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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
CHESS Depositary Interests (3) | (4) | 01/21/2010 | C | 49,436 | (5) | (5) | Common Stock | 4,943 | $ 0 | 0 | I | By Indubilla Pty Ltd |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HAMSON MICHAEL S 6363 SOUTH FIDDLERS GREEN CIRCLE GREENWOOD VILLAGE, CO 80111 |
X |
Ardis Young, Assistant Secretary, as attorney-in-fact | 01/25/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Reporting Person converted 49,436 CHESS Depositary Interests (CDIs) on January 21, 2010. CDIs trade on the Australian Stock Exchange (ASX) and evidence beneficial ownership of Issuer's common stock on a ten-for-one basis. The conversion of 49,436 CDIs resulted in the Reporting Person's acquisition of 4,943 shares of common stock. The CDIs were converted into common stock at a conversion price equal to the market price of the common stock on the date of conversion. |
(2) | The Reporting Person holds 12,480 directly and 4,943 indirectly held by Indubilla Pty Ltd on behalf of the Reporting Person's superannuation fund. |
(3) | CHESS Depositary Interests (CDIs) trading on the ASX evidencing beneficial ownership of the Issuer's common stock on a ten-for-one basis. Effective February 10, 2010, the CDIs will be delisted from the ASX. |
(4) | CDIs trading on the ASX evidence beneficial ownership of the Issuer's common stock, $1.60 par value, on a ten-for-one basis. |
(5) | The CDIs are convertible into the Issuer's common stock, on a ten-for-one basis at any time. However, effective February 10, 2010, the CDIs will be delisted from the ASX. Australian CDI holders can convert their CDIs to common stock or sell the underlying common shares through a share sale facility offered by the Issuer to Australian CDI holders. The Reporting Person has chosen to convert his CDIs to common stock. |