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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) (2) | $ 47.55 | 09/27/2011 | M(1) | 12,500 | (3) | 01/09/2016 | Common Stock | 12,500 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) (2) | $ 46.99 | 09/27/2011 | M(1) | 3,125 | (4) | 05/24/2016 | Common Stock | 3,125 | $ 0 | 0 | D | ||||
Stock Option (Right to Buy) | $ 52.22 | 09/27/2011 | M(1) | 5,950 | (5) | 05/30/2017 | Common Stock | 5,950 | $ 0 | 0 | D | ||||
Stock Option (Right to Buy) | $ 59.17 | 09/27/2011 | M(1) | 5,700 | 06/19/2009 | 06/18/2018 | Common Stock | 5,700 | $ 0 | 0 | D | ||||
Stock Option (Right to Buy) (2) | $ 53.43 | 09/27/2011 | M(1) | 5,975 | 06/03/2010 | 06/02/2019 | Common Stock | 5,975 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
YOUNG WILLIAM BIOGEN IDEC INC. 133 BOSTON POST ROAD WESTON, MA 02493 |
X |
Aras Lapinskas, Attorney in Fact for William D. Young | 09/29/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Exercise/sale pursuant to a trading plan intended to comply with Rule 10b5-1 of the Securities and Exchange Act of 1934. |
(2) | Granted under one of the Issuer's stock option plans, in an exempt transaction under SEC Rule 16(b)-3(d). |
(3) | Immediately exercisable for all the option shares on grant date of 01/09/2006 subject to Issuer's repurchase rights which lapse on 01/09/2007. |
(4) | Options will vest in their entirety on 05/25/2007 provided that the Reporting Owner is then a member of the Issuer's Board of Directors. |
(5) | Options will become 100% exercisable upon completion of one year of service with Biogen Idec Inc. |