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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Emmett Dan A 808 WILSHIRE BOULEVARD SUITE 200 SANTA MONICA, CA 90401 |
X | X | Chairman of the Board |
/s/ Theodore E.Guth by P/A for Dan A. Emmett | 03/06/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Gift of common stock by the Emmett Foundation, a California charitable organization. The Reporting Person has sole voting and investment power over all shares held by the Emmett Foundation. |
(2) | Gifts of 20,000 shares of common stock (the "Shares") to each of four trusts for the benefit of the Reporting Person's children (the "Children's Trusts") by the Dan A. Emmett Revocable Living Trust of November 21, 1985. As sole trustee of each trust, the Reporting Person has sole voting and investment power over, but disclaims beneficial ownership of, all Shares owned by the Children's Trusts. |
(3) | Shares beneficially owned by the Reporting Person are held as follows: (i) the Dan A. Emmett Revocable Living Trust of November 21, 1985 owns 4,565,507 Shares; (ii) the Emmett Foundation, a California charitable organization, owns 92,500 Shares; and (iii) the Children's Trusts own 80,000 Shares. The Reporting Person has sole voting and investment power over all Shares held by the Emmett Foundation and the Children's Trusts but disclaims beneficial ownership of all such Shares. Ownership excludes 204,593 fully vested stock options (right to buy) and 13,664,144 common partnership units in Douglas Emmett Properties, L.P., of which the Issuer is the general partner. Partnership common units are redeemable for an equivalent number of Shares of the Issuer. |