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OMB APPROVAL
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OMB Number: 3235-0582
Expires: March 31, 2012
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22066
---------------------------------------------
Cornerstone Progressive Return Fund
--------------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
350 Jericho Turnpike, Suite 206 Jericho, New York 11753
--------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
Frank J. Maresca
Ultimus Fund Solutions, LLC 350 Jericho Turnpike, Suite 206 Jericho, NY 11753
--------------------------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: (513) 587-3400
----------------------------
Date of fiscal year end: December 31
----------------------------
Date of reporting period: July 1, 2010 - June 30, 2011
-----------------------------------------
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio
security considered at any shareholder meeting held during the period covered by
the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures
("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security
holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or
abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
SIGNATURES
----------
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Cornerstone Progressive Return Fund
--------------------------------------------------------------------
By (Signature and Title)* /s/ Ralph W. Bradshaw
-------------------------------------------------------
Ralph W. Bradshaw, President and Chairman
(Principal Executive Officer)
Date August 23, 2011
---------------------------------------------------------------------------
* Print the name and title of each signing officer under his or her signature.
EXHIBIT A
---------
Item 1: Proxy Voting Record
Registrant : Cornerstone Progressive Return Fund
=======================================================================================================
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For Against Against
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
=======================================================================================================
Aberdeen
Asia-Pacific
Income Fund,
Inc
Ticker Security ID: Meeting Date Meeting Status
FAX CUSIP 003009107 03/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Sacks Mgmt For For For
1.2 Elect P. Gerald Malone Mgmt For For For
=======================================================================================================
Aberdeen Israel
Fund,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ISL CUSIP 00301L109 04/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Cattano Mgmt For For For
1.2 Elect Steven Rappaport Mgmt For Withhold Against
=======================================================================================================
Adam Express
Company
Ticker Security ID: Meeting Date Meeting Status
ADX CUSIP 006212104 03/22/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Enrique Arzac Mgmt For Withhold Against
1.2 Elect Phyllis Bonanno Mgmt For For For
1.3 Elect Kenneth Dale Mgmt For For For
1.4 Elect Daniel Emerson Mgmt For For For
1.5 Elect Frederic Escherich Mgmt For For For
1.6 Elect Roger Gale Mgmt For For For
1.7 Elect Thomas Lenagh Mgmt For For For
1.8 Elect Kathleen McGahran Mgmt For For For
1.9 Elect Douglas Ober Mgmt For For For
1.10 Elect Craig Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Self-Tender
Offer
=======================================================================================================
AFLAC
Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Amos Mgmt For For For
2 Elect John Shelby Amos II Mgmt For Against Against
3 Elect Paul Amos II Mgmt For For For
4 Elect Michael Armacost Mgmt For For For
5 Elect Kriss Cloninger III Mgmt For Against Against
6 Elect Elizabeth Hudson Mgmt For For For
7 Elect Douglas Johnson Mgmt For For For
8 Elect Robert Johnson Mgmt For For For
9 Elect Charles Knapp Mgmt For For For
10 Elect E. Stephen Purdom Mgmt For For For
11 Elect Barbara Rimer Mgmt For For For
12 Elect Marvin Schuster Mgmt For For For
13 Elect David Thompson Mgmt For For For
14 Elect Robert Wright Mgmt For For For
15 Elect Takuro Yoshida Mgmt For For For
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
=======================================================================================================
AllianceBernstein
Global High
Income Fund
Inc
Ticker Security ID: Meeting Date Meeting Status
AWF CUSIP 01879R106 03/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Dobkin Mgmt For Withhold Against
1.2 Elect William Foulk, Jr. Mgmt For Withhold Against
1.3 Elect D. James Guzy Mgmt For Withhold Against
=======================================================================================================
AllianceBernstein
Global High
Income Fund,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AWF CUSIP 01879R106 03/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Dobkin Mgmt For For For
1.2 Elect William Foulk, Jr. Mgmt For For For
1.3 Elect D. James Guzy Mgmt For For For
=======================================================================================================
AllianceBernstein
Income Fund
Inc
Ticker Security ID: Meeting Date Meeting Status
ACG CUSIP 01881E101 03/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Foulk, Jr. Mgmt For For For
1.2 Elect D. James Guzy Mgmt For For For
1.3 Elect Robert Keith Mgmt For For For
=======================================================================================================
AllianceBernstein
Income Fund
Inc
Ticker Security ID: Meeting Date Meeting Status
ACG CUSIP 01881E101 03/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Foulk, Jr. Mgmt For Withhold Against
1.2 Elect D. James Guzy Mgmt For Withhold Against
1.3 Elect Robert Keith Mgmt For Withhold Against
=======================================================================================================
Alpine Global
Dynamic
Dividend
Fund
Ticker Security ID: Meeting Date Meeting Status
AGD CUSIP 02082E106 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Wacksman Mgmt For For For
=======================================================================================================
Alpine Global
Dynamic
Dividend
Fund
Ticker Security ID: Meeting Date Meeting Status
AGD CUSIP 02082E106 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Wacksman Mgmt For Abstain Against
=======================================================================================================
Alpine Global
Premier
Properties
Fund
Ticker Security ID: Meeting Date Meeting Status
AWP CUSIP 02083A103 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Wacksman Mgmt For For For
=======================================================================================================
Alpine Global
Premier
Properties
Fund
Ticker Security ID: Meeting Date Meeting Status
AWP CUSIP 02083A103 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Wacksman Mgmt For Abstain Against
=======================================================================================================
Alpine Total
Dynamic
Dividend
Fund
Ticker Security ID: Meeting Date Meeting Status
AOD CUSIP 021060108 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Wacksman Mgmt For For For
=======================================================================================================
Alpine Total
Dynamic
Dividend
Fund
Ticker Security ID: Meeting Date Meeting Status
AOD CUSIP 021060108 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Wacksman Mgmt For Abstain Against
=======================================================================================================
AOL, Inc.
Ticker Security ID: Meeting Date Meeting Status
AOL CUSIP 00184X105 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Tim Armstrong Mgmt For For For
2 Elect Richard Dalzell Mgmt For For For
3 Elect Karen Dykstra Mgmt For For For
4 Elect Alberto Ibarguen Mgmt For For For
5 Elect Susan Lyne Mgmt For For For
6 Elect Patricia Mitchell Mgmt For For For
7 Elect Fredric Reynolds Mgmt For For For
8 Elect James Stengel Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
=======================================================================================================
Automatic Data
Processing
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP 053015103 11/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gregory Brenneman Mgmt For For For
1.2 Elect Leslie Brun Mgmt For For For
1.3 Elect Gary Butler Mgmt For For For
1.4 Elect Leon Cooperman Mgmt For For For
1.5 Elect Eric Fast Mgmt For For For
1.6 Elect Linda Gooden Mgmt For For For
1.7 Elect R. Glenn Hubbard Mgmt For For For
1.8 Elect John Jones Mgmt For For For
1.9 Elect Sharon Rowlands Mgmt For For For
1.10 Elect Enrique Salem Mgmt For For For
1.11 Elect Gregory Summe Mgmt For For For
2 Amendment to the Employees' Mgmt For For For
Savings-Stock Purchase
Plan
3 Ratification of Auditor Mgmt For For For
=======================================================================================================
Becton,
Dickinson And
Co.
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Basil Anderson Mgmt For For For
1.2 Elect Henry Becton, Jr. Mgmt For For For
1.3 Elect Edward DeGraan Mgmt For For For
1.4 Elect Claire Fraser-Liggett Mgmt For For For
1.5 Elect Christopher Jones Mgmt For For For
1.6 Elect Marshall Larsen Mgmt For For For
1.7 Elect Edward Ludwig Mgmt For For For
1.8 Elect Adel Mahmoud Mgmt For For For
1.9 Elect Gary Mecklenburg Mgmt For For For
1.10 Elect Cathy Minehan Mgmt For Withhold Against
1.11 Elect James Orr Mgmt For For For
1.12 Elect Willard Overlock, Jr. Mgmt For For For
1.13 Elect Bertram Scott Mgmt For For For
1.14 Elect Alfred Sommer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A
Executive
Compensation
5 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
6 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative
Voting
=======================================================================================================
Calamos Global
Dynamic Income
Fund
Ticker Security ID: Meeting Date Meeting Status
CHW CUSIP 12811L107 06/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Calamos, Sr. Mgmt For For For
1.2 Elect William Rybak Mgmt For For For
=======================================================================================================
Calamos Global
Dynamic Income
Fund
Ticker Security ID: Meeting Date Meeting Status
CHW CUSIP 12811L107 06/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Calamos, Sr. Mgmt For Abstain Against
1.2 Elect William Rybak Mgmt For Abstain Against
=======================================================================================================
Calamos
Strategic Total
Return
Fund
Ticker Security ID: Meeting Date Meeting Status
CSQ CUSIP 128125101 06/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Calamos, Sr. Mgmt For For For
1.2 Elect William Rybak Mgmt For For For
=======================================================================================================
Cisco Systems Inc
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For For For
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For For For
9 Elect Roderick McGeary Mgmt For For For
10 Elect Michael Powell Mgmt For For For
11 Elect Arun Sarin Mgmt For For For
12 Elect Steven West Mgmt For For For
13 Elect Jerry Yang Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHldr Against Against For
Formation of Environmental
Sustainability
Committee
17 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Internet
Fragmentation
18 Shareholder Proposal Regarding ShrHldr Against Against For
Restricting Sales to
China
=======================================================================================================
Columbia
Seligman
Premium
Technology
Growth Fund
Inc
Ticker Security ID: Meeting Date Meeting Status
STK CUSIP 19842X109 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patricia Flynn Mgmt For For For
1.2 Elect Stephen Lewis, Jr. Mgmt For For For
1.3 Elect Catherine James Paglia Mgmt For For For
2 Ratification of Auditor Mgmt For For For
=======================================================================================================
Comcast Corp.
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For Withhold Against
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Joseph Collins Mgmt For For For
1.6 Elect J. Michael Cook Mgmt For For For
1.7 Elect Gerald Hassell Mgmt For For For
1.8 Elect Jeffrey Honickman Mgmt For For For
1.9 Elect Eduardo Mestre Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Employee Stock Purchase Plan Mgmt For For For
4 Amendment to the 2002 Restricted Mgmt For For For
Stock
Plan
5 Amendment to the 2003 Stock Option Mgmt For For For
Plan
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
8 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative
Voting
9 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
=======================================================================================================
Conoco Phillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland, Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Omnibus Stock and Performance Mgmt For For For
Incentive
Plan
18 Shareholder Proposal Regarding ShrHldr Against Against For
Adopting Gender Identity and
Expression Anti-Bias
Policy
19 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHldr Against Against For
Lobbying
Report
21 Shareholder Proposal Regarding ShrHldr Against Against For
Safety
Report
22 Shareholder Proposal Regarding ShrHldr Against Against For
Louisiana
Wetlands
23 Shareholder Proposal Regarding ShrHldr Against Against For
Reporting and Reducing Greenhouse
Gas
Emissions
24 Shareholder Proposal Regarding the ShrHldr Against Against For
Financial Risks of Climate
Change
25 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Oil Sands
Operations
=======================================================================================================
DIRECTV
Ticker Security ID: Meeting Date Meeting Status
DTV CUSIP 25490A101 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Dillon Mgmt For For For
1.2 Elect Samuel DiPiazza, Jr. Mgmt For For For
1.3 Elect Lorrie Norrington Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Amendment to Dual Class Stock Mgmt For For For
4 Repeal of Classified Board Mgmt For For For
5 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
6 Limitation of Right to Call a Mgmt For Against Against
Special
Meeting
7 Adoption of Delaware as the Mgmt For Against Against
Exclusive Forum for Certain
Disputes
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
=======================================================================================================
Dow 30 Enhanced
Premium &
Income Fund
Inc
Ticker Security ID: Meeting Date Meeting Status
DPO CUSIP 260537105 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect Robert Bremner Mgmt For For For
1.3 Elect Jack Evans Mgmt For For For
1.4 Elect David Kundert Mgmt For For For
1.5 Elect Judith Stockdale Mgmt For For For
1.6 Elect Carole Stone Mgmt For For For
1.7 Elect Terence Toth Mgmt For For For
1.8 Elect Virginia Stringer Mgmt For For For
1.9 Elect William Hunter Mgmt For For For
1.10 Elect William Schneider Mgmt For For For
=======================================================================================================
Dow 30 Enhanced
Premium &
Income Fund
Inc
Ticker Security ID: Meeting Date Meeting Status
DPO CUSIP 260537105 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Amboian Mgmt For Withhold Against
1.2 Elect Robert Bremner Mgmt For Withhold Against
1.3 Elect Jack Evans Mgmt For Withhold Against
1.4 Elect David Kundert Mgmt For Withhold Against
1.5 Elect Judith Stockdale Mgmt For Withhold Against
1.6 Elect Carole Stone Mgmt For Withhold Against
1.7 Elect Terence Toth Mgmt For Withhold Against
1.8 Elect Virginia Stringer Mgmt For Withhold Against
1.9 Elect William Hunter Mgmt For Withhold Against
1.10 Elect William Schneider Mgmt For Withhold Against
=======================================================================================================
Duff & Phelps
Utility &
Corporate Bond
Trust
Ticker Security ID: Meeting Date Meeting Status
DUC CUSIP 26432K108 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Geraldine McNamara Mgmt For Withhold Against
1.2 Elect Christian Poindexter Mgmt For Withhold Against
=======================================================================================================
Duff & Phelps
Utility and
Corporate Bond
Trust
Inc
Ticker Security ID: Meeting Date Meeting Status
DUC CUSIP 26432K108 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Geraldine McNamara Mgmt For For For
1.2 Elect Christian Poindexter Mgmt For For For
=======================================================================================================
Duke Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Barnet III Mgmt For For For
1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For
1.3 Elect Michael Browning Mgmt For For For
1.4 Elect Daniel DiMicco Mgmt For For For
1.5 Elect John Forsgren Mgmt For For For
1.6 Elect Ann Maynard Gray Mgmt For For For
1.7 Elect James Hance, Jr. Mgmt For For For
1.8 Elect E. James Reinsch Mgmt For For For
1.9 Elect James Rhodes Mgmt For For For
=======================================================================================================
Duke Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Rogers Mgmt For For For
1.11 Elect Philip Sharp Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHldr Against Against For
Lobbying
Report
6 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Coal
Risk
7 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
=======================================================================================================
Eaton Vance
Enhanced Equity
Income Fund
II
Ticker Security ID: Meeting Date Meeting Status
EOS CUSIP 278277108 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Benjamin Esty Mgmt For For For
1.2 Elect Thomas Faust, Jr. Mgmt For For For
1.3 Elect Allen Freedman Mgmt For For For
=======================================================================================================
Eaton Vance
Enhanced Equity
Income Fund
II
Ticker Security ID: Meeting Date Meeting Status
EOS CUSIP 278277108 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Benjamin Esty Mgmt For Withhold Against
1.2 Elect Thomas Faust, Jr. Mgmt For Withhold Against
1.3 Elect Allen Freedman Mgmt For Withhold Against
=======================================================================================================
Eaton Vance
Risk-Managed
Diversified
Equity Income
Fund
Ticker Security ID: Meeting Date Meeting Status
ETJ CUSIP 27829G106 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Benjamin Esty Mgmt For For For
1.2 Elect Thomas Faust, Jr. Mgmt For For For
1.3 Elect Allen Freedman Mgmt For For For
=======================================================================================================
Eaton Vance
Risk-Managed
Diversified
Equity Income
Fund
Ticker Security ID: Meeting Date Meeting Status
ETJ CUSIP 27829G106 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Benjamin Esty Mgmt For Withhold Against
1.2 Elect Thomas Faust, Jr. Mgmt For Withhold Against
1.3 Elect Allen Freedman Mgmt For Withhold Against
=======================================================================================================
Eaton Vance
Tax-Managed
Buy-Write
Income
Ticker Security ID: Meeting Date Meeting Status
ETB CUSIP 27828X100 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Helen Peters Mgmt For For For
1.2 Elect Lynn Stout Mgmt For For For
1.3 Elect Ralph Verni Mgmt For For For
=======================================================================================================
Eaton Vance
Tax-Managed
Buy-Write
Income
Fund
Ticker Security ID: Meeting Date Meeting Status
ETB CUSIP 27828X100 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Helen Peters Mgmt For Withhold Against
1.2 Elect Lynn Stout Mgmt For Withhold Against
1.3 Elect Ralph Verni Mgmt For Withhold Against
=======================================================================================================
Eaton Vance
Tax-Managed
Buy-Write
Opportunities
Fund
Ticker Security ID: Meeting Date Meeting Status
ETV CUSIP 27828Y108 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Helen Peters Mgmt For For For
1.2 Elect Lynn Stout Mgmt For For For
1.3 Elect Ralph Verni Mgmt For For For
=======================================================================================================
Eaton Vance
Tax-Managed
Buy-Write
Opportunities
Fund
Ticker Security ID: Meeting Date Meeting Status
ETV CUSIP 27828Y108 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Helen Peters Mgmt For Withhold Against
1.2 Elect Lynn Stout Mgmt For Withhold Against
1.3 Elect Ralph Verni Mgmt For Withhold Against
=======================================================================================================
Eaton Vance
Tax-Managed
Global
Buy-Write
Opportunities
Fund
Ticker Security ID: Meeting Date Meeting Status
ETW CUSIP 27829C105 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Helen Peters Mgmt For For For
1.2 Elect Lynn Stout Mgmt For For For
1.3 Elect Ralph Verni Mgmt For For For
=======================================================================================================
Eaton Vance
Tax-Managed
Global
Buy-Write
Opportunities
Fund
Ticker Security ID: Meeting Date Meeting Status
ETW CUSIP 27829C105 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Helen Peters Mgmt For Withhold Against
1.2 Elect Lynn Stout Mgmt For Withhold Against
1.3 Elect Ralph Verni Mgmt For Withhold Against
=======================================================================================================
Emerson Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/01/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Farr Mgmt For N/A N/A
1.2 Elect Harriet Green Mgmt For N/A N/A
1.3 Elect Charles Peters Mgmt For N/A N/A
1.4 Elect Joseph Prueher Mgmt For N/A N/A
1.5 Elect Rozanne Ridgway Mgmt For N/A N/A
2 Re-approval of the Performance Mgmt For N/A N/A
Measures under the 2006 Incentive
Shares
Plan
3 2011 Stock Option Plan Mgmt For N/A N/A
4 Ratification of Auditor Mgmt For N/A N/A
5 Advisory Vote on Executive Mgmt For N/A N/A
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years N/A Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHldr Against N/A N/A
Sustainability
Report
=======================================================================================================
Exxon Mobil Corp.
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Peter Brabeck-Letmathe Mgmt For For For
1.3 Elect Larry Faulkner Mgmt For For For
1.4 Elect Jay Fishman Mgmt For For For
1.5 Elect Kenneth Frazier Mgmt For For For
1.6 Elect William George Mgmt For For For
1.7 Elect Marilyn Nelson Mgmt For For For
1.8 Elect Samuel Palmisano Mgmt For For For
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect Rex Tillerson Mgmt For For For
1.11 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
6 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHldr Against For Against
Sexual Orientation and Gender
identity Anti-Bias
Policy
8 Shareholder Proposal Regarding Human ShrHldr Against Against For
Right to
Water
9 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Oil Sands
Operations
10 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Hydraulic
Fracturing
11 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Technology and Products
to Become Environmentally
Sustainable
12 Shareholder Proposal Regarding ShrHldr Against Against For
Greenhouse Gas Emission
Goals
=======================================================================================================
First Trust
Strategic High
Income
Fund
Ticker Security ID: Meeting Date Meeting Status
FHI CUSIP 337347108 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Keith Mgmt For For For
=======================================================================================================
First Trust
Strategic High
Income
Fund
Ticker Security ID: Meeting Date Meeting Status
FHI CUSIP 337347108 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Keith Mgmt For Against Against
=======================================================================================================
First Trust
Strategic High
Income Fund
II
Ticker Security ID: Meeting Date Meeting Status
FHY CUSIP 337353106 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Keith Mgmt For For For
=======================================================================================================
First Trust
Strategic High
Income Fund
II
Ticker Security ID: Meeting Date Meeting Status
FHY CUSIP 337353106 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Keith Mgmt For Against Against
=======================================================================================================
First Trust
Strategic High
Income Fund
II
Ticker Security ID: Meeting Date Meeting Status
FHY CUSIP 337353106 12/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of a New Investment Mgmt For For For
Management
Agreement
2 Approval of a New Sub-Advisory Mgmt For For For
Agreement
=======================================================================================================
First Trust
Strategic High
Income Fund
III
Ticker Security ID: Meeting Date Meeting Status
FHO CUSIP 33735C106 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Keith Mgmt For For For
=======================================================================================================
First Trust
Strategic High
Income Fund
III
Ticker Security ID: Meeting Date Meeting Status
FHO CUSIP 33735C106 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Keith Mgmt For Against Against
=======================================================================================================
First Trust
Strategic High
Income Fund
III
Ticker Security ID: Meeting Date Meeting Status
FHO CUSIP 33735C106 12/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of a New Investment Mgmt For For For
Management
Agreement
2 Approval of a New Sub-Advisory Mgmt For For For
Agreement
=======================================================================================================
First Trust
Strategic High
Income Fund
III
Ticker Security ID: Meeting Date Meeting Status
FHO CUSIP 33735C106 12/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of a New Investment Mgmt For Against Against
Management
Agreement
2 Approval of a New Sub-Advisory Mgmt For Against Against
Agreement
=======================================================================================================
First Trust
Strategic High
Income Fund
III
Ticker Security ID: Meeting Date Meeting Status
FHO CUSIP 33735C106 12/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of a New Investment Mgmt For Abstain Against
Management
Agreement
2 Approval of a New Sub-Advisory Mgmt For Abstain Against
Agreement
=======================================================================================================
Ford Motor Co.
Ticker Security ID: Meeting Date Meeting Status
F CUSIP 345370860 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stephen Butler Mgmt For For For
2 Elect Kimberly Casiano Mgmt For For For
3 Elect Anthony Earley, Jr. Mgmt For Against Against
4 Elect Edsel Ford II Mgmt For Against Against
5 Elect William Ford, Jr. Mgmt For For For
6 Elect Richard Gephardt Mgmt For For For
7 Elect James Hance, Jr. Mgmt For For For
8 Elect Irvine Hockaday, Jr. Mgmt For For For
9 Elect Richard Manoogian Mgmt For Against Against
10 Elect Ellen Marram Mgmt For For For
11 Elect Alan Mulally Mgmt For For For
12 Elect Homer Neal Mgmt For For For
13 Elect Gerald Shaheen Mgmt For For For
14 Elect John Thornton Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding ShrHldr Against Against For
Publishing Political Contributions
and Expenditure in
Newspapers
19 Shareholder Proposal Regarding ShrHldr Against For Against
Recapitalization
Plan
20 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
=======================================================================================================
Freeport-McMoran
Copper & Gold
Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Adkerson Mgmt For For For
1.2 Elect Robert Allison, Jr. Mgmt For Withhold Against
1.3 Elect Robert Day Mgmt For For For
1.4 Elect Gerald Ford Mgmt For For For
1.5 Elect H. Devon Graham, Jr. Mgmt For For For
1.6 Elect Charles Krulak Mgmt For For For
1.7 Elect Bobby Lackey Mgmt For For For
1.8 Elect Jon Madonna Mgmt For For For
1.9 Elect Dustan McCoy Mgmt For For For
1.10 Elect James Moffett Mgmt For For For
1.11 Elect B. M. Rankin, Jr. Mgmt For Withhold Against
1.12 Elect Stephen Siegele Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against Against For
Environmental Expertise on
Board
=======================================================================================================
General American
Investors Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GAM CUSIP 368802104 04/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rodney Berens Mgmt For For For
1.2 Elect Lewis Cullman Mgmt For For For
1.3 Elect Spencer Davidson Mgmt For For For
1.4 Elect Gerald Edelman Mgmt For For For
1.5 Elect John Gordan, III Mgmt For For For
1.6 Elect Betsy Gotbaum Mgmt For For For
1.7 Elect Sidney Knafel Mgmt For For For
1.8 Elect Daniel Neidich Mgmt For For For
1.9 Elect D. Ellen Shuman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
=======================================================================================================
General American
Investors Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GAM CUSIP 368802104 04/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rodney Berens Mgmt For Withhold Against
1.2 Elect Lewis Cullman Mgmt For Withhold Against
1.3 Elect Spencer Davidson Mgmt For Withhold Against
1.4 Elect Gerald Edelman Mgmt For Withhold Against
1.5 Elect John Gordan, III Mgmt For Withhold Against
1.6 Elect Betsy Gotbaum Mgmt For Withhold Against
1.7 Elect Sidney Knafel Mgmt For Withhold Against
1.8 Elect Daniel Neidich Mgmt For Withhold Against
1.9 Elect D. Ellen Shuman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
=======================================================================================================
General American
Investors Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GAM CUSIP 368802104 04/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rodney Berens Mgmt For Withhold Against
1.2 Elect Lewis Cullman Mgmt For Withhold Against
1.3 Elect Spencer Davidson Mgmt For Withhold Against
1.4 Elect Gerald Edelman Mgmt For Withhold Against
1.5 Elect John Gordan, III Mgmt For Withhold Against
1.6 Elect Betsy Gotbaum Mgmt For Withhold Against
1.7 Elect Sidney Knafel Mgmt For Withhold Against
1.8 Elect Daniel Neidich Mgmt For Withhold Against
1.9 Elect D. Ellen Shuman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Abstain Against
=======================================================================================================
Google Inc
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For For For
1.8 Elect K. Ram Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHldr Against Against For
Formation of Sustainability
Committee
7 Shareholder Proposal Regarding ShrHldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHldr Against Against For
Conflict of Interest
Report
=======================================================================================================
Intel Corp.
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect Frank Yeary Mgmt For For For
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2006 Equity Mgmt For For For
Incentive
Plan
13 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
=======================================================================================================
Invesco Van
Kampen Bond
Fund
Ticker Security ID: Meeting Date Meeting Status
VBF CUSIP 46132L107 06/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Arch Mgmt For For For
1.2 Elect Howard Kerr Mgmt For For For
1.3 Elect Jerry Choate Mgmt For For For
1.4 Elect Suzanne Woolsey Mgmt For For For
=======================================================================================================
Invesco Van
Kampen Trust
Insured
Ticker Security ID: Meeting Date Meeting Status
VIM CUSIP 46131L108 06/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Arch Mgmt For For For
1.2 Elect Howard Kerr Mgmt For For For
1.3 Elect Jerry Choate Mgmt For For For
1.4 Elect Suzanne Woolsey Mgmt For For For
=======================================================================================================
Invesco Van
Kampen Trust
Insured
Ticker Security ID: Meeting Date Meeting Status
VIM CUSIP 46131L108 06/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Arch Mgmt For Abstain Against
1.2 Elect Howard Kerr Mgmt For Abstain Against
1.3 Elect Jerry Choate Mgmt For Abstain Against
1.4 Elect Suzanne Woolsey Mgmt For Abstain Against
=======================================================================================================
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mary Coleman Mgmt For Against Against
2 Elect James Cullen Mgmt For For For
3 Elect Ian Davis Mgmt For For For
4 Elect Michael Johns Mgmt For Against Against
5 Elect Susan Lindquist Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Leo Mullin Mgmt For For For
8 Elect William Perez Mgmt For Against Against
9 Elect Charles Prince Mgmt For Against Against
10 Elect David Satcher Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Shareholder Proposal Regarding ShrHldr Against Against For
Pharmaceutical Price
Restraints
16 Shareholder Proposal Regarding ShrHldr Against Against For
Policy on Health Status
Discrimination
17 Shareholder Proposal Regarding ShrHldr Against Against For
Animal
Welfare
=======================================================================================================
JP Morgan Chase
&
Company
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Amendment to the Long-Term Incentive Mgmt For For For
Plan
16 Shareholder Proposal Regarding ShrHldr Against Against For
Affirmation of Political
Nonpartisanship
17 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHldr Against Against For
Mortgage Loan
Servicing
19 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHldr Against Against For
Genocide-Free
Investing
21 Shareholder Proposal Regarding an ShrHldr Against Against For
Independent Lead
Director
=======================================================================================================
Morgan Stanley
Eastern Europe
Fund
Ticker Security ID: Meeting Date Meeting Status
RNE CUSIP 616988101 06/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kathleen Dennis Mgmt For Against Against
1.2 Elect Joseph Kearns Mgmt For Against Against
1.3 Elect Michael Nugent Mgmt For Against Against
1.4 Elect Fergus Reid Mgmt For Against Against
=======================================================================================================
Morgan Stanley
Eastern Europe
Inc
Ticker Security ID: Meeting Date Meeting Status
RNE CUSIP 616988101 06/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kathleen Dennis Mgmt For For For
1.2 Elect Joseph Kearns Mgmt For For For
1.3 Elect Michael Nugent Mgmt For For For
1.4 Elect Fergus Reid Mgmt For For For
=======================================================================================================
Morgan Stanley
Income
Securities
Ticker Security ID: Meeting Date Meeting Status
ICB CUSIP 61745P874 06/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frank Bowman Mgmt For For For
1.2 Elect Michael Bozic Mgmt For For For
1.3 Elect James Higgins Mgmt For For For
=======================================================================================================
New Ireland
Fund,
Inc.
Ticker Security ID: Meeting Date Meeting Status
IRL CUSIP 645673104 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Margaret Duffy Mgmt For For For
2 Approval of a New Investment Mgmt For For For
Advisory
Agreement
=======================================================================================================
New Ireland
Fund,
Inc.
Ticker Security ID: Meeting Date Meeting Status
IRL CUSIP 645673104 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Margaret Duffy Mgmt For Against Against
2 Approval of a New Investment Mgmt For Against Against
Advisory
Agreement
=======================================================================================================
New Ireland
Fund,
Inc.
Ticker Security ID: Meeting Date Meeting Status
IRL CUSIP 645673104 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Margaret Duffy Mgmt For Against Against
2 Approval of a New Investment Mgmt For Abstain Against
Advisory
Agreement
=======================================================================================================
Nuveen Equity
Premium Income
Fund
Ticker Security ID: Meeting Date Meeting Status
JPZ CUSIP 6706ER101 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect David Kundert Mgmt For For For
1.3 Elect Terence Toth Mgmt For For For
=======================================================================================================
Nuveen Equity
Premium Income
Fund
Ticker Security ID: Meeting Date Meeting Status
JPZ CUSIP 6706ER101 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Amboian Mgmt For Withhold Against
1.2 Elect David Kundert Mgmt For Withhold Against
1.3 Elect Terence Toth Mgmt For Withhold Against
=======================================================================================================
Nuveen Equity
Premium
Opportunity
Fund
Ticker Security ID: Meeting Date Meeting Status
JSN CUSIP 6706EM102 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect David Kundert Mgmt For For For
1.3 Elect Terence Toth Mgmt For For For
=======================================================================================================
Nuveen Equity
Premium
Opportunity
Fund
Ticker Security ID: Meeting Date Meeting Status
JSN CUSIP 6706EM102 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Amboian Mgmt For Withhold Against
1.2 Elect David Kundert Mgmt For Withhold Against
1.3 Elect Terence Toth Mgmt For Withhold Against
=======================================================================================================
Nuveen
Multi-Currency
Short-Term
Government
Income
Fund
Ticker Security ID: Meeting Date Meeting Status
JGT CUSIP 67090N109 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect David Kundert Mgmt For For For
1.3 Elect Terence Toth Mgmt For For For
=======================================================================================================
Nuveen
Multi-Currency
Short-Term
Government
Income
Fund
Ticker Security ID: Meeting Date Meeting Status
JGT CUSIP 67090N109 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Amboian Mgmt For Withhold Against
1.2 Elect David Kundert Mgmt For Withhold Against
1.3 Elect Terence Toth Mgmt For Withhold Against
=======================================================================================================
Nuveen Tax
Advantaged
Ticker Security ID: Meeting Date Meeting Status
JTA CUSIP 67090H102 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Amboian Mgmt For Withhold Against
1.2 Elect David Kundert Mgmt For Withhold Against
1.3 Elect Terence Toth Mgmt For Withhold Against
=======================================================================================================
Nuveen Tax
Advantaged
Total Return
Strategy
Fund
Ticker Security ID: Meeting Date Meeting Status
JTA CUSIP 67090H102 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect David Kundert Mgmt For For For
1.3 Elect Terence Toth Mgmt For For For
=======================================================================================================
Reaves Utility
Income
Fund
Ticker Security ID: Meeting Date Meeting Status
UTG CUSIP 756158101 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mary Anstine Mgmt For For For
1.2 Elect Michael Holland Mgmt For Withhold Against
=======================================================================================================
Rivus Bond Fund
Ticker Security ID: Meeting Date Meeting Status
BDF CUSIP 769667106 06/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect W. Thacher Brown Mgmt For For For
1.2 Elect Suzanne Welsh Mgmt For For For
1.3 Elect Morris Lloyd, Jr. Mgmt For For For
1.4 Elect Ellen Harvey Mgmt For For For
2 Transaction of Other Business Mgmt For For For
=======================================================================================================
Rivus Bond Fund
Ticker Security ID: Meeting Date Meeting Status
BDF CUSIP 769667106 06/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect W. Thacher Brown Mgmt For Abstain Against
1.2 Elect Suzanne Welsh Mgmt For Abstain Against
1.3 Elect Morris Lloyd, Jr. Mgmt For Abstain Against
1.4 Elect Ellen Harvey Mgmt For Abstain Against
2 Transaction of Other Business Mgmt For Abstain Against
=======================================================================================================
Rivus Bond Fund
Ticker Security ID: Meeting Date Meeting Status
BDF CUSIP 769667106 06/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect W. Thacher Brown Mgmt For Abstain Against
1.2 Elect Suzanne Welsh Mgmt For Abstain Against
1.3 Elect Morris Lloyd, Jr. Mgmt For Abstain Against
1.4 Elect Ellen Harvey Mgmt For Abstain Against
2 Transaction of Other Business Mgmt For Against Against
=======================================================================================================
SunAmerica
Focused Alpha
Growth Fund,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FGF CUSIP 867037103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Grant Mgmt For Withhold Against
1.2 Elect Stephen Gutman Mgmt For Withhold Against
1.3 Elect Peter Harbeck Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHldr Against Against For
Termination of Management and
Advisory
=======================================================================================================
SunAmerica
Focused Alpha
Growth Fund,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FGF CUSIP 867037103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Grant Mgmt For For For
1.2 Elect Stephen Gutman Mgmt For For For
1.3 Elect Peter Harbeck Mgmt For For For
2 Shareholder Proposal Regarding ShrHldr Against For Against
Termination of Management and
Advisory
Agreements
=======================================================================================================
SunAmerica
Focused Alpha
Growth Fund,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FGF CUSIP 867037103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Grant Mgmt For Withhold Against
1.2 Elect Stephen Gutman Mgmt For Withhold Against
1.3 Elect Peter Harbeck Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Termination of Management and
Advisory
Agreements
=======================================================================================================
SunAmerica
Focused Alpha
Large-Cap Fund,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FGI CUSIP 867038101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Grant Mgmt For Withhold Against
1.2 Elect Stephen Gutman Mgmt For Withhold Against
1.3 Elect Peter Harbeck Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHldr Against Against For
Termination of Management and
Advisory
Agreements
=======================================================================================================
SunAmerica
Focused Alpha
Large-Cap Fund,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FGI CUSIP 867038101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Grant Mgmt For For For
1.2 Elect Stephen Gutman Mgmt For For For
1.3 Elect Peter Harbeck Mgmt For For For
2 Shareholder Proposal Regarding ShrHldr Against For Against
Termination of Management and
Advisory
Agreements
=======================================================================================================
SunAmerica
Focused Alpha
Large-Cap Fund,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FGI CUSIP 867038101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Grant Mgmt For Withhold Against
1.2 Elect Stephen Gutman Mgmt For Withhold Against
1.3 Elect Peter Harbeck Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Termination of Management and
Advisory
Agreements
=======================================================================================================
The Gabelli
Healthcare &
Wellness
Trust
Ticker Security ID: Meeting Date Meeting Status
GRX CUSIP 36246K103 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mario Gabelli Mgmt For For For
1.2 Elect Vincent Enright Mgmt For For For
1.3 Elect Anthonie van Ekris Mgmt For For For
=======================================================================================================
The Gabelli
Healthcare &
Wellness
Trust
Ticker Security ID: Meeting Date Meeting Status
GRX CUSIP 36246K103 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mario Gabelli Mgmt For Withhold Against
1.2 Elect Vincent Enright Mgmt For Withhold Against
1.3 Elect Anthonie van Ekris Mgmt For Withhold Against
=======================================================================================================
Time Warner Inc
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect William Barr Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For For For
5 Elect Frank Caufield Mgmt For For For
6 Elect Robert Clark Mgmt For Against Against
7 Elect Mathias Dopfner Mgmt For For For
8 Elect Jessica Einhorn Mgmt For For For
9 Elect Fred Hassan Mgmt For For For
10 Elect Michael Miles Mgmt For Against Against
11 Elect Kenneth Novack Mgmt For Against Against
12 Elect Paul Wachter Mgmt For For For
13 Elect Deborah Wright Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Elimination of Absolute Majority Mgmt For For For
Voting
Requirement
18 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
=======================================================================================================
Transamerica
Income Shares
Inc
Ticker Security ID: Meeting Date Meeting Status
TAI CUSIP 893506105 03/18/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of a New Sub-Advisory Mgmt For For For
Agreement
=======================================================================================================
Union Pacific
Corp.
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Richards Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For Against Against
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Actions adversely affecting Mgmt For For For
preferred
stock
17 Removal of directors Mgmt For For For
18 Changing the authorized amount of Mgmt For For For
capital
stock.
19 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
=======================================================================================================
United
Technologies
Corp.
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Louis Chenevert Mgmt For For For
2 Elect John Faraci Mgmt For For For
3 Elect Jean-Pierre Garnier Mgmt For For For
4 Elect Jamie Gorelick Mgmt For For For
5 Elect Edward Kangas Mgmt For For For
6 Elect Ellen Kullman Mgmt For For For
7 Elect Charles Lee Mgmt For For For
8 Elect Richard McCormick Mgmt For For For
9 Elect Harold McGraw III Mgmt For For For
10 Elect Richard Myers Mgmt For For For
11 Elect H. Patrick Swygert Mgmt For For For
12 Elect Andre Villeneuve Mgmt For For For
13 Elect Christine Whitman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2005 Long-Term Mgmt For For For
Incentive
Plan
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt N/A 3 Years N/A
Executive
Compensation
18 Shareholder Proposal Regarding ShrHldr Against For Against
Retention of
Shares
=======================================================================================================
Wal-Mart Stores,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Steven Reinemund Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
19 Shareholder Proposal Regarding ShrHldr Against Against For
Adopting Gender Identity Anti-Bias
Policy
20 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
21 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
22 Shareholder Proposal Regarding ShrHldr Against Against For
Supplier Sustainability
Reports
23 Shareholder Proposal Regarding ShrHldr Against Against For
Climate Change Risk
Report
=======================================================================================================
Western Asset
Income
Fund
Ticker Security ID: Meeting Date Meeting Status
PAI CUSIP 95766T100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald Arnault Mgmt For For For
1.2 Elect Anita DeFrantz Mgmt For For For
1.3 Elect Ronald Olson Mgmt For For For
1.4 Elect William Siart Mgmt For For For
1.5 Elect Jaynie Studenmund Mgmt For For For
1.6 Elect Avedick Poladian Mgmt For For For
1.7 Elect R. Jay Gerken Mgmt For For For
=======================================================================================================
Western Asset
Income
Fund
Ticker Security ID: Meeting Date Meeting Status
PAI CUSIP 95766T100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald Arnault Mgmt For Withhold Against
1.2 Elect Anita DeFrantz Mgmt For Withhold Against
1.3 Elect Ronald Olson Mgmt For Withhold Against
1.4 Elect William Siart Mgmt For Withhold Against
1.5 Elect Jaynie Studenmund Mgmt For Withhold Against
1.6 Elect Avedick Poladian Mgmt For Withhold Against
1.7 Elect R. Jay Gerken Mgmt For Withhold Against
=======================================================================================================
Western Asset
Investment
Grade Defined
Opportunity
Trust
Inc
Ticker Security ID: Meeting Date Meeting Status
IGI CUSIP 95790A101 03/31/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Leslie Gelb Mgmt For For For
1.2 Elect William Hutchinson Mgmt For For For
1.3 Elect R. Jay Gerken Mgmt For For For
=======================================================================================================
Western Asset
Municipal High
Income Fund
Inc
Ticker Security ID: Meeting Date Meeting Status
MHF CUSIP 95766N103 02/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Hutchinson Mgmt For For For
1.2 Elect Jeswald Salacuse Mgmt For For For
=======================================================================================================
Zweig Total
Return Fund
Inc
Ticker Security ID: Meeting Date Meeting Status
ZTR CUSIP 989837109 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Wendy Luscombe Mgmt For For For
1.2 Elect R. Keith Walton Mgmt For For For
=======================================================================================================
Zweig Total
Return Fund
Inc
Ticker Security ID: Meeting Date Meeting Status
ZTR CUSIP 989837109 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Wendy Luscombe Mgmt For Withhold Against
1.2 Elect R. Keith Walton Mgmt For Withhold Against