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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to purcase) | $ 6.65 (2) | 06/22/2007 | M | 1,000 | (3) | 02/26/2012 | Common Stock | 1,000 | $ 0 | 3,000 | D | ||||
Employee Stock Option (right to purchase) | $ 8.52 | 06/22/2007 | M | 1,167 | (4) | 02/03/2013 | Common Stock | 1,167 | $ 0 | 3,502 | D | ||||
Employee Stock Option (right to purchase) | $ 8.52 | 06/22/2007 | M | 1,276 | (5) | 02/02/2014 | Common Stock | 1,276 | $ 0 | 3,826 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Couture Marie France C/O DOMTAR CORPORATION 395 DE MAISONNEUVE BOULEVARD WEST MONTREAL, A8 H3A 1L6 |
Vice President and Treasurer |
Razvan Theodoru, Attorney-in-Fact for Ms. Couture | 06/26/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes restricted stock. |
(2) | The exercise price of the option is CDN$6.23 and is payable in Canadian dollars. The price reflected has been converted to U.S. dollars using an exchange rate of 1.0676 per Canadian dollar, the noon exchange rate of the Federal Reserve Bank of New York on June 22, 2007. |
(3) | The options vest in approximately equal annual installments on the first four anniversaries of the grant date and become exercisable if performance conditions are satisfied. The options were granted on February 27, 2006. The performance conditions for the first year were satisfied, resulting in 25% of the options becoming exercisable. |
(4) | The options vest in approximately equal annual installments on the first four anniversaries of the grant date if performance conditions are satisfied, or such later anniversary date as the performance condition is satisfied. The options were granted on February 4, 2003. A portion of the performance conditions have been satisfied resulting in 25% of the options vesting. |
(5) | The options vest in approximately equal annual installments on the first four anniversaries of the grant date if performance conditions are satisfied, or such later anniversary date as the performance condition is satisfied. The options were granted on February 3, 2004. A portion of the performance conditions have been satisfied resulting in 25% of the options vesting. |