UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Market Stock Units | Â (2) | Â (2) | Common Stock | 15,693 | $ (3) | D | Â |
Market Stock Units | Â (4) | Â (4) | Common Stock | 15,051 | $ (3) | D | Â |
Market Stock Units | Â (5) | Â (5) | Common Stock | 10,991 | $ (3) | D | Â |
Market Stock Units | Â (6) | Â (6) | Common Stock | 28,421 | $ (3) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GUERTIN SHAWN M AETNA INC. 151 FARMINGTON AVENUE HARTFORD, CT 06156 |
 |  |  Sr. Vice President, CFO |  |
Shawn M. Guertin (by Judith H. Jones, Attorney in Fact) | 02/28/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the pro rata portion of the stock portion of Aetna Common Stock Fund held by reporting person on January 31, 2013. The information is based on information provided by the Plan Trustee as of that date. |
(2) | Market Stock Units granted on May 10, 2011 under the Aetna Inc. 2010 Stock Incentive Plan, units will vest on March 10, 2013. |
(3) | Each Market Stock Unit represents a right to receive up to 1.5 shares of Aetna Inc. Common Stock net of taxes. Vesting amount will be determined based on the average closing stock price for the thirty trading days prior to the vest date. |
(4) | Market Stock Units granted on February 2, 2012 under the Aetna Inc. 2010 Stock Incentive Plan, a portion of the units will vest on February 2, 2014 with the remaining units vesting on February 2, 2015. |
(5) | Market Stock Units granted on March 12, 2012 under the Aetna Inc. 2010 Stock Incentive Plan, a portion of the units will vest on March 12, 2014 with the remaining units vesting on March 12, 2015. |
(6) | Market Stock Units granted on February 1, 2013 under the Aetna Inc. 2010 Stock Incentive Plan, units will vest on February 1, 2016. |