 2,321 69,223 SH Sole 01 69,223
HARRIS CORP DEL COM COM 413875105 1,681 44,166 SH Sole 01 44,166
HARSCO CORP COM COM 415864107 1 47 SH Sole 01 47
HEWLETT PACKARD CO COM COM 428236103 6,117 168,571 SH Sole 01 168,571
HOLOGIC INC. COM 436440101 126 9,632 SH Sole 9,632
ICICI BK LTD ADR SPONSORED ADR 45104G104 1,195 62,057 SH Sole 01 62,057
IHS INC CL A CL A 451734107 11,580 309,447 SH Sole 01 309,447
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ILLINOIS TOOL WKS INC COM COM 452308109 8,544 243,767 SH Sole 01 243,767
IMMUCOR INC COM COM 452526106 227 8,523 SH Sole 01 8,523
INFOSYS TECHNOLOGIES LTD SPONSORED SPONSORED ADR 456788108 1,777 72,324 SH Sole 01 72,324
ING GLOBAL EQTY DIV & PREM O COM COM 45684E107 2,109 216,723 SH Sole 01 216,723
ING GROEP N V SPONSORED ADR SPONSORED ADR 456837103 6,895 621,165 SH Sole 01 621,165
INGERSOLL-RAND COMPANY LTD CL A CL A G4776G101 2,313 133,337 SH Sole 01 133,337
INTERNATIONAL BUSINESS MACHS COM COM 459200101 6,693 79,532 SH Sole 01 79,532
INTERNATIONAL FLAVORS&FRAGRA COM COM 459506101 6,221 209,331 SH Sole 01 209,331
ISHARES TR BARCLYS 10-20YR ETF 464288653 9 70 SH Sole 01 70
ISHARES TR BARCLYS 1-3 YR ETF 464287457 25,437 300,464 SH Sole 01 300,464
ISHARES TR BARCLYS 1-3YR CR ETF 464288646 530 5,259 SH Sole 01 5,259
ISHARES TR BARCLYS 20+ YR ETF 464287432 11 88 SH Sole 01 88
ISHARES TR BARCLYS 3-7 YR ETF 464288661 16,524 142,989 SH Sole 01 142,989
ISHARES TR BARCLYS INTER CR ETF 464288638 9,783 102,216 SH Sole 01 102,216
ISHARES TR BARCLYS SH TREA ETF 464288679 7,947 71,990 SH Sole 01 71,990
ISHARES TR BARCLYS TIPS BD ETF 464287176 5,852 58,966 SH Sole 01 58,966
ISHARES TR DJ US INDEX FD ETF 464287846 2,947 66,845 SH Sole 01 66,845
ISHARES TR LRGE CORE INDX ETF 464287127 1 17 SH Sole 01 17
ISHARES TR MSCI ACWI EX ETF 464288240 3,073 100,030 SH Sole 01 100,030
ISHARES TR MSCI ACWI INDX ETF 464288257 9,283 286,324 SH Sole 01 286,324
ISHARES TR MSCI EAFE IDX ETF 464287465 4,835 107,788 SH Sole 01 107,788
ISHARES TR MSCI EMERG MKT ETF 464287234 893 35,755 SH Sole 01 35,755
ISHARES TR MSCI GRW IDX ETF 464288885 9,546 210,039 SH Sole 01 210,039
ISHARES TR MSCI SMALL CAP ETF 464288273 4,501 175,052 SH Sole 01 175,052
ISHARES TR MSCI VAL IDX ETF 464288877 7,221 178,069 SH Sole 01 178,069
ISHARES TR RUSL 3000 VALU ETF 464287663 353 5,455 SH Sole 01 5,455
ISHARES TR RUSSELL 1000 ETF 464287622 12,450 254,759 SH Sole 01 254,759
ISHARES TR RUSSELL MCP VL ETF 464287473 11,331 398,408 SH Sole 01 398,408
ISHARES TR RUSSELL MIDCAP ETF 464287499 109 1,825 SH Sole 01 1,825
ISHARES TR RUSSELL1000GRW ETF 464287614 1,652 44,572 SH Sole 01 44,572
ISHARES TR RUSSELL1000VAL ETF 464287598 3,999 80,757 SH Sole 01 80,757
ISHARES TR S&P 100 IDX FD ETF 464287101 1,617 37,419 SH Sole 01 37,419
ISHARES TR S&P 500 INDEX ETF 464287200 1 16 SH Sole 01 16
ISHARES TR S&P DEV EX-US ETF 464288422 1,090 46,029 SH Sole 01 46,029
ISHARES TR S&P GBL ENER ETF 464287341 13,622 465,542 SH Sole 01 465,542
ISHARES TR S&P GL UTILITI ETF 464288711 22,800 485,929 SH Sole 01 485,929
ISHARES TR S&P GLB100INDX ETF 464287572 6,183 123,307 SH Sole 01 123,307
ISHARES TR S&P500 GRW ETF 464287309 68,203 1,517,980 SH Sole 01 1,517,980
ISHARES TR US PFD STK IDX ETF 464288687 3,007 102,959 SH Sole 01 102,959
JABIL CIRCUIT INC COM COM 466313103 1,440 213,338 SH Sole 01 213,338
JACK IN THE BOX INC COM COM 466367109 2 73 SH Sole 01 73
JAKKS PAC INC COM COM 47012E106 184 8,900 SH Sole 01 8,900
JARDEN CORP COM COM 471109108 126 10,956 SH Sole 01 10,956
JOHNSON & JOHNSON COM COM 478160104 12,781 213,617 SH Sole 01 213,617
JPMORGAN & CHASE & CO COM COM 46625H100 5,689 180,438 SH Sole 01 180,438
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
KANSAS CITY SOUTHERN COM NEW COM 485170302 1 51 SH Sole 01 51
KB FINANCIAL GROUP INC SPONSORED ADR ADR 48241A105 1,376 52,527 SH Sole 01 52,527
KELLOGG CO COM COM 487836108 2 51 SH Sole 01 51
KEYCORP NEW COM COM 493267108 81 9,497 SH Sole 01 9,497
KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 10,923 549,744 SH Sole 01 549,744
KRAFT FOODS INC CL A CL A 50075N104 6,016 224,055 SH Sole 01 224,055
K-SWISS INC CL A CL A 482686102 2,494 218,734 SH Sole 01 218,734
L-3 COMMUNICATIONS HLDGS INC COM COM 502424104 3 45 SH Sole 01 45
LEAR CORP COM COM 521865105 186 131,596 SH Sole 01 131,596
LIBERTY GLOBAL INC COM SER A COM 530555101 0 2 SH Sole 01 2
LIBERTY GLOBAL INC COM SER C COM 530555309 0 2 SH Sole 01 2
LIBERTY MEDIA CORP NEW CAP COM SER A COM 53071M302 0 53 SH Sole 01 53
LIBERTY MEDIA CORP NEW ENT COM SER A COM 53071M500 2 124 SH Sole 01 124
LIBERTY MEDIA CORP NEW INT COM SER A COM 53071M104 1 161 SH Sole 01 161
LIFE TECHNOLOGIES CORP COM ADDED COM 53217V109 2 74 SH Sole 01 74
LKQ CORP COM COM 501889208 1,114 95,554 SH Sole 01 95,554
LORILLARD INC COM COM 544147101 3 45 SH Sole 01 45
LOWES COS INC COM COM 548661107 22,043 1,024,307 SH Sole 01 1,024,307
M/I HOMES INC COM COM 55305B101 1,942 184,233 SH Sole 01 184,233
MARINEMAX INC COM COM 567908108 1,061 312,891 SH Sole 01 312,891
MARSHALL & ILSLEY CORP NEW COM COM 571837103 108 7,908 SH Sole 01 7,908
MBIA INC COM COM 55262C100 1,111 272,984 SH Sole 01 272,984
MCDONALDS CORP COM COM 580135101 16,818 270,433 SH Sole 01 270,433
MEMC ELECTR MATLS INC COM COM 552715104 2,764 193,531 SH Sole 01 193,531
MICROSOFT CORP COM COM 594918104 6,149 316,309 SH Sole 01 316,309
MIDCAP SPDR TR UNIT SER 1 UIT 595635103 581 5,980 SH Sole 01 5,980
MITSUBISHI UFJ FINL GROUP SPONSORED ADR 606822104 15,126 2,435,826 SH Sole 01 2,435,826
NALCO HOLDING COMPANY COM COM 62985Q101 6,658 576,957 SH Sole 01 576,957
NATIONAL CITY CORP COM COM 635405103 72 39,788 SH Sole 01 39,788
NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 17,282 342,493 SH Sole 01 342,493
NATIONAL OILWELL VARCO INC COM COM 637071101 0 13 SH Sole 01 13
NEW YORK CMNTY BANCORP INC COM COM 649445103 2 193 SH Sole 01 193
NEWS CORP CL A CL A 65248E104 3,059 336,555 SH Sole 01 336,555
NEWTEK BUSINESS SERVICES INC. COM 652526104 32 146,141 SH Sole 146,141
NFJ DIVID INT & PREM STRTGY COM SHS COM 65337H109 2,029 156,679 SH Sole 01 156,679
NIKE INC CL B CL B 654106103 12,515 245,400 SH Sole 01 245,400
NOKIA CORP SPONSORED ADR SPONSORED ADR 654902204 3,750 240,394 SH Sole 01 240,394
NORTHEAST UTILS COM COM 664397106 3 138 SH Sole 01 138
NORTHERN TR CORP COM COM 665859104 1,635 31,367 SH Sole 01 31,367
NOVARTIS A G SPONSORED ADR SPONSORED ADR 66987V109 29,001 582,825 SH Sole 01 582,825
NOVO-NORDISK A S ADR ADR 670100205 6,929 134,840 SH Sole 01 134,840
NRG ENERGY INC COM NEW COM 629377508 3,261 139,795 SH Sole 01 139,795
NSTAR COM COM 67019E107 3 69 SH Sole 01 69
NTELOS HLDGS CORP COM COM 67020Q107 5 189 SH Sole 01 189
NTT DOCOMO INC SPONS ADR ADR 62942M201 8,559 436,245 SH Sole 01 436,245
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
NUVEEN EQTY PRM OPPORTUNITYF COM COM 6706EM102 2,349 219,912 SH Sole 01 219,912
NUVEEN INSD DIVID ADVANTAGE COM COM 67071L106 1 125 SH Sole 01 125
O REILLY AUTOMOTIVE INC COM COM 686091109 166 5,414 SH Sole 01 5,414
OCEANEERING INTL INC COM COM 675232102 109 3,735 SH Sole 01 3,735
OLD REP INTL CORP COM COM 680223104 3,072 257,728 SH Sole 01 257,728
OMNICOM GROUP INC COM COM 681919106 1 41 SH Sole 01 41
OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 634 88,492 SH Sole 01 88,492
ORACLE CORP COM COM 68389X105 18,158 1,024,140 SH Sole 01 1,024,140
PACCAR INC COM COM 693718108 4,676 163,488 SH Sole 01 163,488
PALL CORP COM COM 696429307 14,261 501,611 SH Sole 01 501,611
PAR PHARMACEUTICAL COS INC COM COM 69888P106 182 13,586 SH Sole 01 13,586
PEPSICO INC COM COM 713448108 18,397 335,894 SH Sole 01 335,894
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 5,316 217,079 SH Sole 01 217,079
PG&E CORP COM COM 69331C108 4,687 121,082 SH Sole 01 121,082
PHARMACEUTICAL PROD DEV INC COM COM 717124101 3,041 104,839 SH Sole 01 104,839
PHILIP MORRIS INTL INC COM COM 718172109 12,506 287,428 SH Sole 01 287,428
POPULAR INC COM COM 733174106 1,580 306,151 SH Sole 01 306,151
POSCO SPONSORED ADR ADR 693483109 2,090 27,771 SH Sole 01 27,771
POTASH CORP SASK INC COM COM 73755L107 22 300 SH Sole 01 300
POWERSHARES ETF TRUST DYNM LRG CP ETF 73935X609 1,280 118,926 SH Sole 01 118,926
POWERSHARES ETF TRUST ZACKS MC PRT ETF 73935X740 497 56,268 SH Sole 01 56,268
POWERSHARES GLOBAL ETF TRUST AGG ETF 73936T565 73 5,854 SH Sole 01 5,854
POWERSHARES GLOBAL ETF TRUST DEV INL ETF 73936T805 3,379 289,625 SH Sole 01 289,625
POWERSHARES GLOBAL ETF TRUST DEV MK ETF 73936T789 3,197 112,501 SH Sole 01 112,501
POWERSHARES GLOBAL ETF TRUST EMER ETF 73936T763 51 3,696 SH Sole 01 3,696
POWERSHARES GLOBAL ETF TRUST INSUR ETF 73936T474 998 47,143 SH Sole 01 47,143
POWERSHS DB MULTI SECT COMM DB ENE ETF 73936B101 450 22,422 SH Sole 01 22,422
PPL CORP COM COM 69351T106 3,551 115,706 SH Sole 01 115,706
PRAXAIR INC COM COM 74005P104 9,628 162,197 SH Sole 01 162,197
PROCTER & GAMBLE CO COM COM 742718109 38,548 623,551 SH Sole 01 623,551
PROSHARES TR PSHS CONSMR SVCS SVCS 74347R636 18,648 219,959 SH Sole 01 219,959
PROSHARES TR PSHS ULTRA FINL PRO 74347R743 6 1,000 SH Sole 01 1,000
PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 858 29,400 SH Sole 01 29,400
QUEST DIAGNOSTICS INC COM COM 74834L100 248 4,784 SH Sole 01 4,784
RESEARCH IN MOTION LTD COM COM 760975102 2,997 73,844 SH Sole 01 73,844
ROPER INDS INC NEW COM COM 776696106 2,919 67,250 SH Sole 01 67,250
ROYAL CARIBBEAN CRUISES LTD COM COM V7780T103 90 6,525 SH Sole 01 6,525
RYDEX ETF TRUST S&P 500 EQ TRD ETF 78355W106 2,079 74,787 SH Sole 01 74,787
SANDISK CORP COM COM 80004C101 1 55 SH Sole 01 55
SARA LEE CORP COM COM 803111103 2,595 265,088 SH Sole 01 265,088
SATYAM COMPUTER SERVICES LTD ADR ADR 804098101 72 8,008 SH Sole 01 8,008
SCHEIN HENRY INC COM COM 806407102 2,466 67,210 SH Sole 01 67,210
SCHERING PLOUGH CORP COM COM 806605101 1,080 63,434 SH Sole 01 63,434
SCHLUMBERGER LTD COM COM 806857108 6 134 SH Sole 01 134
SEAGATE TECHNOLOGY SHS COM G7945J104 0 77 SH Sole 01 77
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
SELECT SECTOR SPDR TR SBI INT-UTILS COM 81369Y886 1,750 60,295 SH Sole 01 60,295
SEMPRA ENERGY COM COM 816851109 1,186 27,816 SH Sole 01 27,816
SINGAPORE FD INC COM COM 82929L109 0 34 SH Sole 01 34
SMITHFIELD FOODS INC COM COM 832248108 206 14,670 SH Sole 01 14,670
SNAP ON INC COM COM 833034101 2 40 SH Sole 01 40
SONIC CORP COM COM 835451105 943 77,492 SH Sole 01 77,492
SPDR INDEX SHS FDS DJWS INTL REAL ETF 78463X863 2,244 82,882 SH Sole 01 82,882
SPDR INDEX SHS FDS EMERG MKTS ETF ETF 78463X509 138 3,681 SH Sole 01 3,681
SPDR INDEX SHS FDS MSCI ACWI EXUS MSCI ACWI EXUS 78463X848 3,567 152,964 SH Sole 01 152,964
SPDR INDEX SHS FDS S&P INTL SMLCP ETF 78463X871 2,534 136,101 SH Sole 01 136,101
SPDR INDEX SHS FDS S&P WRLD EX US ETF 78463X889 0 8 SH Sole 01 8
SPDR SERIES TRUST DJWS LARGE CAP ETF 78464A854 3,286 79,051 SH Sole 01 79,051
SPDR SERIES TRUST DJWS LGCAP GRW ETF 78464A409 0 3 SH Sole 01 3
SPDR SERIES TRUST DJWS SMALL CAP ETF 78464A813 1,901 50,357 SH Sole 01 50,357
SPDR SERIES TRUST LEHMAN YLD ETF ETF 78464A417 249 7,679 SH Sole 01 7,679
SPDR SERIES TRUST SPDR SR TR ETF 78464A680 22,767 497,204 SH Sole 01 497,204
ST MARY LD & EXPL CO COM COM 792228108 1 31 SH Sole 01 31
STANDARD PAC CORP NEW COM COM 85375C101 1,208 678,587 SH Sole 01 678,587
STAPLES INC COM COM 855030102 2,929 163,430 SH Sole 01 163,430
STATE STR CORP COM COM 857477103 11,087 281,906 SH Sole 01 281,906
STEWART INFORMATION SVCS COR COM COM 860372101 2,769 117,881 SH Sole 01 117,881
SVB FINL GROUP COM COM 78486Q101 108 4,107 SH Sole 01 4,107
SYMANTEC CORP COM COM 871503108 7,176 530,789 SH Sole 01 530,789
SYNGENTA AG SPONSORED ADR ADR 87160A100 17,172 438,720 SH Sole 01 438,720
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2,736 346,389 SH Sole 01 346,389
TARGET CORP COM COM 87612E106 14,685 425,278 SH Sole 01 425,278
TENARIS S A SPONSORED ADR ADR 88031M109 97 4,640 SH Sole 01 4,640
TERRA INDS INC COM COM 880915103 0 26 SH Sole 01 26
TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 2,776 65,202 SH Sole 01 65,202
TORCHMARK CORP COM COM 891027104 2 37 SH Sole 01 37
TOTAL S A SPONSORED ADR SPONSORED ADR 89151E109 21,921 396,394 SH Sole 01 396,394
TOYOTA MOTOR CORP SP ADR REP2COM SPONSORED ADR 892331307 9,528 145,596 SH Sole 01 145,596
TRACTOR SUPPLY CO COM COM 892356106 129 3,574 SH Sole 01 3,574
TYCO ELECTRONICS LTD COM NEW NEW G9144P105 4,393 271,023 SH Sole 01 271,023
TYCO INTL LTD BERMUDA SHS SHS G9143X208 4,394 203,430 SH Sole 01 203,430
UAL CORP. COM 902549807 27 2,409 SH Sole 2,409
UBS AG SHS NEW NEW H89231338 4,013 280,617 SH Sole 01 280,617
UNITED TECHNOLOGIES CORP COM COM 913017109 12,895 240,584 SH Sole 01 240,584
UNITEDHEALTH GROUP INC COM COM 91324P102 4 165 SH Sole 01 165
UNUM GROUP COM COM 91529Y106 4 213 SH Sole 01 213
VANGUARD BD INDEX FD INC SHORT TRM ETF 921937827 10,510 130,477 SH Sole 01 130,477
VANGUARD INDEX FDS LARGE CAP ETF ETF 922908637 6,193 151,972 SH Sole 01 151,972
VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 247 5,818 SH Sole 01 5,818
VANGUARD INDEX FDS VALUE ETF ETF 922908744 2,618 63,612 SH Sole 01 63,612
VANGUARD INTL EQUITY INDEX F ALLWRLD INDEX 922042775 3,173 98,172 SH Sole 01 98,172
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 1,102 46,746 SH Sole 01 46,746
VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 6,668 242,734 SH Sole 01 242,734
VANGUARD WORLD FD MEGA CAP INDEX INDEX 921910873 3,013 95,625 SH Sole 01 95,625
VANGUARD WORLD FD MEGA GRWTH IND ETF 921910816 2,082 66,072 SH Sole 01 66,072
VANGUARD WORLD FDS UTILITIES ETF ETF 92204A876 38 615 SH Sole 01 615
VARIAN MED SYS INC COM COM 92220P105 0 3 SH Sole 01 3
VCA ANTECH INC COM COM 918194101 1,796 90,330 SH Sole 01 90,330
VEOLIA ENVIRONNEMENT SPONSORED ADR SPONSORED ADR 92334N103 3,359 105,935 SH Sole 01 105,935
VERIZON COMMUNICATIONS INC. COM 92343V104 28 832 SH Sole 832
VODAFONE GROUP PLC NEW SPONS ADR ADR 92857W209 12,667 619,695 SH Sole 01 619,695
WAL MART STORES INC COM COM 931142103 10,143 180,927 SH Sole 01 180,927
WALGREEN CO COM COM 931422109 8,880 359,949 SH Sole 01 359,949
WALTER INDS INC COM COM 93317Q105 1 35 SH Sole 01 35
WASHINGTON FED INC COM COM 938824109 2 132 SH Sole 01 132
WATERS CORP COM COM 941848103 4,777 130,350 SH Sole 01 130,350
WEATHERFORD INTERNATIONAL LT COM COM G95089101 3 280 SH Sole 01 280
WILLIAMS COS INC DEL COM COM 969457100 1,230 84,923 SH Sole 01 84,923
WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 673 25,597 SH Sole 01 25,597
WISDOMTREE TRUST INTL DV TOP100 ETF 97717W786 3,350 97,925 SH Sole 01 97,925
WISDOMTREE TRUST INTL UTILITIES UTILITIES 97717W653 2,436 103,981 SH Sole 01 103,981
WISDOMTREE TRUST LARGECAP DIVID ETF 97717W307 0 7 SH Sole 01 7
WYETH COM COM 983024100 3,685 98,228 SH Sole 01 98,228
XL CAP LTD CL A CL A G98255105 85 22,864 SH Sole 01 22,864