barc201203016kbatch.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
March 1, 2012
Barclays PLC and
Barclays Bank PLC
(Names of Registrants)
1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No x
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
This Report is a joint Report on Form 6-K filed by Barclays PLC and Barclays
Bank PLC. All of the issued ordinary share capital of Barclays Bank PLC is
owned by Barclays PLC.
This Report comprises:
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.
EXHIBIT INDEX
Exhibit No. 1
|
Absa Trading Statement dated 1 February 2012
|
Exhibit No. 2
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Change in Directors’ Details dated 10 February 2012
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Exhibit No. 3
|
Publication of Base Prospectus Supplement dated 13 February 2012
|
Exhibit No. 4
|
Director/PDMR Shareholding dated 13 February 2012
|
Exhibit No. 5
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Joint Report on form 6-K dated 13 February 2012
|
Exhibit No. 6
|
Publication of Base Prospectus Supplement dated 14 February 2012
|
Exhibit No. 7
|
FRN Variable Rate Fix dated 16 February 2012
|
Exhibit No. 8
|
FRN Variable Rate Fix dated 17 February 2012
|
Exhibit No. 9
|
FRN Variable Rate Fix dated 17 February 2012
|
Exhibit No. 10
|
FRN Variable Rate Fix dated 20 February 2012
|
Exhibit No. 11
|
Publication of Final Terms dated 21 February 2012
|
Exhibit No. 12
|
Holding(s) in Company dated 21 February 2012
|
Exhibit No. 13
|
Early Redemption dated 21 February 2012
|
Exhibit No. 14
|
FRN Variable Rate Fix dated 22 February 2012
|
Exhibit No. 15
|
FRN Variable Rate Fix dated 24 February 2012
|
Exhibit No. 16
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Holding(s) in Company dated 24 February 2012
|
Exhibit No. 17
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FRN Variable Rate Fix dated 27 February 2012
|
Exhibit No. 18
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FRN Variable Rate Fix dated 28 February 2012
|
Exhibit No. 19
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Total Voting Rights dated 29 February 2012
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BARCLAYS PLC
(Registrant)
Date: March 1, 2012
By: /s/ Patrick Gonsalves
----------------------
Patrick Gonsalves
Deputy Secretary
BARCLAYS BANK PLC
(Registrant)
Date: March 1, 2012
By: /s/ Patrick Gonsalves
----------------------
Patrick Gonsalves
Joint Secretary
Exhibit No.1
1 February 2012
Barclays PLC
Absa Group Limited issued a trading statement today in respect of the year ended 31 December 2011. It is available at the link below:
http://www.absa.co.za/deployedfiles/Absacoza/PDFs/About%20Absa/Sens%20Announcements/2012/February/Absa%20Group%20Trading%20Statement_120201.pdf
-Ends-
For further information please contact:
Investor Relations
|
Media Relations
|
Charlie Rozes
|
Giles Croot
|
+44 (0) 20 7116 5752
|
+44 (0) 20 7116 6132
|
About Barclays PLC
Barclays is a major global financial services provider engaged in retail banking, credit cards, corporate and investment banking and wealth management with an extensive international presence in Europe, the Americas, Africa and Asia. With over 300 years of history and expertise in banking, Barclays operates in over 50 countries and employs over 146,000 people. Barclays moves, lends, invests and protects money for over 48 million customers and clients worldwide.
For further information about Barclays, please visit our website www.barclays.com.
Exhibit No.2
10 February 2012
BARCLAYS PLC
CHANGE IN DIRECTORS' DETAILS
In accordance with Listing Rule LR 9.6.14(2), Barclays PLC and Barclays Bank PLC announce that Simon Fraser will join the Board of Ashmore Group plc as a non-executive Director with effect from 10 February 2012.
For further information please contact:
Media Relations
Sarah MacDonald or Giles Croot
Tel: +44 (0) 20 7116 4755
Exhibit No.3
Publication of Base Prospectus Supplement
The following base prospectus supplement has been approved by the UK Listing Authority and is available for viewing:
Base Prospectus Supplement No. 4 dated 13th February, 2012 to the Base Prospectus dated 22nd June, 2011 for the Barclays Bank PLC £60,000,000,000 Debt Issuance Programme
To view the full document, please paste the following URL into the address bar of your browser
http://www.rns-pdf.londonstockexchange.com/rns/3336X_1-2012-2-13.pdf
A copy of the above document has been submitted to the National Storage Mechanism and will shortly be available for inspection at: www.Hemscott.com/nsm.do
For further information, please contact:
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT: You must read the following before continuing: The following applies to the Base Prospectus Supplement available by clicking on the link above, and you are therefore advised to read this carefully before reading, accessing or making any other use of the Base Prospectus Supplement. In accessing the Base Prospectus Supplement, you agree to be bound by the following terms and conditions, including any modifications to them, any time you receive any information from us as a result of such access.
THE BASE PROSPECTUS SUPPLEMENT MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER. THE BASE PROSPECTUS SUPPLEMENT MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR WITHIN THE UNITED STATES TO QIBs (AS DEFINED BELOW) IN ACCORDANCE WITH RULE 144A UNDER THE SECURITIES ACT ("RULE 144A"). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE BASE PROSPECTUS SUPPLEMENT IN WHOLE OR IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER JURISDICTIONS.
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE BASE PROSPECTUS RELATING TO THE BARCLAYS PLC AND BARCLAYS BANK PLC £60,000,000,000 DEBT ISSUANCE PROGRAMME (THE "BASE PROSPECTUS") AND THE BASE PROSPECTUS SUPPLEMENT HAVE NOT BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE BASE PROSPECTUS AND THE BASE PROSPECTUS SUPPLEMENT MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT (1) IN ACCORDANCE WITH RULE 144A UNDER THE SECURITIES ACT TO PERSONS REASONABLY BELIEVED TO BE QUALIFIED INSTITUTIONAL BUYERS (EACH A "QIB") WITHIN THE MEANING OF RULE 144A OR (2) IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE SECURITIES ACT.
Please note that the information contained in the Base Prospectus Supplement may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Base Prospectus) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Base Prospectus is not addressed. Prior to relying on the information contained in the Base Prospectus and the Base Prospectus Supplement you must ascertain from the Base Prospectus whether or not you are part of the intended addressees of the information contained therein.
Confirmation of your Representation: In order to be eligible to view the Base Prospectus Supplement or make an investment decision with respect to any Notes issued or to be issued pursuant to the Base Prospectus and the Base Prospectus Supplement, you must be (i) a person other than a U.S. person (within the meaning of Regulation S under the Securities Act); or (ii) a QIB that is acquiring the securities for its own account or for the account of another QIB. By accessing the Base Prospectus Supplement, you shall be deemed to have represented that you are not a U.S. person or that you are a QIB, and that you consent to delivery of the Base Prospectus Supplement via electronic publication.
You are reminded that the Base Prospectus Supplement has been made available to you on the basis that you are a person into whose possession the Base Prospectus Supplement may be lawfully delivered in accordance with the laws of the jurisdiction in which you are located and you may not, nor are you authorised to, deliver the Base Prospectus Supplement to any other person.
The Base Prospectus Supplement does not constitute, and may not be used in connection with, an offer or solicitation in any place where offers or solicitations are not permitted by law. If a jurisdiction requires that the offering be made by a licensed broker or dealer and the underwriters or any affiliate of the underwriters is a licensed broker or dealer in that jurisdiction, the offering shall be deemed to be made by the underwriters or such affiliate on behalf of the issuers in such jurisdiction. Under no circumstances shall the Base Prospectus Supplement constitute an offer to sell, or the solicitation of an offer to buy, nor shall there be any sale of any Notes issued or to be issued pursuant to the Base Prospectus and the Base Prospectus Supplement, in any jurisdiction in which such offer, solicitation or sale would be unlawful.
The Base Prospectus Supplement has been made available to you in an electronic form. You are reminded that documents transmitted via this medium may be altered or changed during the process of electronic transmission and consequently none of the issuers, their advisers nor any person who controls any of them nor any director, officer, employee nor agent of it or affiliate of any such person accepts any liability or responsibility whatsoever in respect of any difference between the Base Prospectus Supplement made available to you in electronic format and the hard copy version available to you on request from the issuers.
Exhibit No.4
13 February 2012
Barclays PLC
Director/PDMR shareholding: Disclosure and Transparency Rules 3.1.4R(1)(a)
On 10 February 2012 the following ordinary shares in Barclays PLC ("the Company") were purchased on behalf of the following non-executive Directors of the Company at a price of £2.3801 per share on the London Stock Exchange. As disclosed in the Company's Annual Report, these purchases arise from the policy of using part of each non-executive Director's fee to purchase shares in the Company on the Directors' behalf which, together with any reinvested dividends, are retained for the Director until they leave the Board.
DIRECTOR
|
BARCLAYS
PLC SHARES
PURCHASED
|
TOTAL
BENEFICIAL
INTEREST
FOLLOWING
THIS
NOTIFICATION
|
TOTAL NON-
BENEFICIAL
INTEREST
FOLLOWING
THIS
NOTIFICATION
|
David Booth
|
3,939
|
86,806
|
-
|
Alison Carnwath
|
3,004
|
47,742
|
-
|
Fulvio Conti
|
3,955
|
52,455
|
-
|
Simon Fraser
|
3,630
|
83,144
|
-
|
Reuben Jeffery¹
|
5,009
|
77,183
|
-
|
Sir Andrew Likierman
|
3,357
|
35,686
|
-
|
Dambisa Moyo
|
3,631
|
11,429
|
-
|
Sir Michael Rake
|
3,165
|
38,378
|
-
|
Sir John Sunderland
|
3,129
|
91,187
|
-
|
¹ Reuben Jeffery's beneficial interest comprises 15,000 American Depositary Shares and 7,691 Ordinary Shares in Barclays PLC
Exhibit No.5
13 February 2012
Barclays PLC and Barclays Bank PLC Joint Report on Form 6-K
A joint Report on Form 6-K has been filed by Barclays PLC and Barclays Bank PLC with the US Securities and Exchange Commissioncomprising the following:
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· Results of Barclays PLC and Barclays Bank PLC as of, and for the year ended, 31 December 2011;
|
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· Unaudited consolidated summary financial statements of Barclays Bank PLC as of, and for the year ended, 31st December 2011;
|
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· A table setting forth the issued share capital of Barclays PLC and the Barclays PLC Group's total shareholders' equity, indebtedness and contingent liabilities as at 31 December 2011; and
|
|
· A table setting forth the issued share capital of Barclays Bank PLC and the Barclays Bank PLC Group's total shareholders' equity, indebtedness and contingent liabilities as at 31 December 2011.
|
A copy of the Form 6-k will be submitted to the National Storage Mechanism and will shortly be available for inspection at www.hemscott.com/nsm.do.
Exhibit No.6
Publication of Base Prospectus Supplement
The following base prospectus supplement has been approved by the UK Listing Authority and is available for viewing:
Base Prospectus Supplement No. 3 dated 14 February 2012 to the Base Prospectus dated 26 August 2011 for the Barclays Bank PLC €35,000,000,000 Global Covered Bond Programme unconditionally and irrevocably guaranteed as to payments by Barclays Covered Bonds LLP
To view the full document, please paste the following URL into the address bar of your browser
http://www.rns-pdf.londonstockexchange.com/rns/4226X_1-2012-2-14.pdf
A copy of the above document has been submitted to the National Storage Mechanism and will shortly be available for inspection at: www.Hemscott.com/nsm.do
For further information, please contact:
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT: You must read the following before continuing: The following applies to the Base Prospectus Supplement available by clicking on the link above, and you are therefore advised to read this carefully before reading, accessing or making any other use of the Base Prospectus Supplement. In accessing the Base Prospectus Supplement, you agree to be bound by the following terms and conditions, including any modifications to them, any time you receive any information from us as a result of such access.
THE BASE PROSPECTUS SUPPLEMENT MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER. THE BASE PROSPECTUS SUPPLEMENT MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR WITHIN THE UNITED STATES TO QIBs (AS DEFINED BELOW) IN ACCORDANCE WITH RULE 144A UNDER THE SECURITIES ACT ("RULE 144A"). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE BASE PROSPECTUS SUPPLEMENT IN WHOLE OR IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER JURISDICTIONS.
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE BASE PROSPECTUS RELATING TO THE BARCLAYS BANK PLC €35,000,000,000 GLOBAL COVERED BOND PROGRAMME (THE "BASE PROSPECTUS") AND THE BASE PROSPECTUS SUPPLEMENT HAVE NOT BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE BASE PROSPECTUS AND THE BASE PROSPECTUS SUPPLEMENT MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT (1) IN ACCORDANCE WITH RULE 144A UNDER THE SECURITIES ACT TO PERSONS REASONABLY BELIEVED TO BE QUALIFIED INSTITUTIONAL BUYERS (EACH A "QIB") WITHIN THE MEANING OF RULE 144A OR (2) IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE SECURITIES ACT.
Please note that the information contained in the Base Prospectus Supplement may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Base Prospectus) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Base Prospectus is not addressed. Prior to relying on the information contained in the Base Prospectus and the Base Prospectus Supplement you must ascertain from the Base Prospectus whether or not you are part of the intended addressees of the information contained therein.
Confirmation of your Representation: In order to be eligible to view the Base Prospectus Supplement or make an investment decision with respect to any Notes issued or to be issued pursuant to the Base Prospectus and the Base Prospectus Supplement, you must be (i) a person other than a U.S. person (within the meaning of Regulation S under the Securities Act); or (ii) a QIB that is acquiring the securities for its own account or for the account of another QIB. By accessing the Base Prospectus Supplement, you shall be deemed to have represented that you are not a U.S. person or that you are a QIB, and that you consent to delivery of the Base Prospectus Supplement via electronic publication.
You are reminded that the Base Prospectus Supplement has been made available to you on the basis that you are a person into whose possession the Base Prospectus Supplement may be lawfully delivered in accordance with the laws of the jurisdiction in which you are located and you may not, nor are you authorised to, deliver the Base Prospectus Supplement to any other person.
The Base Prospectus Supplement does not constitute, and may not be used in connection with, an offer or solicitation in any place where offers or solicitations are not permitted by law. If a jurisdiction requires that the offering be made by a licensed broker or dealer and the underwriters or any affiliate of the underwriters is a licensed broker or dealer in that jurisdiction, the offering shall be deemed to be made by the underwriters or such affiliate on behalf of the issuers in such jurisdiction. Under no circumstances shall the Base Prospectus Supplement constitute an offer to sell, or the solicitation of an offer to buy, nor shall there be any sale of any Notes issued or to be issued pursuant to the Base Prospectus and the Base Prospectus Supplement, in any jurisdiction in which such offer, solicitation or sale would be unlawful.
The Base Prospectus Supplement has been made available to you in an electronic form. You are reminded that documents transmitted via this medium may be altered or changed during the process of electronic transmission and consequently none of the issuers, their advisers nor any person who controls any of them nor any director, officer, employee nor agent of it or affiliate of any such person accepts any liability or responsibility whatsoever in respect of any difference between the Base Prospectus Supplement made available to you in electronic format and the hard copy version available to you on request from the issuers.
Exhibit No.7
LONDON--(BUSINESS WIRE)--
As Agent Bank, please be advised of the following rate determined on: 16/02/12
|
Issue
|
¦ Barclays Bank Plc - Series 53 - EUR 50,000,000 FRN due 19 Feb 2029
|
|
|
ISIN Number
|
¦ XS0093415288
|
ISIN Reference
|
¦ 09341528
|
Issue Nomin EUR
|
¦ 50,000,000
|
Period
|
¦ 19/02/12 to 19/02/13
|
|
Payment Date 19/02/13
|
Number of Days
|
¦ 366
|
Rate
|
¦ 2.384
|
|
Denomination EUR
|
¦ 50,000,000
|
|
¦
|
|
¦
|
|
|
|
Amount Payable per Denomination
|
¦ 1,192,000.00
|
|
¦
|
|
¦
|
|
|
|
Bank of New York
|
|
|
Rate Fix Desk
|
|
Telephone
|
|
¦ 44 1202 689580
|
Corporate Trust Services
|
Facsimile
|
|
¦ 44 1202 689601
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.8
LONDON--(BUSINESS WIRE)--
Re:
|
BARCLAYS BANK PLC.
|
|
GBP 2,000,000,000.00
|
|
MATURING: 16-May-2018
|
|
ISIN: XS0398795574
|
|
|
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD
|
16-Feb-2012 TO 16-Mar-2012 HAS BEEN FIXED AT 1.307250 PCT
|
|
DAY BASIS: ACTUAL/365(FIX)
|
|
INTEREST PAYABLE VALUE 16-Mar-2012 WILL AMOUNT TO:
|
GBP 51.93 PER GBP 50,000.00 DENOMINATION
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.9
LONDON--(BUSINESS WIRE)--
Re:
|
BARCLAYS BANK PLC.
|
|
GBP 1,000,000,000.00
|
|
MATURING: 16-May-2019
|
|
ISIN: XS0398797604
|
|
|
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD
|
16-Feb-2012 TO 16-Mar-2012 HAS BEEN FIXED AT 1.307250 PCT
|
|
DAY BASIS: ACTUAL/365(FIX)
|
|
INTEREST PAYABLE VALUE 16-Mar-2012 WILL AMOUNT TO:
|
GBP 51.93 PER GBP 50,000.00 DENOMINATION
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.10
LONDON--(BUSINESS WIRE)--
As Agent Bank, please be advised of the following rate determined on: 17/02/11
|
Issue
|
¦ Barclays Bank Plc - Series 53 - EUR 50,000,000 FRN due 19 Feb 2029
|
|
|
ISIN Number
|
¦ XS0093415288
|
ISIN Reference
|
¦ 09341528
|
Issue Nomin EUR
|
¦ 50,000,000
|
Period
|
¦ 19/02/11 to 19/02/12
|
|
Payment Date 19/02/12
|
Number of Days
|
¦ 365
|
Rate
|
¦ 3.965
|
|
Denomination EUR
|
¦ 50,000,000
|
|
¦
|
|
¦
|
|
|
|
Amount Payable per Denomination
|
¦ 1,982,500.00
|
|
¦
|
|
¦
|
|
|
|
Bank of New York
|
|
|
Rate Fix Desk
|
|
Telephone
|
|
¦ 44 1202 689580
|
Corporate Trust Services
|
Facsimile
|
|
¦ 44 1202 689601
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.11
Publication of Final Terms
The following final terms has been provided to the UK Listing Authority and is available for viewing:
Final Terms in relation to Barclays Bank PLC's issue of Series 2012-3 €2,000,000,000 2.25 per cent. Covered Bonds due 2017 unconditionally and irrevocably guaranteed as to payments by Barclays Covered Bonds LLP under the Barclays Bank PLC €35,000,000,000 Global Covered Bond Programme.
To view the full document, please paste the following URL into the address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/8450X_1-2012-2-21.pdf
A copy of the above document has been submitted to the National Storage Mechanism and will shortly be available for inspection at: www.Hemscott.com/nsm.do
For further information, please contact
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT: You must read the following before continuing: The following applies to the Final Terms available by clicking on the link above, and you are therefore advised to read this carefully before reading, accessing or making any other use of the Final Terms. In accessing the Final Terms, you agree to be bound by the following terms and conditions, including any modifications to them, any time you receive any information from us as a result of such access.
THE FINAL TERMS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER. THE FINAL TERMS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE FINAL TERMS IN WHOLE OR IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER JURISDICTIONS.
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE FINAL TERMS HAVE NOT BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE FINAL TERMS MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE SECURITIES ACT.
Please note that the information contained in the Final Terms may be addressed to and/or targeted at persons who are residents of particular countries (specified in the base prospectus relating to the Barclays Bank PLC €35,000,000,000 Global Covered Bond Programme (the "Base Prospectus")) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Final Terms is not addressed. Prior to relying on the information contained in the Final Terms you must ascertain from the Base Prospectus whether or not you are part of the intended addressees of the information contained therein.
Confirmation of your Representation: In order to be eligible to view the Final Terms or make an investment decision with respect to any Notes issued or to be issued pursuant to the Final Terms, you must be a person other than a U.S. person (within the meaning of Regulation S under the Securities Act). By accessing the Final Terms, you shall be deemed to have represented that you are not a U.S. person, and that you consent to delivery of the Final Terms via electronic publication.
You are reminded that the Final Terms has been made available to you on the basis that you are a person into whose possession the Final Terms may be lawfully delivered in accordance with the laws of the jurisdiction in which you are located and you may not, nor are you authorised to, deliver the Final Terms to any other person.
The Final Terms does not constitute, and may not be used in connection with, an offer or solicitation in any place where offers or solicitations are not permitted by law. If a jurisdiction requires that the offering be made by a licensed broker or dealer and the underwriters or any affiliate of the underwriters is a licensed broker or dealer in that jurisdiction, the offering shall be deemed to be made by the underwriters or such affiliate on behalf of the issuer in such jurisdiction. Under no circumstances shall the Final Terms constitute an offer to sell, or the solicitation of an offer to buy, nor shall there be any sale of any Notes issued or to be issued pursuant to the Final Terms, in any jurisdiction in which such offer, solicitation or sale would be unlawful.
The Final Terms has been made available to you in an electronic form. You are reminded that documents transmitted via this medium may be altered or changed during the process of electronic transmission and consequently none of the issuer, its advisers nor any person who controls any of them nor any director, officer, employee nor agent of it or affiliate of any such person accepts any liability or responsibility whatsoever in respect of any difference between the Final Terms made available to you in electronic format and the hard copy version available to you on request from the issuer.
Exhibit No.12
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
|
|
|
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii
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Barclays PLC
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights
|
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
|
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
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ü
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An event changing the breakdown of voting rights
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Other (please specify):
|
|
|
3. Full name of person(s) subject to the
notification obligation: iii
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His Highness Sheikh Mansour Bin Zayed Al Nahyan ("HHSM")
|
4. Full name of shareholder(s)
(if different from 3.):iv
|
Yas Capital Limited ("YCL")
|
5. Date of the transaction and date on
which the threshold is crossed or
reached: v
|
Transaction date: 27 April 2011
Date threshold crossed: 20 February 2012
|
6. Date on which issuer notified:
|
20 February 2012
|
7. Threshold(s) that is/are crossed or
reached: vi, vii
|
7%
|
|
|
|
|
|
8. Notified details:
|
A: Voting rights attached to shares viii, ix
|
Class/type of
shares
if possible using
the ISIN CODE
|
Situation previous
to the triggering
transaction
|
Resulting situation after the triggering transaction
|
Number
of
Shares
|
Number
of
Voting
Rights
|
Number
of shares
|
Number of voting
rights
|
% of voting rights x
|
Direct
|
Direct xi
|
Indirect xii
|
Direct
|
Indirect
|
Ordinary shares
|
758,437,618
|
758,437,618
|
Nil
|
Nil
|
758,437,618
|
Nil%
|
6.22%
|
ISIN GB0031348658
|
|
B: Qualifying Financial Instruments
|
Resulting situation after the triggering transaction
|
Type of financial
instrument
|
Expiration
date xiii
|
Exercise/
Conversion Period xiv
|
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
|
% of voting
rights
|
|
|
|
|
|
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
|
Resulting situation after the triggering transaction
|
Type of financial
instrument
|
Exercise price
|
Expiration date xvii
|
Exercise/
Conversion period xviii
|
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
Cash-settled options referencing ordinary shares
|
|
|
|
96,194,385
|
Nominal
|
Delta
|
|
0.788%
|
|
Total (A+B+C)
|
Number of voting rights
|
Percentage of voting rights
|
854,632,003
|
7.005%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
|
The cash-settled options are legally owned by YCL. YCL is, in turn, wholly owned by HHSM.
The triggering event is an increase in the total voting rights deemed to be held by YCL under the cash-settled options (pursuant to DTR 5.3.1R) to 96,194,385. Accordingly, as a result of the triggering event, YCL is deemed to hold directly, and HHSM is deemed to hold indirectly, 0.788% of the voting rights in Barclays PLC through YCL's total holding of cash-settled options.
For the avoidance of doubt, YCL has no right to acquire or exercise any voting rights in Barclays PLC.
The indirect holding by HHSM of the cash-settled options, when aggregated with HHSM's pre-existing indirect holding of ordinary shares (which has been the subject of previous notifications), is now greater than the 7% threshold for voting rights that is notifiable by HHSM pursuant to DTR 5.1.2R.
|
|
Proxy Voting:
|
10. Name of the proxy holder:
|
|
11. Number of voting rights proxy holder will cease
to hold:
|
|
12. Date on which proxy holder will cease to hold
voting rights:
|
|
|
13. Additional information:
|
As required under the Disclosure Rules, this notification has been prepared using the total voting rights figure of 12,200,614,043 as set out in the regulatory announcement made by Barclays PLC dated 31 January 2012.
|
14. Contact name:
|
Michael Latefi
|
15. Contact telephone number:
|
+971.566.852.568
|
|
|
|
Exhibit No.13
LONDON--(BUSINESS WIRE)--
Please be advised the following issue has been early redeemed on 01 MAR 2012
Issue: BARCLAYS- Series: NX00061468- ISIN: XS0548423762 - Maturity Date: 30 NOV 2012- O/S Nominal: 5,000,000
The outstanding balance will therefore be ZERO
Please amend your records accordingly.
Bank of New York Mellon
Source: Bank of New York Mellon
Exhibit No.14
LONDON--(BUSINESS WIRE)--
As Agent Bank, please be advised of the following rate determined on: 22/02/12
|
Issue
|
¦ Barclays Bank Plc - Series 197 - GBP200,000,000 FRN due May 2012
|
|
|
ISIN Number
|
¦ XS0430788108
|
ISIN Reference
|
¦ 043078810
|
Issue Nomin GBP
|
¦ 200,000,000
|
Period
|
¦ 22/02/12 to 22/05/12
|
|
Payment Date 22/05/12
|
Number of Days
|
¦ 90
|
Rate
|
¦ 1.34644
|
|
Denomination GBP
|
¦ 50,000
|
|
¦ 200,000,000
|
|
¦
|
|
|
|
Amount Payable per Denomination
|
¦ 165.55
|
|
¦ 662,183.61
|
|
¦
|
|
|
|
Bank of New York
|
|
|
Rate Fix Desk
|
|
Telephone
|
|
¦ 44 1202 689580
|
Corporate Trust Services
|
Facsimile
|
|
¦ 44 1202 689601
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.15
LONDON--(BUSINESS WIRE)--
As Agent Bank, please be advised of the following rate determined on: 24/02/12
|
Issue
|
¦ Barclays Bank PLC - Series 160 - EUR 1,500,000,000 FRN due 30 May 2017
|
|
|
ISIN Number
|
¦ XS0301811070
|
ISIN Reference
|
¦ 30181107
|
Issue Nomin EUR
|
¦ 1,500,000,000
|
Period
|
¦ 28/02/12 to 30/05/12
|
|
Payment Date 30/05/12
|
Number of Days
|
¦ 92
|
Rate
|
¦ 1.206
|
|
Denomination EUR
|
¦ 1,500,000,000
|
|
¦
|
|
¦
|
|
|
|
Amount Payable per Denomination
|
¦ 4,623,000.00
|
|
¦
|
|
¦
|
|
|
|
Bank of New York
|
|
|
Rate Fix Desk
|
|
Telephone
|
|
¦ 44 1202 689580
|
Corporate Trust Services
|
Facsimile
|
|
¦ 44 1202 689601
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.16
|
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
|
|
|
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii
|
Barclays PLC
|
2 Reason for the notification (please tick the appropriate box or boxes):
|
An acquisition or disposal of voting rights
|
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
|
|
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
|
ü
|
An event changing the breakdown of voting rights
|
|
Other (please specify):
|
|
|
3. Full name of person(s) subject to the
notification obligation: iii
|
His Highness Sheikh Mansour Bin Zayed Al Nahyan ("HHSM")
|
4. Full name of shareholder(s)
(if different from 3.):iv
|
Yas Capital Limited ("YCL")
|
5. Date of the transaction and date on
which the threshold is crossed or
reached: v
|
Transaction date: 27 April 2011
Date threshold crossed: 22 February 2012
|
6. Date on which issuer notified:
|
23 February 2012
|
7. Threshold(s) that is/are crossed or
reached: vi, vii
|
7%
|
|
|
|
|
|
8. Notified details:
|
A: Voting rights attached to shares viii, ix
|
Class/type of
shares
if possible using
the ISIN CODE
|
Situation previous
to the triggering
transaction
|
Resulting situation after the triggering transaction
|
Number
of
Shares
|
Number
of
Voting
Rights
|
Number
of shares
|
Number of voting
rights
|
% of voting rights x
|
Direct
|
Direct xi
|
Indirect xii
|
Direct
|
Indirect
|
Ordinary shares
|
758,437,618
|
758,437,618
|
Nil
|
Nil
|
758,437,618
|
Nil%
|
6.216%
|
ISIN GB0031348658
|
|
B: Qualifying Financial Instruments
|
Resulting situation after the triggering transaction
|
Type of financial
instrument
|
Expiration
date xiii
|
Exercise/
Conversion Period xiv
|
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
|
% of voting
rights
|
|
|
|
|
|
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
|
Resulting situation after the triggering transaction
|
Type of financial
instrument
|
Exercise price
|
Expiration date xvii
|
Exercise/
Conversion period xviii
|
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
Cash-settled options referencing ordinary shares
|
|
|
|
95,475,054
|
Nominal
|
Delta
|
|
0.783%
|
|
Total (A+B+C)
|
Number of voting rights
|
Percentage of voting rights
|
853,912,672
|
6.99893%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
|
The cash-settled options are legally owned by YCL. YCL is, in turn, wholly owned by HHSM.
The triggering event is a decrease in the total voting rights deemed to be held by YCL under the cash-settled options (pursuant to DTR 5.3.1R) to 95,475,054. Accordingly, as a result of the triggering event, YCL is deemed to hold directly, and HHSM is deemed to hold indirectly, 0.782% of the voting rights in Barclays PLC through YCL's total holding of cash-settled options.
For the avoidance of doubt, YCL has no right to acquire or exercise any voting rights in Barclays PLC.
The indirect holding by HHSM of the cash-settled options, when aggregated with HHSM's pre-existing indirect holding of ordinary shares (which has been the subject of previous notifications), is now less than the 7% threshold for voting rights that is notifiable by HHSM pursuant to DTR 5.1.2R.
|
|
Proxy Voting:
|
10. Name of the proxy holder:
|
|
11. Number of voting rights proxy holder will cease
to hold:
|
|
12. Date on which proxy holder will cease to hold
voting rights:
|
|
|
13. Additional information:
|
As required under the Disclosure Rules, this notification has been prepared using the total voting rights figure of 12,200,614,043 as set out in the regulatory announcement made by Barclays PLC dated 31 January 2012.
|
14. Contact name:
|
Michael Latefi
|
15. Contact telephone number:
|
+971.566.852.568
|
|
|
|
Exhibit No.17
LONDON--(BUSINESS WIRE)--
As Agent Bank, please be advised of the following rate determined on: 27/02/12
|
Issue
|
¦ Barclays Bank Plc - Series 2 - USD 750,000,000 Undated Floating Rate Primary Capital Notes
|
|
|
ISIN Number
|
¦ GB0000777705
|
ISIN Reference
|
¦
|
Issue Nomin USD
|
¦ 750,000,000
|
Period
|
¦ 29/02/12 to 31/08/12
|
|
Payment Date 31/08/12
|
Number of Days
|
¦ 184
|
Rate
|
¦ 0.875
|
|
Denomination USD
|
¦ 10,000
|
|
¦ 100,000
|
|
¦
|
|
|
|
Amount Payable per Denomination
|
¦ 171.20
|
|
¦ 1,712.00
|
|
¦
|
|
|
|
Bank of New York
|
|
|
Rate Fix Desk
|
|
Telephone
|
|
¦ 44 1202 689580
|
Corporate Trust Services
|
Facsimile
|
|
¦ 44 1202 689601
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.18
LONDON--(BUSINESS WIRE)--
As Agent Bank, please be advised of the following rate determined on: 28/02/12
|
Issue
|
¦ Barclays Bank PLC - Series 112 - EUR 50,000,000 Subordinated FRN due 01 Mar 2022
|
|
|
ISIN Number
|
¦ XS0144176996
|
ISIN Reference
|
¦ 014417699
|
Issue Nomin EUR
|
¦ 50,000,000
|
Period
|
¦ 01/03/12 to 03/09/12
|
|
Payment Date 03/09/12
|
Number of Days
|
¦ 186
|
Rate
|
¦ 1.685
|
|
Denomination EUR
|
¦ 50,000,000
|
|
¦
|
|
¦
|
|
|
|
Amount Payable per Denomination
|
¦ 435,291.67
|
|
¦
|
|
¦
|
|
|
|
Bank of New York
|
|
|
Rate Fix Desk
|
|
Telephone
|
|
¦ 44 1202 689580
|
Corporate Trust Services
|
Facsimile
|
|
¦ 44 1202 689601
|
Barclays Bank PLC
Source: Barclays Bank PLC
Exhibit No.19
29 February 2012
Barclays PLC - Voting Rights and Capital
In conformity with the Disclosure and Transparency Rules, Barclays PLC's issued share capital consists of 12,201,745,704 ordinary shares with voting rights as at 28 February 2012. There are no ordinary shares held in Treasury.
The above figure (12,201,745,704) may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, Barclays PLC under the FSA's Disclosure and Transparency Rules.