Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):

June 16, 2004

 

 

BROADWAY FINANCIAL CORPORATION

(Exact name of small business issuer as specified in its charter)

 

 

Delaware   000-27464   95-4547287
(State of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)

 

4800 Wilshire Boulevard, Los Angeles, California

(Address of Principal Executive Offices)

 

90010

(Zip Code)

 

(323) 634-1700

(Issuer’s Telephone Number, Including Area Code)

 

NOT APPLICABLE

(Former name or former address, if changed since last report)

 

Item 5. Other Events and Regulation FD Disclosure

 

On June 16, 2004, Broadway Financial Corporation issued a Press Release announcing the sale of 70,000 shares of its common stock at $13.50 per share to Cathay General Bancorp. A copy of the Press Release is attached as Exhibit 99.1.

 

2

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    BROADWAY FINANCIAL CORPORATION
   

                        (Registrant)

Date: June 16, 2004

  

By:

  

/s/ Alvin D. Kang

       

(Signature)

   

Name:

  

Alvin D. Kang

       

Chief Financial Officer

 

3

EXHIBIT INDEX

 

Exhibit No.
   

Exhibit

   Page No.
99.1    Press Release   5

 

4