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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22066
---------------------------------------------
Cornerstone Progressive Return Fund
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(Exact name of registrant as specified in charter)
260 Madison Avenue, 8th Floor New York, New York 10165
--------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
Frank J. Maresca
Ultimus Fund Solutions, LLC 260 Madison Avenue, 8th Floor New York, NY 10165
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(Name and address of agent for service)
Registrant's telephone number, including area code: (646) 881-4985
----------------------------
Date of fiscal year end: December 31
----------------------------
Date of reporting period: July 1, 2009 - June 30, 2010
-----------------------------------------
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio
security considered at any shareholder meeting held during the period covered by
the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures
("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security
holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or
abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
SIGNATURES
----------
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Cornerstone Progressive Return Fund
--------------------------------------------------------------------
By (Signature and Title)* /s/ Ralph W. Bradshaw
-------------------------------------------------------
Ralph W. Bradshaw, President and Chairman
(Principal Executive Officer)
Date August 19, 2010
---------------------------------------------------------------------------
* Print the name and title of each signing officer under his or her signature.
EXHIBIT A
---------
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-22066
Reporting Period: 07/01/2009 - 06/30/2010
Cornerstone Progressive Return Fund
===================== Cornerstone Progressive Return Fund ======================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Linda G. Alvarado For Did Not Vote Management
2 Elect Director George W. Buckley For Did Not Vote Management
3 Elect Director Vance D. Coffman For Did Not Vote Management
4 Elect Director Michael L. Eskew For Did Not Vote Management
5 Elect Director W. James Farrell For Did Not Vote Management
6 Elect Director Herbert L. Henkel For Did Not Vote Management
7 Elect Director Edward M. Liddy For Did Not Vote Management
8 Elect Director Robert S. Morrison For Did Not Vote Management
9 Elect Director Aulana L. Peters For Did Not Vote Management
10 Elect Director Robert J. Ulrich For Did Not Vote Management
11 Ratify Auditors For Did Not Vote Management
12 Amend Omnibus Stock Plan For Did Not Vote Management
13 Amend Articles/Bylaws/Charter -- Call Against Did Not Vote Shareholder
Special Meetings
--------------------------------------------------------------------------------
ADAMS EXPRESS CO., THE
Ticker: ADX Security ID: 006212104
Meeting Date: MAR 23, 2010 Meeting Type: Annual
Record Date: FEB 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Enrique R. Arzac For Did Not Vote Management
1.2 Elect Director Phyllis O. Bonanno For Did Not Vote Management
1.3 Elect Director Kenneth J. Dale For Did Not Vote Management
1.4 Elect Director Daniel E. Emerson For Did Not Vote Management
1.5 Elect Director Frederic A. Escherich For Did Not Vote Management
1.6 Elect Director Roger W. Gale For Did Not Vote Management
1.7 Elect Director Thomas H. Lenagh For Did Not Vote Management
1.8 Elect Director Kathleen T. McGahran For Did Not Vote Management
1.9 Elect Director Douglas G. Ober For Did Not Vote Management
1.10 Elect Director Craig R. Smith For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Amend Omnibus Stock Plan For Did Not Vote Management
--------------------------------------------------------------------------------
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
Ticker: AVK Security ID: 00764C109
Meeting Date: SEP 29, 2009 Meeting Type: Annual
Record Date: AUG 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Trustee Tracy V. Maitland For For Management
--------------------------------------------------------------------------------
ALLIANCEBERNSTEIN INCOME FUND, INC.
Ticker: ACG Security ID: 01881E101
Meeting Date: MAR 31, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Dobkin For For Management
1.2 Elect Director Michael J. Downey For For Management
1.3 Elect Director Nancy P. Jacklin For For Management
--------------------------------------------------------------------------------
ALLIANCEBERNSTEIN INCOME FUND, INC.
Ticker: ACG Security ID: 01881E101
Meeting Date: MAR 31, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Dobkin For Withhold Management
1.2 Elect Director Michael J. Downey For Withhold Management
1.3 Elect Director Nancy P. Jacklin For Withhold Management
--------------------------------------------------------------------------------
ALLIANCEBERNSTEIN INCOME FUND, INC.
Ticker: ACG Security ID: 01881E101
Meeting Date: MAR 31, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Dobkin For For Management
1.2 Elect Director Michael J. Downey For Withhold Management
1.3 Elect Director Nancy P. Jacklin For Withhold Management
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For Did Not Vote Management
1.2 Elect Director Charlene Barshefsky For Did Not Vote Management
1.3 Elect Director Ursula M. Burns For Did Not Vote Management
1.4 Elect Director Kenneth I. Chenault For Did Not Vote Management
1.5 Elect Director Peter Chernin For Did Not Vote Management
1.6 Elect Director Jan Leschly For Did Not Vote Management
1.7 Elect Director Richard C. Levin For Did Not Vote Management
1.8 Elect Director Richard A. McGinn For Did Not Vote Management
1.9 Elect Director Edward .D. Miller For Did Not Vote Management
1.10 Elect Director Steven S. Reinemund For Did Not Vote Management
1.11 Elect Director Robert D. Walter For Did Not Vote Management
1.12 Elect Director Ronald A. Williams For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named Executive For Did Not Vote Management
Officers' Compensation
4 Provide for Cumulative Voting Against Did Not Vote Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Did Not Vote Shareholder
Special Meetings
6 Stock Retention/Holding Period Against Did Not Vote Shareholder
--------------------------------------------------------------------------------
AOL INC.
Ticker: AOL Security ID: 00184X105
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Tim Armstrong For Did Not Vote Management
2 Elect Director Richard Dalzell For Did Not Vote Management
3 Elect Director Karen Dykstra For Did Not Vote Management
4 Elect Director William Hambrecht For Did Not Vote Management
5 Elect Director Susan Lyne For Did Not Vote Management
6 Elect Director Patricia Mitchell For Did Not Vote Management
7 Elect Director Michael Powell For Did Not Vote Management
8 Elect Director Fredric Reynolds For Did Not Vote Management
9 Elect Director James Stengel For Did Not Vote Management
10 Elect Director James Wiatt For Did Not Vote Management
11 Ratify Auditors For Did Not Vote Management
12 Amend Omnibus Stock Plan For Did Not Vote Management
13 Amend Executive Incentive Bonus Plan For Did Not Vote Management
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AON CORPORATION
Ticker: AON Security ID: 037389103
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lester B. Knight For Did Not Vote Management
2 Elect Director Gregory C. Case For Did Not Vote Management
3 Elect Director Fulvio Conti For Did Not Vote Management
4 Elect Director Edgar D. Jannotta For Did Not Vote Management
5 Elect Director Jan Kalff For Did Not Vote Management
6 Elect Director J. Michael Losh For Did Not Vote Management
7 Elect Director R. Eden Martin For Did Not Vote Management
8 Elect Director Andrew J. McKenna For Did Not Vote Management
9 Elect Director Robert S. Morrison For Did Not Vote Management
10 Elect Director Richard B. Myers For Did Not Vote Management
11 Elect Director Richard C. Notebaert For Did Not Vote Management
12 Elect Director John W. Rogers, Jr. For Did Not Vote Management
13 Elect Director Gloria Santona For Did Not Vote Management
14 Elect Director Carolyn Y. Woo For Did Not Vote Management
15 Ratify Auditors For Did Not Vote Management
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AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 10, 2009 Meeting Type: Annual
Record Date: SEP 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Leslie A. Brun For For Management
1.3 Elect Director Gary C. Butler For For Management
1.4 Elect Director Leon G. Cooperman For For Management
1.5 Elect Director Eric C. Fast For For Management
1.6 Elect Director Linda R. Gooden For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director John P. Jones For For Management
1.9 Elect Director Charles H. Noski For For Management
1.10 Elect Director Sharon T. Rowlands For For Management
1.11 Elect Director Gregory L. Summe For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BLACKROCK INCOME TRUST INC., THE
Ticker: BKT Security ID: 09247F100
Meeting Date: AUG 26, 2009 Meeting Type: Annual
Record Date: JUN 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Richard S. Davis For For Management
1.2 Elect Trustee Frank J. Fabozzi For For Management
1.3 Elect Trustee James T. Flynn For For Management
1.4 Elect Trustee Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLUE CHIP VALUE FUND, INC.
Ticker: BLU Security ID: 095333100
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todger Anderson For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
CALAMOS STRATEGIC TOTAL RETURN FUND
Ticker: CSQ Security ID: 128125101
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Weston W. Marsh For For Management
1.2 Elect Director Stephen B. Timbers For For Management
--------------------------------------------------------------------------------
CALAMOS STRATEGIC TOTAL RETURN FUND
Ticker: CSQ Security ID: 128125101
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Weston W. Marsh For Withhold Management
1.2 Elect Director Stephen B. Timbers For Withhold Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 12, 2009 Meeting Type: Annual
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Amend Omnibus Stock Plan For For Management
15 Amend Qualified Employee Stock Purchase For For Management
Plan
16 Ratify Auditors For For Management
17 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
19 Report on Internet Fragmentation Against For Shareholder
--------------------------------------------------------------------------------
CLOUGH GLOBAL ALLOCATION FUND
Ticker: GLV Security ID: 18913Y103
Meeting Date: JUL 17, 2009 Meeting Type: Annual
Record Date: MAY 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Robert L. Butler For For Management
1.2 Elect Trustee Richard C. Rantzow For For Management
1.3 Elect Trustee James E. Canty For For Management
--------------------------------------------------------------------------------
CLOUGH GLOBAL EQUITY FUND
Ticker: GLQ Security ID: 18914C100
Meeting Date: JUL 17, 2009 Meeting Type: Annual
Record Date: MAY 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Andrew C. Boynton For For Management
1.2 Elect Trustee Adam D. Crescenzi For For Management
1.3 Elect Trustee Jerry G. Rutledge For For Management
--------------------------------------------------------------------------------
CLOUGH GLOBAL OPPORTUNITIES FUND
Ticker: GLO Security ID: 18914E106
Meeting Date: JUL 17, 2009 Meeting Type: Annual
Record Date: MAY 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Edmund J. Burke For For Management
1.2 Elect Trustee John F. Mee For For Management
--------------------------------------------------------------------------------
COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Herbert A. Allen For Did Not Vote Management
2 Elect Director Ronald W. Allen For Did Not Vote Management
3 Elect Director Cathleen P. Black For Did Not Vote Management
4 Elect Director Barry Diller For Did Not Vote Management
5 Elect Director Alexis M. Herman For Did Not Vote Management
6 Elect Director Muhtar Kent For Did Not Vote Management
7 Elect Director Donald R. Keough For Did Not Vote Management
8 Elect Director Maria Elena Lagomasino For Did Not Vote Management
9 Elect Director Donald F. McHenry For Did Not Vote Management
10 Elect Director Sam Nunn For Did Not Vote Management
11 Elect Director James D. Robinson III For Did Not Vote Management
12 Elect Director Peter V. Ueberroth For Did Not Vote Management
13 Elect Director Jacob Wallenberg For Did Not Vote Management
14 Elect Director James B. Williams For Did Not Vote Management
15 Ratify Auditors For Did Not Vote Management
16 Advisory Vote to Ratify Named Executive Against Did Not Vote Shareholder
Officers' Compensation
17 Require Independent Board Chairman Against Did Not Vote Shareholder
18 Performance-Based Equity Awards Against Did Not Vote Shareholder
19 Publish Report on Chemical Bisphenol A Against Did Not Vote Shareholder
(BPA)
--------------------------------------------------------------------------------
COHEN & STEERS QUALITY INCOME REATLY FUND, INC.
Ticker: RQI Security ID: 19247L106
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Cohen For For Management
1.2 Elect Director Richard J. Norman For For Management
1.3 Elect Director Frank K. Ross For For Management
--------------------------------------------------------------------------------
COHEN & STEERS QUALITY INCOME REATLY FUND, INC.
Ticker: RQI Security ID: 19247L106
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Cohen For Withhold Management
1.2 Elect Director Richard J. Norman For Withhold Management
1.3 Elect Director Frank K. Ross For Withhold Management
--------------------------------------------------------------------------------
COHEN & STEERS REIT & PREFERRED INCOME FUND INC
Ticker: RNP Security ID: 19247X100
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Cohen For For Management
1.2 Elect Director Richard J. Norman For For Management
1.3 Elect Director Frank K. Ross For For Management
--------------------------------------------------------------------------------
COHEN & STEERS REIT & PREFERRED INCOME FUND INC
Ticker: RNP Security ID: 19247X100
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Cohen For Withhold Management
1.2 Elect Director Richard J. Norman For Withhold Management
1.3 Elect Director Frank K. Ross For Withhold Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For Did Not Vote Management
1.2 Elect Director Kenneth J. Bacon For Did Not Vote Management
1.3 Elect Director Sheldon M. Bonovitz For Did Not Vote Management
1.4 Elect Director Edward D. Breen For Did Not Vote Management
1.5 Elect Director Julian A. Brodsky For Did Not Vote Management
1.6 Elect Director Joseph J. Collins For Did Not Vote Management
1.7 Elect Director J. Michael Cook For Did Not Vote Management
1.8 Elect Director Gerald L. Hassell For Did Not Vote Management
1.9 Elect Director Jeffrey A. Honickman For Did Not Vote Management
1.10 Elect Director Brian L. Roberts For Did Not Vote Management
1.11 Elect Director Ralph J. Roberts For Did Not Vote Management
1.12 Elect Director Judith Rodin For Did Not Vote Management
1.13 Elect Director Michael I. Sovern For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Amend Executive Incentive Bonus Plan For Did Not Vote Management
4 Provide for Cumulative Voting Against Did Not Vote Shareholder
5 Adopt Policy on Succession Planning Against Did Not Vote Shareholder
6 Require Independent Board Chairman Against Did Not Vote Shareholder
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edwin M. Banks For Did Not Vote Management
2 Elect Director C. David Brown II For Did Not Vote Management
3 Elect Director David W. Dorman For Did Not Vote Management
4 Elect Director Kristen Gibney Williams For Did Not Vote Management
5 Elect Director Marian L. Heard For Did Not Vote Management
6 Elect Director William H. Joyce For Did Not Vote Management
7 Elect Director Jean-Pierre Millon For Did Not Vote Management
8 Elect Director Terrence Murray For Did Not Vote Management
9 Elect Director C.A. Lance Piccolo For Did Not Vote Management
10 Elect Director Sheli Z. Rosenberg For Did Not Vote Management
11 Elect Director Thomas M. Ryan For Did Not Vote Management
12 Elect Director Richard J. Swift For Did Not Vote Management
13 Ratify Auditors For Did Not Vote Management
14 Approve Omnibus Stock Plan For Did Not Vote Management
15 Provide Right to Call Special Meeting For Did Not Vote Management
16 Report on Political Contributions Against Did Not Vote Shareholder
17 Adopt Global Warming Principles Against Did Not Vote Shareholder
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven M. Rales For Did Not Vote Management
2 Elect Director John T. Schwieters For Did Not Vote Management
3 Elect Director Alan G. Spoon For Did Not Vote Management
4 Ratify Auditors For Did Not Vote Management
5 Declassify the Board of Directors Against Did Not Vote Shareholder
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 2, 2010 Meeting Type: Annual
Record Date: NOV 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. A. H. Boersig For For Management
1.2 Elect Director C. Fernandez G. For For Management
1.3 Elect Director W. J. Galvin For For Management
1.4 Elect Director R. L. Stephenson For For Management
1.5 Elect Director V. R. Loucks, Jr. For For Management
1.6 Elect Director R. L. Ridgway For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 2, 2010 Meeting Type: Annual
Record Date: NOV 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. A. H. Boersig For For Management
1.2 Elect Director C. Fernandez G. For For Management
1.3 Elect Director W. J. Galvin For For Management
1.4 Elect Director R. L. Stephenson For For Management
1.5 Elect Director V. R. Loucks, Jr. For For Management
1.6 Elect Director R. L. Ridgway For For Management
2 Amend Executive Incentive Bonus Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 2, 2010 Meeting Type: Annual
Record Date: NOV 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. A. H. Boersig For Withhold Management
1.2 Elect Director C. Fernandez G. For Withhold Management
1.3 Elect Director W. J. Galvin For Withhold Management
1.4 Elect Director R. L. Stephenson For Withhold Management
1.5 Elect Director V. R. Loucks, Jr. For Withhold Management
1.6 Elect Director R. L. Ridgway For Withhold Management
2 Amend Executive Incentive Bonus Plan For Against Management
3 Ratify Auditors For Against Management
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 2, 2010 Meeting Type: Annual
Record Date: NOV 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. A. H. Boersig For For Management
1.2 Elect Director C. Fernandez G. For For Management
1.3 Elect Director W. J. Galvin For For Management
1.4 Elect Director R. L. Stephenson For For Management
1.5 Elect Director V. R. Loucks, Jr. For For Management
1.6 Elect Director R. L. Ridgway For For Management
2 Amend Executive Incentive Bonus Plan For Abstain Management
3 Ratify Auditors For Against Management
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 2, 2010 Meeting Type: Annual
Record Date: NOV 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. A. H. Boersig For Withhold Management
1.2 Elect Director C. Fernandez G. For Withhold Management
1.3 Elect Director W. J. Galvin For Withhold Management
1.4 Elect Director R. L. Stephenson For Withhold Management
1.5 Elect Director V. R. Loucks, Jr. For Withhold Management
1.6 Elect Director R. L. Ridgway For Withhold Management
2 Amend Executive Incentive Bonus Plan For Abstain Management
3 Ratify Auditors For Abstain Management
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 2, 2010 Meeting Type: Annual
Record Date: NOV 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. A. H. Boersig For For Management
1.2 Elect Director C. Fernandez G. For For Management
1.3 Elect Director W. J. Galvin For For Management
1.4 Elect Director R. L. Stephenson For For Management
1.5 Elect Director V. R. Loucks, Jr. For For Management
1.6 Elect Director R. L. Ridgway For For Management
2 Amend Executive Incentive Bonus Plan For Abstain Management
3 Ratify Auditors For Abstain Management
--------------------------------------------------------------------------------
EVERGREEN INTERNATIONAL BALANCED INCOME FUND
Ticker: EBI Security ID: 30024R109
Meeting Date: FEB 12, 2010 Meeting Type: Annual
Record Date: DEC 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Kosel For For Management
1.2 Elect Director Gerald M. McDonnell For For Management
1.3 Elect Director Richard J. Shima For For Management
--------------------------------------------------------------------------------
EVERGREEN INTERNATIONAL BALANCED INCOME FUND
Ticker: EBI Security ID: 30024R109
Meeting Date: FEB 12, 2010 Meeting Type: Annual
Record Date: DEC 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Kosel For Withhold Management
1.2 Elect Director Gerald M. McDonnell For Withhold Management
1.3 Elect Director Richard J. Shima For Withhold Management
--------------------------------------------------------------------------------
EVERGREEN INTERNATIONAL BALANCED INCOME FUND
Ticker: EBI Security ID: 30024R109
Meeting Date: FEB 12, 2010 Meeting Type: Annual
Record Date: DEC 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Kosel For Withhold Management
1.2 Elect Director Gerald M. McDonnell For For Management
1.3 Elect Director Richard J. Shima For Withhold Management
--------------------------------------------------------------------------------
EVERGREEN INTERNATIONAL BALANCED INCOME FUND
Ticker: EBI Security ID: 30024R109
Meeting Date: FEB 12, 2010 Meeting Type: Annual
Record Date: DEC 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Kosel For Withhold Management
1.2 Elect Director Gerald M. McDonnell For For Management
1.3 Elect Director Richard J. Shima For For Management
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For Did Not Vote Management
1.2 Elect Director P. Brabeck-Letmathe For Did Not Vote Management
1.3 Elect Director L.R. Faulkner For Did Not Vote Management
1.4 Elect Director J.S. Fishman For Did Not Vote Management
1.5 Elect Director K.C. Frazier For Did Not Vote Management
1.6 Elect Director W.W. George For Did Not Vote Management
1.7 Elect Director M.C. Nelson For Did Not Vote Management
1.8 Elect Director S.J. Palmisano For Did Not Vote Management
1.9 Elect Director S.C. Reinemund For Did Not Vote Management
1.10 Elect Director R.W. Tillerson For Did Not Vote Management
1.11 Elect Director E.E. Whitacre, Jr. For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Amend Articles/Bylaws/Charter -- Call Against Did Not Vote Shareholder
Special Meetings
4 Reincorporate in Another State [from Against Did Not Vote Shareholder
New Jersey to North Dakota]
5 Advisory Vote to Ratify Named Executive Against Did Not Vote Shareholder
Officers' Compensation
6 Amend EEO Policy to Prohibit Against Did Not Vote Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
7 Adopt Policy on Human Right to Water Against Did Not Vote Shareholder
8 Adopt Policy to Address Coastal Against Did Not Vote Shareholder
Louisiana Environmental Impacts
9 Report on Environmental Impact of Oil Against Did Not Vote Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against Did Not Vote Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Against Did Not Vote Shareholder
Development
12 Adopt Quantitative GHG Goals from Against Did Not Vote Shareholder
Products and Operations
13 Report on Risks of Alternative Against Did Not Vote Shareholder
Long-term Fossil Fuel Demand Estimates
--------------------------------------------------------------------------------
FIRST TRUST STRATEGIC HIGH INCOME FUND
Ticker: FHI Security ID: 337347108
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: JAN 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bowen For For Management
1.2 Elect Director Niel B. Nielson For For Management
--------------------------------------------------------------------------------
FIRST TRUST STRATEGIC HIGH INCOME FUND
Ticker: FHI Security ID: 337347108
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: JAN 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bowen For Withhold Management
1.2 Elect Director Niel B. Nielson For Withhold Management
--------------------------------------------------------------------------------
FIRST TRUST/FIDAC MORTGAGE INCOME FUND
Ticker: FMY Security ID: 33734E103
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: JAN 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bowen For For Management
1.2 Elect Director Niel B. Nielson For For Management
--------------------------------------------------------------------------------
FIRST TRUST/FIDAC MORTGAGE INCOME FUND
Ticker: FMY Security ID: 33734E103
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: JAN 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bowen For Withhold Management
1.2 Elect Director Niel B. Nielson For Withhold Management
--------------------------------------------------------------------------------
FRANKLIN UNIVERSAL TRUST
Ticker: FT Security ID: 355145103
Meeting Date: MAR 26, 2010 Meeting Type: Annual
Record Date: JAN 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harris J. Ashton For For Management
1.2 Elect Director Sam Ginn For For Management
1.3 Elect Director Edith E. Holiday For For Management
1.4 Elect Director Charles B. Johnson For For Management
1.5 Elect Director Rupert H. Johnson, Jr. For For Management
1.6 Elect Director J. Michael Luttig For For Management
1.7 Elect Director Frank A. Olson For For Management
1.8 Elect Director Larry D. Thompson For For Management
1.9 Elect Director John B. Wilson For For Management
--------------------------------------------------------------------------------
FRANKLIN UNIVERSAL TRUST
Ticker: FT Security ID: 355145103
Meeting Date: MAR 26, 2010 Meeting Type: Annual
Record Date: JAN 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harris J. Ashton For Withhold Management
1.2 Elect Director Sam Ginn For Withhold Management
1.3 Elect Director Edith E. Holiday For Withhold Management
1.4 Elect Director Charles B. Johnson For Withhold Management
1.5 Elect Director Rupert H. Johnson, Jr. For Withhold Management
1.6 Elect Director J. Michael Luttig For Withhold Management
1.7 Elect Director Frank A. Olson For Withhold Management
1.8 Elect Director Larry D. Thompson For Withhold Management
1.9 Elect Director John B. Wilson For Withhold Management
--------------------------------------------------------------------------------
FRANKLIN UNIVERSAL TRUST
Ticker: FT Security ID: 355145103
Meeting Date: MAR 26, 2010 Meeting Type: Annual
Record Date: JAN 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harris J. Ashton For Withhold Management
1.2 Elect Director Sam Ginn For For Management
1.3 Elect Director Edith E. Holiday For Withhold Management
1.4 Elect Director Charles B. Johnson For Withhold Management
1.5 Elect Director Rupert H. Johnson, Jr. For For Management
1.6 Elect Director J. Michael Luttig For For Management
1.7 Elect Director Frank A. Olson For For Management
1.8 Elect Director Larry D. Thompson For For Management
1.9 Elect Director John B. Wilson For For Management
--------------------------------------------------------------------------------
FRANKLIN UNIVERSAL TRUST
Ticker: FT Security ID: 355145103
Meeting Date: MAR 26, 2010 Meeting Type: Annual
Record Date: JAN 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harris J. Ashton For Withhold Management
1.2 Elect Director Sam Ginn For Withhold Management
1.3 Elect Director Edith E. Holiday For Withhold Management
1.4 Elect Director Charles B. Johnson For For Management
1.5 Elect Director Rupert H. Johnson, Jr. For For Management
1.6 Elect Director J. Michael Luttig For For Management
1.7 Elect Director Frank A. Olson For Withhold Management
1.8 Elect Director Larry D. Thompson For For Management
1.9 Elect Director John B. Wilson For For Management
--------------------------------------------------------------------------------
FRANKLIN UNIVERSAL TRUST
Ticker: FT Security ID: 355145103
Meeting Date: MAR 26, 2010 Meeting Type: Annual
Record Date: JAN 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harris J. Ashton For Withhold Management
1.2 Elect Director Sam Ginn For For Management
1.3 Elect Director Edith E. Holiday For For Management
1.4 Elect Director Charles B. Johnson For Withhold Management
1.5 Elect Director Rupert H. Johnson, Jr. For For Management
1.6 Elect Director J. Michael Luttig For For Management
1.7 Elect Director Frank A. Olson For Withhold Management
1.8 Elect Director Larry D. Thompson For For Management
1.9 Elect Director John B. Wilson For For Management
--------------------------------------------------------------------------------
FRANKLIN UNIVERSAL TRUST
Ticker: FT Security ID: 355145103
Meeting Date: MAR 26, 2010 Meeting Type: Annual
Record Date: JAN 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harris J. Ashton For Withhold Management
1.2 Elect Director Sam Ginn For For Management
1.3 Elect Director Edith E. Holiday For For Management
1.4 Elect Director Charles B. Johnson For Withhold Management
1.5 Elect Director Rupert H. Johnson, Jr. For For Management
1.6 Elect Director J. Michael Luttig For Withhold Management
1.7 Elect Director Frank A. Olson For Withhold Management
1.8 Elect Director Larry D. Thompson For For Management
1.9 Elect Director John B. Wilson For For Management
--------------------------------------------------------------------------------
FRANKLIN UNIVERSAL TRUST
Ticker: FT Security ID: 355145103
Meeting Date: MAR 26, 2010 Meeting Type: Annual
Record Date: JAN 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harris J. Ashton For Withhold Management
1.2 Elect Director Sam Ginn For Withhold Management
1.3 Elect Director Edith E. Holiday For Withhold Management
1.4 Elect Director Charles B. Johnson For Withhold Management
1.5 Elect Director Rupert H. Johnson, Jr. For For Management
1.6 Elect Director J. Michael Luttig For Withhold Management
1.7 Elect Director Frank A. Olson For Withhold Management
1.8 Elect Director Larry D. Thompson For Withhold Management
1.9 Elect Director John B. Wilson For Withhold Management
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For Did Not Vote Management
1.2 Elect Director Robert J. Allison, Jr. For Did Not Vote Management
1.3 Elect Director Robert A. Day For Did Not Vote Management
1.4 Elect Director Gerald J. Ford For Did Not Vote Management
1.5 Elect Director H. Devon Graham, Jr. For Did Not Vote Management
1.6 Elect Director Charles C. Krulak For Did Not Vote Management
1.7 Elect Director Bobby Lee Lackey For Did Not Vote Management
1.8 Elect Director Jon C. Madonna For Did Not Vote Management
1.9 Elect Director Dustan E. McCoy For Did Not Vote Management
1.10 Elect Director James R. Moffett For Did Not Vote Management
1.11 Elect Director B.M. Rankin, Jr. For Did Not Vote Management
1.12 Elect Director Stephen H. Siegele For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Amend Omnibus Stock Plan For Did Not Vote Management
4 Request Director Nominee with Against Did Not Vote Shareholder
Environmental Qualifications
5 Stock Retention/Holding Period Against Did Not Vote Shareholder
--------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST, THE
Ticker: GDV Security ID: 36242H104
Meeting Date: MAY 17, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For For Management
1.2 Elect Director Mario d'Urso For For Management
1.3 Elect Director Michael J. Melarkey For For Management
--------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST, THE
Ticker: GDV Security ID: 36242H104
Meeting Date: MAY 17, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director Mario d'Urso For Withhold Management
1.3 Elect Director Michael J. Melarkey For Withhold Management
--------------------------------------------------------------------------------
GABELLI EQUITY TRUST, INC., THE
Ticker: GAB Security ID: 362397101
Meeting Date: MAY 17, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For For Management
1.2 Elect Director Thomas E. Bratter For For Management
1.3 Elect Director Arthur V. Ferrara For For Management
--------------------------------------------------------------------------------
GABELLI EQUITY TRUST, INC., THE
Ticker: GAB Security ID: 362397101
Meeting Date: MAY 17, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director Thomas E. Bratter For Withhold Management
1.3 Elect Director Arthur V. Ferrara For Withhold Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS COMPANY, INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For Did Not Vote Management
1.2 Elect Director Lewis B. Cullman For Did Not Vote Management
1.3 Elect Director Spencer Davidson For Did Not Vote Management
1.4 Elect Director Gerald M. Edelman For Did Not Vote Management
1.5 Elect Director John D. Gordan, III For Did Not Vote Management
1.6 Elect Director Betsy F. Gotbaum For Did Not Vote Management
1.7 Elect Director Sidney R. Knafel For Did Not Vote Management
1.8 Elect Director Daniel M. Neidich For Did Not Vote Management
1.9 Elect Director D. Ellen Shuman For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For Did Not Vote Management
1.2 Elect Director John H. Bryan For Did Not Vote Management
1.3 Elect Director Gary D. Cohn For Did Not Vote Management
1.4 Elect Director Claes Dahlback For Did Not Vote Management
1.5 Elect Director Stephen Friedman For Did Not Vote Management
1.6 Elect Director William W. George For Did Not Vote Management
1.7 Elect Director James A. Johnson For Did Not Vote Management
1.8 Elect Director Lois D. Juliber For Did Not Vote Management
1.9 Elect Director Lakshmi N. Mittal For Did Not Vote Management
1.10 Elect Director James J. Schiro For Did Not Vote Management
1.11 Elect Director H. Lee Scott, Jr. For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named Executive For Did Not Vote Management
Officers' Compensation
4 Reduce Supermajority Vote Requirement For Did Not Vote Management
5 Provide Right to Call Special Meeting For Did Not Vote Management
6 Provide for Cumulative Voting Against Did Not Vote Shareholder
7 Report on Collateral in Derivatives Against Did Not Vote Shareholder
Trading
8 Require Independent Board Chairman Against Did Not Vote Shareholder
9 Report on Political Contributions Against Did Not Vote Shareholder
10 Report on Global Warming Science Against Did Not Vote Shareholder
11 Report on Pay Disparity Against Did Not Vote Shareholder
12 Stock Retention/Holding Period Against Did Not Vote Shareholder
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Schmidt For Did Not Vote Management
1.2 Elect Director Sergey Brin For Did Not Vote Management
1.3 Elect Director Larry Page For Did Not Vote Management
1.4 Elect Director L. John Doerr For Did Not Vote Management
1.5 Elect Director John L. Hennessy For Did Not Vote Management
1.6 Elect Director Ann Mather For Did Not Vote Management
1.7 Elect Director Paul S. Otellini For Did Not Vote Management
1.8 Elect Director K. Ram Shriram For Did Not Vote Management
1.9 Elect Director Shirley M. Tilghman For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Amend Omnibus Stock Plan For Did Not Vote Management
4 Prepare Sustainability Report Against Did Not Vote Shareholder
5 Adopt Principles for Online Advertising Against Did Not Vote Shareholder
6 Amend Human Rights Policies Regarding Against Did Not Vote Shareholder
Chinese Operations
--------------------------------------------------------------------------------
GREATER CHINA FUND, INC., THE
Ticker: GCH Security ID: 39167B102
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Bult For For Management
1.2 Elect Director Edward Y. Baker For For Management
1.3 Elect Director Vincent Duhamel For For Management
--------------------------------------------------------------------------------
GREATER CHINA FUND, INC., THE
Ticker: GCH Security ID: 39167B102
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Bult For Withhold Management
1.2 Elect Director Edward Y. Baker For Withhold Management
1.3 Elect Director Vincent Duhamel For Withhold Management
--------------------------------------------------------------------------------
H&Q HEALTHCARE INVESTORS
Ticker: HQH Security ID: 404052102
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Eric Oddleifson For For Management
1.2 Elect Trustee Oleg M. Pohotsky For For Management
1.3 Elect Trustee William S. Reardon For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
H&Q HEALTHCARE INVESTORS
Ticker: HQH Security ID: 404052102
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Eric Oddleifson For Withhold Management
1.2 Elect Trustee Oleg M. Pohotsky For Withhold Management
1.3 Elect Trustee William S. Reardon For Withhold Management
2 Ratify Auditors For Against Management
--------------------------------------------------------------------------------
H&Q HEALTHCARE INVESTORS
Ticker: HQH Security ID: 404052102
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Eric Oddleifson For Withhold Management
1.2 Elect Trustee Oleg M. Pohotsky For Withhold Management
1.3 Elect Trustee William S. Reardon For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
H&Q HEALTHCARE INVESTORS
Ticker: HQH Security ID: 404052102
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Eric Oddleifson For Withhold Management
1.2 Elect Trustee Oleg M. Pohotsky For Withhold Management
1.3 Elect Trustee William S. Reardon For Withhold Management
2 Ratify Auditors For Abstain Management
--------------------------------------------------------------------------------
H&Q LIFE SCIENCES INVESTORS
Ticker: HQL Security ID: 404053100
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Lawrence S. Lewin For For Management
1.2 Elect Trustee William S. Reardon For For Management
1.3 Elect Trustee Uwe E. Reinhardt For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
H&Q LIFE SCIENCES INVESTORS
Ticker: HQL Security ID: 404053100
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Lawrence S. Lewin For Withhold Management
1.2 Elect Trustee William S. Reardon For Withhold Management
1.3 Elect Trustee Uwe E. Reinhardt For Withhold Management
2 Ratify Auditors For Against Management
--------------------------------------------------------------------------------
H&Q LIFE SCIENCES INVESTORS
Ticker: HQL Security ID: 404053100
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Lawrence S. Lewin For Withhold Management
1.2 Elect Trustee William S. Reardon For Withhold Management
1.3 Elect Trustee Uwe E. Reinhardt For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
H&Q LIFE SCIENCES INVESTORS
Ticker: HQL Security ID: 404053100
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Lawrence S. Lewin For Withhold Management
1.2 Elect Trustee William S. Reardon For Withhold Management
1.3 Elect Trustee Uwe E. Reinhardt For Withhold Management
2 Ratify Auditors For Abstain Management
--------------------------------------------------------------------------------
H. J. HEINZ CO.
Ticker: HNZ Security ID: 423074103
Meeting Date: AUG 12, 2009 Meeting Type: Annual
Record Date: JUN 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W.R. Johnson For For Management
2 Elect Director C.E. Bunch For For Management
3 Elect Director L.S. Coleman, Jr. For For Management
4 Elect Director J.G. Drosdick For For Management
5 Elect Director E.E. Holiday For For Management
6 Elect Director C. Kendle For For Management
7 Elect Director D.R. O Hare For For Management
8 Elect Director N. Peltz For For Management
9 Elect Director D.H. Reilley For For Management
10 Elect Director L.C. Swann For For Management
11 Elect Director T.J. Usher For For Management
12 Elect Director M.F. Weinstein For For Management
13 Ratify Auditors For For Management
14 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
HOME DEPOT, INC., THE
Ticker: HD Security ID: 437076102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For Did Not Vote Management
2 Elect Director David H. Batchelder For Did Not Vote Management
3 Elect Director Francis S. Blake For Did Not Vote Management
4 Elect Director Ari Bousbib For Did Not Vote Management
5 Elect Director Gregory D. Brenneman For Did Not Vote Management
6 Elect Director Albert P. Carey For Did Not Vote Management
7 Elect Director Armando Codina For Did Not Vote Management
8 Elect Director Bonnie G. Hill For Did Not Vote Management
9 Elect Director Karen L. Katen For Did Not Vote Management
10 Ratify Auditors For Did Not Vote Management
11 Amend Omnibus Stock Plan For Did Not Vote Management
12 Provide for Cumulative Voting Against Did Not Vote Shareholder
13 Advisory Vote to Ratify Named Executive Against Did Not Vote Shareholder
Officers' Compensation
14 Amend Articles/Bylaws/Charter -- Call Against Did Not Vote Shareholder
Special Meetings
15 Provide Right to Act by Written Consent Against Did Not Vote Shareholder
16 Require Independent Board Chairman Against Did Not Vote Shareholder
17 Prepare Employment Diversity Report Against Did Not Vote Shareholder
18 Reincorporate in Another State [from Against Did Not Vote Shareholder
Delaware to North Dakota]
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For Did Not Vote Management
2 Elect Director Susan L. Decker For Did Not Vote Management
3 Elect Director John J. Donahoe For Did Not Vote Management
4 Elect Director Reed E. Hundt For Did Not Vote Management
5 Elect Director Paul S. Otellini For Did Not Vote Management
6 Elect Director James D. Plummer For Did Not Vote Management
7 Elect Director David S. Pottruck For Did Not Vote Management
8 Elect Director Jane E. Shaw For Did Not Vote Management
9 Elect Director Frank D. Yeary For Did Not Vote Management
10 Elect Director David B. Yoffie For Did Not Vote Management
11 Ratify Auditors For Did Not Vote Management
12 Advisory Vote to Ratify Named Executive For Did Not Vote Management
Officers' Compensation
--------------------------------------------------------------------------------
JF CHINA REGION FUND, INC.
Ticker: JFC Security ID: 46614T107
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander Reid Hamilton For For Management
1.2 Elect Director John R. Rettberg For For Management
--------------------------------------------------------------------------------
JF CHINA REGION FUND, INC.
Ticker: JFC Security ID: 46614T107
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander Reid Hamilton For Withhold Management
1.2 Elect Director John R. Rettberg For Withhold Management
--------------------------------------------------------------------------------
JOHN HANCOCK BANK AND THRIFT OPPORTUNITY FUND
Ticker: BTO Security ID: 409735206
Meeting Date: JAN 22, 2010 Meeting Type: Annual
Record Date: NOV 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Boyle For For Management
1.2 Elect Director Deborah C. Jackson For For Management
1.3 Elect Director Patti McGill Peterson For For Management
1.4 Elect Director Steven R. Pruchansky For For Management
--------------------------------------------------------------------------------
JOHN HANCOCK BANK AND THRIFT OPPORTUNITY FUND
Ticker: BTO Security ID: 409735206
Meeting Date: JAN 22, 2010 Meeting Type: Annual
Record Date: NOV 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Boyle For Withhold Management
1.2 Elect Director Deborah C. Jackson For Withhold Management
1.3 Elect Director Patti McGill Peterson For Withhold Management
1.4 Elect Director Steven R. Pruchansky For Withhold Management
--------------------------------------------------------------------------------
JOHN HANCOCK PREFERRED INCOME FUND
Ticker: HPI Security ID: 41013W108
Meeting Date: JAN 22, 2010 Meeting Type: Annual
Record Date: NOV 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Boyle For For Management
1.2 Elect Director Deborah C. Jackson For For Management
1.3 Elect Director Patti McGill Peterson For For Management
1.4 Elect Director Steven R. Pruchansky For For Management
--------------------------------------------------------------------------------
JOHN HANCOCK PREFERRED INCOME FUND
Ticker: HPI Security ID: 41013W108
Meeting Date: JAN 22, 2010 Meeting Type: Annual
Record Date: NOV 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Boyle For Withhold Management
1.2 Elect Director Deborah C. Jackson For Withhold Management
1.3 Elect Director Patti McGill Peterson For Withhold Management
1.4 Elect Director Steven R. Pruchansky For Withhold Management
--------------------------------------------------------------------------------
JOHN HANCOCK PREFERRED INCOME FUND II
Ticker: HPF Security ID: 41013X106
Meeting Date: JAN 22, 2010 Meeting Type: Annual
Record Date: NOV 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Boyle For For Management
1.2 Elect Director Deborah C. Jackson For For Management
1.3 Elect Director Patti McGill Peterson For For Management
1.4 Elect Director Steven R. Pruchansky For For Management
--------------------------------------------------------------------------------
JOHN HANCOCK PREFERRED INCOME FUND II
Ticker: HPF Security ID: 41013X106
Meeting Date: JAN 22, 2010 Meeting Type: Annual
Record Date: NOV 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Boyle For Withhold Management
1.2 Elect Director Deborah C. Jackson For Withhold Management
1.3 Elect Director Patti McGill Peterson For Withhold Management
1.4 Elect Director Steven R. Pruchansky For Withhold Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For Did Not Vote Management
2 Elect Director James G. Culien For Did Not Vote Management
3 Elect Director Michael M. E. Johns For Did Not Vote Management
4 Elect Director Susan L. Lindquist For Did Not Vote Management
5 Elect Director Anne M. Mulcahy For Did Not Vote Management
6 Elect Director Lea F. Mullin For Did Not Vote Management
7 Elect Director William D. Perez For Did Not Vote Management
8 Elect Director Charles Prince For Did Not Vote Management
9 Elect Director David Satcher For Did Not Vote Management
10 Elect Director William C. Welcon For Did Not Vote Management
11 Ratify Auditors For Did Not Vote Management
12 Advisory Vote to Ratify Named Executive Against Did Not Vote Shareholder
Officers' Compensation
13 Amend Articles/Bylaws/Charter -- Call Against Did Not Vote Shareholder
Special Meetings
--------------------------------------------------------------------------------
LATIN AMERICA EQUITY FUND, INC. (THE)
Ticker: LAQ Security ID: 51827Q106
Meeting Date: APR 8, 2010 Meeting Type: Annual
Record Date: JAN 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin M. Torino For Did Not Vote Management
--------------------------------------------------------------------------------
LAZARD WORLD DIVIDEND & INCOME FUND, INC.
Ticker: LOR Security ID: 521076109
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Carroll For For Management
1.2 Elect Director Leon M. Pollack For For Management
1.3 Elect Director Robert M. Solmson For For Management
1.4 Other Business For For Management
--------------------------------------------------------------------------------
LAZARD WORLD DIVIDEND & INCOME FUND, INC.
Ticker: LOR Security ID: 521076109
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Carroll For For Management
1.2 Elect Director Leon M. Pollack For For Management
1.3 Elect Director Robert M. Solmson For For Management
1.4 Other Business For Against Management
--------------------------------------------------------------------------------
LAZARD WORLD DIVIDEND & INCOME FUND, INC.
Ticker: LOR Security ID: 521076109
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Carroll For Withhold Management
1.2 Elect Director Leon M. Pollack For Withhold Management
1.3 Elect Director Robert M. Solmson For Withhold Management
1.4 Other Business For Abstain Management
--------------------------------------------------------------------------------
LAZARD WORLD DIVIDEND & INCOME FUND, INC.
Ticker: LOR Security ID: 521076109
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Carroll For Withhold Management
1.2 Elect Director Leon M. Pollack For Withhold Management
1.3 Elect Director Robert M. Solmson For Withhold Management
1.4 Other Business For Against Management
--------------------------------------------------------------------------------
LIBERTY ALL-STAR EQUITY FUND
Ticker: USA Security ID: 530158104
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Lowry For For Management
1.2 Elect Director John J. Neuhauser For For Management
1.3 Elect Director Richard C. Rantzow For For Management
2 Approve Sub-advisory Agreement For For Management
--------------------------------------------------------------------------------
LIBERTY ALL-STAR EQUITY FUND
Ticker: USA Security ID: 530158104
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Lowry For Withhold Management
1.2 Elect Director John J. Neuhauser For Withhold Management
1.3 Elect Director Richard C. Rantzow For Withhold Management
2 Approve Sub-advisory Agreement For Against Management
--------------------------------------------------------------------------------
LIBERTY ALL-STAR EQUITY FUND
Ticker: USA Security ID: 530158104
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Lowry For Withhold Management
1.2 Elect Director John J. Neuhauser For Withhold Management
1.3 Elect Director Richard C. Rantzow For Withhold Management
2 Approve Sub-advisory Agreement For Abstain Management
--------------------------------------------------------------------------------
LIBERTY ALL-STAR EQUITY FUND
Ticker: USA Security ID: 530158104
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Lowry For For Management
1.2 Elect Director John J. Neuhauser For For Management
1.3 Elect Director Richard C. Rantzow For For Management
2 Approve Sub-advisory Agreement For Abstain Management
--------------------------------------------------------------------------------
LIBERTY ALL-STAR GROWTH FUND, INC.
Ticker: ASG Security ID: 529900102
Meeting Date: JUN 11, 2010 Meeting Type: Proxy Contest
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George R. Gaspari For Did Not Vote Management
1.2 Elect Director Richard W. Lowry For Did Not Vote Management
2 Approve Investment Advisory Agreement For Did Not Vote Management
1.1 Elect Director George R. Gaspari Against Did Not Vote Shareholder
1.2 Elect Director Richard W. Lowry Against Did Not Vote Shareholder
2 Approve Investment Advisory Agreement Against Did Not Vote Management
--------------------------------------------------------------------------------
LMP CAPITAL AND INCOME FUND, INC.
Ticker: SCD Security ID: 50208A102
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie H. Gelb For Did Not Vote Management
1.2 Elect Director William R. Hutchinson For Did Not Vote Management
1.3 Elect Director R. Jay Gerken For Did Not Vote Management
--------------------------------------------------------------------------------
LMP CORPORATE LOAN FUND INC.
Ticker: TLI Security ID: 50208B100
Meeting Date: JAN 26, 2010 Meeting Type: Annual
Record Date: DEC 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Carol L. Colman For Did Not Vote Management
1.2 Elect Trustee R. Jay Gerken For Did Not Vote Management
--------------------------------------------------------------------------------
LMP REAL ESTATE INCOME FUND INC.
Ticker: RIT Security ID: 50208C108
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie H. Gelb For Did Not Vote Management
1.2 Elect Director Carol L. Colman For Did Not Vote Management
1.3 Elect Director R. Jay Gerken For Did Not Vote Management
--------------------------------------------------------------------------------
MACQUARIE GLOBAL INFRASTUCTURE TOTAL RETURN FUND INC.
Ticker: MGU Security ID: 55608D101
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Hunersen For For Management
--------------------------------------------------------------------------------
MACQUARIE GLOBAL INFRASTUCTURE TOTAL RETURN FUND INC.
Ticker: MGU Security ID: 55608D101
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Hunersen For Withhold Management
--------------------------------------------------------------------------------
MACQUARIE/FIRST TRUST GLOBAL INFRASTRUCTURE/UTILITIES DIVIDEND & INCOME FUND
Ticker: MFD Security ID: 55607W100
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: JAN 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bowen For For Management
1.2 Elect Director Niel B. Nielson For For Management
--------------------------------------------------------------------------------
MACQUARIE/FIRST TRUST GLOBAL INFRASTRUCTURE/UTILITIES DIVIDEND & INCOME FUND
Ticker: MFD Security ID: 55607W100
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: JAN 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bowen For Withhold Management
1.2 Elect Director Niel B. Nielson For Withhold Management
--------------------------------------------------------------------------------
MADISON STRATEGIC SECTOR PREMIUM FUND
Ticker: MSP Security ID: 558268108
Meeting Date: JUL 22, 2009 Meeting Type: Annual
Record Date: JUN 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Philip E. Blake For For Management
--------------------------------------------------------------------------------
MADISON/CLAYMORE COVERED CALL & EQUITY STRTEGY FUND
Ticker: MCN Security ID: 556582104
Meeting Date: JUL 21, 2009 Meeting Type: Annual
Record Date: MAY 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Ronald A. Nyberg For For Management
1.2 Elect Trustee James R. Imhoff, Jr. For For Management
--------------------------------------------------------------------------------
MALAYSIA FUND, INC., THE
Ticker: MAY Security ID: 560905101
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For Withhold Management
1.2 Elect Director James F. Higgins For Withhold Management
1.3 Elect Director Manuel H. Johnson For Withhold Management
2 Adopt an Interval Fund Structure, Against For Shareholder
Whereby the Fund will Conduct Periodic
Tender Offers at least Semiannually
--------------------------------------------------------------------------------
MALAYSIA FUND, INC., THE
Ticker: MAY Security ID: 560905101
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For For Management
1.2 Elect Director James F. Higgins For For Management
1.3 Elect Director Manuel H. Johnson For For Management
2 Adopt an Interval Fund Structure, Against For Shareholder
Whereby the Fund will Conduct Periodic
Tender Offers at least Semiannually
--------------------------------------------------------------------------------
MALAYSIA FUND, INC., THE
Ticker: MAY Security ID: 560905101
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For For Management
1.2 Elect Director James F. Higgins For For Management
1.3 Elect Director Manuel H. Johnson For For Management
2 Adopt an Interval Fund Structure, Against Against Shareholder
Whereby the Fund will Conduct Periodic
Tender Offers at least Semiannually
--------------------------------------------------------------------------------
MALAYSIA FUND, INC., THE
Ticker: MAY Security ID: 560905101
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For For Management
1.2 Elect Director James F. Higgins For For Management
1.3 Elect Director Manuel H. Johnson For For Management
2 Adopt an Interval Fund Structure, Against Abstain Shareholder
Whereby the Fund will Conduct Periodic
Tender Offers at least Semiannually
--------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 27, 2009 Meeting Type: Annual
Record Date: JUN 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Victor J. Dzau For For Management
1.3 Elect Director William A. Hawkins For For Management
1.4 Elect Director S. Ann Jackson For For Management
1.5 Elect Director Denise M. O'Leary For For Management
1.6 Elect Director Robert C. Pozen For For Management
1.7 Elect Director Jean-pierre Rosso For For Management
1.8 Elect Director Jack W. Schuler For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MFS MULTIMARKET INCOME TRUST
Ticker: MMT Security ID: 552737108
Meeting Date: OCT 8, 2009 Meeting Type: Annual
Record Date: AUG 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Robert E. Butler For For Management
1.2 Elect Trustee David H. Gunning For For Management
1.3 Elect Trustee Robert C. Pozen For For Management
1.4 Elect Trustee J. Dale Sherratt For For Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For Did Not Vote Management
2 Elect Director Steven A. Ballmer For Did Not Vote Management
3 Elect Director Dina Dublon For Did Not Vote Management
4 Elect Director Raymond V. Gilmartin For Did Not Vote Management
5 Elect Director Reed Hastings For Did Not Vote Management
6 Elect Director Maria Klawe For Did Not Vote Management
7 Elect Director David F. Marquardt For Did Not Vote Management
8 Elect Director Charles H. Noski For Did Not Vote Management
9 Elect Director Helmut Panke For Did Not Vote Management
10 Ratify Auditors For Did Not Vote Management
11 Permit Right to Call Special Meeting For Did Not Vote Management
12 Advisory Vote to Ratify Named Executive For Did Not Vote Management
Officers' Compensation
13 Adopt Principles for Health Care Reform Against Did Not Vote Shareholder
14 Report on Charitable Contributions Against Did Not Vote Shareholder
--------------------------------------------------------------------------------
MORGAN STANLEY ASIA-PACIFIC FUND, INC.
Ticker: APF Security ID: 61744U106
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For For Management
1.2 Elect Director James F. Higgins For For Management
1.3 Elect Director Manuel H. Johnson For For Management
2 Adopt an Interval Fund Structure, Against For Shareholder
Whereby the Fund will Conduct Periodic
Tender Offers at least Semiannually
--------------------------------------------------------------------------------
MORGAN STANLEY ASIA-PACIFIC FUND, INC.
Ticker: APF Security ID: 61744U106
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For Withhold Management
1.2 Elect Director James F. Higgins For Withhold Management
1.3 Elect Director Manuel H. Johnson For Withhold Management
2 Adopt an Interval Fund Structure, Against Against Shareholder
Whereby the Fund will Conduct Periodic
Tender Offers at least Semiannually
--------------------------------------------------------------------------------
MORGAN STANLEY ASIA-PACIFIC FUND, INC.
Ticker: APF Security ID: 61744U106
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For For Management
1.2 Elect Director James F. Higgins For For Management
1.3 Elect Director Manuel H. Johnson For For Management
2 Adopt an Interval Fund Structure, Against Abstain Shareholder
Whereby the Fund will Conduct Periodic
Tender Offers at least Semiannually
--------------------------------------------------------------------------------
MORGAN STANLEY ASIA-PACIFIC FUND, INC.
Ticker: APF Security ID: 61744U106
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For For Management
1.2 Elect Director James F. Higgins For For Management
1.3 Elect Director Manuel H. Johnson For For Management
2 Adopt an Interval Fund Structure, Against Against Shareholder
Whereby the Fund will Conduct Periodic
Tender Offers at least Semiannually
--------------------------------------------------------------------------------
MORGAN STANLEY CHINA A SHARE FUND, INC.
Ticker: CAF Security ID: 617468103
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For For Management
1.2 Elect Director James F. Higgins For For Management
1.3 Elect Director Manuel H. Johnson For For Management
--------------------------------------------------------------------------------
MORGAN STANLEY CHINA A SHARE FUND, INC.
Ticker: CAF Security ID: 617468103
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For Withhold Management
1.2 Elect Director James F. Higgins For Withhold Management
1.3 Elect Director Manuel H. Johnson For Withhold Management
--------------------------------------------------------------------------------
MORGAN STANLEY EASTERN EUROPE FUND, INC.
Ticker: RNE Security ID: 616988101
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For For Management
1.2 Elect Director James F. Higgins For For Management
1.3 Elect Director Manuel H. Johnson For For Management
--------------------------------------------------------------------------------
MORGAN STANLEY EASTERN EUROPE FUND, INC.
Ticker: RNE Security ID: 616988101
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For Withhold Management
1.2 Elect Director James F. Higgins For Withhold Management
1.3 Elect Director Manuel H. Johnson For Withhold Management
--------------------------------------------------------------------------------
MORGAN STANLEY FRONTIER EMERGING MARKETS FUND INC
Ticker: FFD Security ID: 61757P101
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For For Management
1.2 Elect Director James F. Higgins For For Management
1.3 Elect Director Manuel H. Johnson For For Management
--------------------------------------------------------------------------------
MORGAN STANLEY FRONTIER EMERGING MARKETS FUND INC
Ticker: FFD Security ID: 61757P101
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For Withhold Management
1.2 Elect Director James F. Higgins For Withhold Management
1.3 Elect Director Manuel H. Johnson For Withhold Management
--------------------------------------------------------------------------------
MORGAN STANLEY INDIA INVESTMENT FUND, INC.
Ticker: IIF Security ID: 61745C105
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fergus Reid For For Management
1.2 Elect Director Randy Takian For For Management
--------------------------------------------------------------------------------
MORGAN STANLEY INDIA INVESTMENT FUND, INC.
Ticker: IIF Security ID: 61745C105
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fergus Reid For Withhold Management
1.2 Elect Director Randy Takian For Withhold Management
--------------------------------------------------------------------------------
NEW IRELAND FUND, INC., THE
Ticker: IRL Security ID: 645673104
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denis P. Kelleher For For Management
1.2 Elect Director David Dempsey For For Management
1.3 Elect Director Chris Johns For For Management
--------------------------------------------------------------------------------
NEW IRELAND FUND, INC., THE
Ticker: IRL Security ID: 645673104
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denis P. Kelleher For Withhold Management
1.2 Elect Director David Dempsey For Withhold Management
1.3 Elect Director Chris Johns For Withhold Management
--------------------------------------------------------------------------------
NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND
Ticker: NFJ Security ID: 65337H109
Meeting Date: JUL 14, 2009 Meeting Type: Annual
Record Date: MAY 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee R. Peter Sullivan, III For For Management
1.2 Elect Trustee Diana L. Taylor For For Management
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 21, 2009 Meeting Type: Annual
Record Date: JUL 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Alan B. Graf, Jr. For For Management
1.3 Elect Director John C. Lechleiter For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME FUND
Ticker: JFR Security ID: 67072T108
Meeting Date: NOV 30, 2009 Meeting Type: Annual
Record Date: OCT 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Bremner For Did Not Vote Management
1.2 Elect Director Jack B. Evans For Did Not Vote Management
1.3 Elect Director William J. Schneider For Did Not Vote Management
1.4 Elect Director William C. Hunter For Did Not Vote Management
--------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND
Ticker: JRO Security ID: 6706EN100
Meeting Date: MAR 30, 2010 Meeting Type: Annual
Record Date: OCT 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Director Robert P. Bremner For For Management
1.2 Director Jack B. Evans For For Management
1.3 Director William J. Schneider For For Management
1.4 Director William C. Hunter For For Management
--------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND
Ticker: JRO Security ID: 6706EN100
Meeting Date: MAR 30, 2010 Meeting Type: Annual
Record Date: OCT 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Director Robert P. Bremner For Withhold Management
1.2 Director Jack B. Evans For Withhold Management
1.3 Director William J. Schneider For Withhold Management
1.4 Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
NUVEEN QUALITY PREFERRED INCOME FUND 2
Ticker: JPS Security ID: 67072C105
Meeting Date: APR 6, 2010 Meeting Type: Annual
Record Date: FEB 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Hunter For For Management
1.2 Elect Director Judith M. Stockdale For For Management
1.3 Elect Director Carole E. Stone For For Management
1.4 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
NUVEEN QUALITY PREFERRED INCOME FUND 2
Ticker: JPS Security ID: 67072C105
Meeting Date: APR 6, 2010 Meeting Type: Annual
Record Date: FEB 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Hunter For Withhold Management
1.2 Elect Director Judith M. Stockdale For Withhold Management
1.3 Elect Director Carole E. Stone For Withhold Management
1.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 7, 2009 Meeting Type: Annual
Record Date: AUG 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For Withhold Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Donald L. Lucas For For Management
1.11 Elect Director Charles E. Phillips, Jr. For For Management
1.12 Elect Director Naomi O. Seligman For Withhold Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
PETROLEUM & RESOURCES CORP.
Ticker: PEO Security ID: 716549100
Meeting Date: MAR 23, 2010 Meeting Type: Annual
Record Date: FEB 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Enrique R. Arzac For Did Not Vote Management
1.2 Elect Director Phyllis O. Bonanno For Did Not Vote Management
1.3 Elect Director Kenneth J. Dale For Did Not Vote Management
1.4 Elect Director Daniel E. Emerson For Did Not Vote Management
1.5 Elect Director Frederic A. Escherich For Did Not Vote Management
1.6 Elect Director Roger W. Gale For Did Not Vote Management
1.7 Elect Director Thomas H. Lenagh For Did Not Vote Management
1.8 Elect Director Kathleen T. McGahran For Did Not Vote Management
1.9 Elect Director Douglas G. Ober For Did Not Vote Management
1.10 Elect Director Craig R. Smith For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Amend Omnibus Stock Plan For Did Not Vote Management
--------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2009 Meeting Type: Annual
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth I. Chenault For For Management
2 Elect Director Scott D. Cook For For Management
3 Elect Director Rajat K. Gupta For For Management
4 Elect Director A.G. Lafley For For Management
5 Elect Director Charles R. Lee For For Management
6 Elect Director Lynn M. Martin For For Management
7 Elect Director Robert A. McDonald For For Management
8 Elect Director W. James McNerney, Jr. For For Management
9 Elect Director Johnathan A. Rodgers For For Management
10 Elect Director Ralph Snyderman For For Management
11 Elect Director Mary Agnes Wilderotter For For Management
12 Elect Director Patricia A. Woertz For For Management
13 Elect Director Ernesto Zedillo For For Management
14 Ratify Auditors For For Management
15 Amend Code of Regulations For For Management
16 Approve Omnibus Stock Plan For For Management
17 Provide for Cumulative Voting Against For Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
RMR ASIA PACIFIC REAL ESTATE FUND
Ticker: RAP Security ID: 76970B101
Meeting Date: NOV 18, 2009 Meeting Type: Special
Record Date: OCT 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sub-advisory Agreement For For Management
--------------------------------------------------------------------------------
RMR ASIA PACIFIC REAL ESTATE FUND
Ticker: RAP Security ID: 76970B101
Meeting Date: MAR 11, 2010 Meeting Type: Annual
Record Date: JAN 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry M. Portnoy For For Management
1.2 Elect Director Arthur G. Koumantzelis For For Management
--------------------------------------------------------------------------------
RMR ASIA PACIFIC REAL ESTATE FUND
Ticker: RAP Security ID: 76970B101
Meeting Date: MAR 11, 2010 Meeting Type: Annual
Record Date: JAN 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry M. Portnoy For Withhold Management
1.2 Elect Director Arthur G. Koumantzelis For For Management
--------------------------------------------------------------------------------
RMR ASIA PACIFIC REAL ESTATE FUND
Ticker: RAP Security ID: 76970B101
Meeting Date: MAR 11, 2010 Meeting Type: Annual
Record Date: JAN 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry M. Portnoy For Withhold Management
1.2 Elect Director Arthur G. Koumantzelis For Withhold Management
--------------------------------------------------------------------------------
ROYCE FOCUS TRUST, INC.
Ticker: FUND Security ID: 78080N108
Meeting Date: SEP 23, 2009 Meeting Type: Annual
Record Date: JUL 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Charles M. Royce For For Management
1.2 Elect Trustee G. Peter O'Brien For For Management
--------------------------------------------------------------------------------
ROYCE MICRO-CAP TRUST, INC.
Ticker: RMT Security ID: 780915104
Meeting Date: SEP 23, 2009 Meeting Type: Annual
Record Date: JUL 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Charles M. Royce For For Management
1.2 Elect Trustee G. Peter O'brien For For Management
--------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC.
Ticker: RVT Security ID: 780910105
Meeting Date: SEP 23, 2009 Meeting Type: Annual
Record Date: JUL 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Charles M. Royce For For Management
1.2 Elect Trustee G. Peter O'Brien For For Management
--------------------------------------------------------------------------------
SCHERING-PLOUGH CORP.
Ticker: SGP Security ID: 806605101
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SINGAPORE FUND, INC., THE
Ticker: SGF Security ID: 82929L109
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David G. Harmer For For Management
1.2 Elect Director Rahn K. Porter For For Management
2 Convert Closed-End Fund to an Interval Against For Shareholder
Fund Structure
--------------------------------------------------------------------------------
SINGAPORE FUND, INC., THE
Ticker: SGF Security ID: 82929L109
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David G. Harmer For Withhold Management
1.2 Elect Director Rahn K. Porter For Withhold Management
2 Convert Closed-End Fund to an Interval Against Against Shareholder
Fund Structure
--------------------------------------------------------------------------------
SINGAPORE FUND, INC., THE
Ticker: SGF Security ID: 82929L109
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David G. Harmer For Withhold Management
1.2 Elect Director Rahn K. Porter For Withhold Management
2 Convert Closed-End Fund to an Interval Against For Shareholder
Fund Structure
--------------------------------------------------------------------------------
SINGAPORE FUND, INC., THE
Ticker: SGF Security ID: 82929L109
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David G. Harmer For Withhold Management
1.2 Elect Director Rahn K. Porter For Withhold Management
2 Convert Closed-End Fund to an Interval Against Abstain Shareholder
Fund Structure
--------------------------------------------------------------------------------
SOURCE CAPITAL INC.
Ticker: SOR Security ID: 836144105
Meeting Date: MAY 3, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric S. Ende For Did Not Vote Management
1.2 Elect Director Thomas P. Merrick For Did Not Vote Management
1.3 Elect Director Patrick B. Purcell For Did Not Vote Management
1.4 Elect Director David Rees For Did Not Vote Management
2 Approve Continuation of Investment For Did Not Vote Management
Advisory Agreement
--------------------------------------------------------------------------------
SPAIN FUND, INC., THE
Ticker: SNF Security ID: 846330108
Meeting Date: JAN 19, 2010 Meeting Type: Annual
Record Date: SEP 21, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Robert M. Keith For For Management
1.2 Elect Trustee William H. Foulk, Jr. For For Management
1.3 Elect Trustee Antonio Eraso For For Management
2 Approve Change of Fundamental For Against Management
Investment Objective and Reclassify the
Fund's Proposed Investment Objective as
Non-Fundamental
3 Approve Change of Fundamental For For Management
Investment Policy:Senior Securities And
Borrowing
4 Approve Change of Fundamental For For Management
Investment Policy: Concentrating
Investments In A Particular Industry Or
Group Of Industries
5 Approve Change of Fundamental For For Management
Investment Policy: Investments In Real
Estate
6 Approve Change of Fundamental For For Management
Investment Policy: Investments In
Commodities
7 Approve Change of Fundamental For For Management
Investment Policy: Making Loans
8 Approve Change of Fundamental For For Management
Investment Policy: Elimination Of
Non-required Fundamental Policies
--------------------------------------------------------------------------------
TAIWAN FUND, INC., THE
Ticker: TWN Security ID: 874036106
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harvey Chang For For Management
1.2 Elect Director Michael F. Holland For For Management
1.3 Elect Director Christina Liu For For Management
1.4 Elect Director Joe O. Rogers, Ph.D. For For Management
1.5 Elect Director Bing Shen For For Management
1.6 Elect Director M. Christopher Canavan, For For Management
Jr.
1.7 Elect Director Anthony Kai Yiu Lo For For Management
2 Approve Investment Advisory Agreement For For Management
3 Increase Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
TAIWAN FUND, INC., THE
Ticker: TWN Security ID: 874036106
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harvey Chang For For Management
1.2 Elect Director Michael F. Holland For For Management
1.3 Elect Director Christina Liu For For Management
1.4 Elect Director Joe O. Rogers, Ph.D. For For Management
1.5 Elect Director Bing Shen For For Management
1.6 Elect Director M. Christopher Canavan, For For Management
Jr.
1.7 Elect Director Anthony Kai Yiu Lo For For Management
2 Approve Investment Advisory Agreement For Abstain Management
3 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TAIWAN FUND, INC., THE
Ticker: TWN Security ID: 874036106
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harvey Chang For For Management
1.2 Elect Director Michael F. Holland For For Management
1.3 Elect Director Christina Liu For For Management
1.4 Elect Director Joe O. Rogers, Ph.D. For For Management
1.5 Elect Director Bing Shen For For Management
1.6 Elect Director M. Christopher Canavan, For For Management
Jr.
1.7 Elect Director Anthony Kai Yiu Lo For For Management
2 Approve Investment Advisory Agreement For For Management
3 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TAIWAN FUND, INC., THE
Ticker: TWN Security ID: 874036106
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harvey Chang For Withhold Management
1.2 Elect Director Michael F. Holland For Withhold Management
1.3 Elect Director Christina Liu For Withhold Management
1.4 Elect Director Joe O. Rogers, Ph.D. For Withhold Management
1.5 Elect Director Bing Shen For Withhold Management
1.6 Elect Director M. Christopher Canavan, For Withhold Management
Jr.
1.7 Elect Director Anthony Kai Yiu Lo For Withhold Management
2 Approve Investment Advisory Agreement For Against Management
3 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TAIWAN FUND, INC., THE
Ticker: TWN Security ID: 874036106
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harvey Chang For For Management
1.2 Elect Director Michael F. Holland For For Management
1.3 Elect Director Christina Liu For For Management
1.4 Elect Director Joe O. Rogers, Ph.D. For For Management
1.5 Elect Director Bing Shen For For Management
1.6 Elect Director M. Christopher Canavan, For For Management
Jr.
1.7 Elect Director Anthony Kai Yiu Lo For For Management
2 Approve Investment Advisory Agreement For Against Management
3 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TAIWAN FUND, INC., THE
Ticker: TWN Security ID: 874036106
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harvey Chang For For Management
1.2 Elect Director Michael F. Holland For For Management
1.3 Elect Director Christina Liu For For Management
1.4 Elect Director Joe O. Rogers, Ph.D. For For Management
1.5 Elect Director Bing Shen For For Management
1.6 Elect Director M. Christopher Canavan, For For Management
Jr.
1.7 Elect Director Anthony Kai Yiu Lo For For Management
2 Approve Investment Advisory Agreement For Against Management
3 Increase Authorized Common Stock For Abstain Management
--------------------------------------------------------------------------------
TEMPLETON DRAGON FUND, INC.
Ticker: TDF Security ID: 88018T101
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edith E. Holiday For For Management
1.2 Elect Director Larry D. Thompson For For Management
1.3 Elect Director Charles B. Johnson For For Management
1.4 Elect Director Gregory E. Johnson For For Management
1.5 Elect Director J. Michael Luttig For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEMPLETON DRAGON FUND, INC.
Ticker: TDF Security ID: 88018T101
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edith E. Holiday For Withhold Management
1.2 Elect Director Larry D. Thompson For Withhold Management
1.3 Elect Director Charles B. Johnson For Withhold Management
1.4 Elect Director Gregory E. Johnson For Withhold Management
1.5 Elect Director J. Michael Luttig For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEMPLETON DRAGON FUND, INC.
Ticker: TDF Security ID: 88018T101
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edith E. Holiday For Withhold Management
1.2 Elect Director Larry D. Thompson For Withhold Management
1.3 Elect Director Charles B. Johnson For Withhold Management
1.4 Elect Director Gregory E. Johnson For Withhold Management
1.5 Elect Director J. Michael Luttig For Withhold Management
2 Ratify Auditors For Against Management
--------------------------------------------------------------------------------
TEMPLETON DRAGON FUND, INC.
Ticker: TDF Security ID: 88018T101
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edith E. Holiday For Withhold Management
1.2 Elect Director Larry D. Thompson For Withhold Management
1.3 Elect Director Charles B. Johnson For Withhold Management
1.4 Elect Director Gregory E. Johnson For Withhold Management
1.5 Elect Director J. Michael Luttig For Withhold Management
2 Ratify Auditors For Abstain Management
--------------------------------------------------------------------------------
THAI FUND, INC., THE
Ticker: TTF Security ID: 882904105
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For For Management
1.2 Elect Director James F. Higgins For For Management
1.3 Elect Director Manuel H. Johnson For For Management
--------------------------------------------------------------------------------
THAI FUND, INC., THE
Ticker: TTF Security ID: 882904105
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For Withhold Management
1.2 Elect Director James F. Higgins For Withhold Management
1.3 Elect Director Manuel H. Johnson For Withhold Management
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For Did Not Vote Management
2 Elect Director William P. Barr For Did Not Vote Management
3 Elect Director Jeffrey L. Bewkes For Did Not Vote Management
4 Elect Director Stephen F. Bollenbach For Did Not Vote Management
5 Elect Director Frank J. Caufield For Did Not Vote Management
6 Elect Director Robert C. Clark For Did Not Vote Management
7 Elect Director Mathias Dopfner For Did Not Vote Management
8 Elect Director Jessica P. Einhorn For Did Not Vote Management
9 Elect Director Fred Hassan For Did Not Vote Management
10 Elect Director Michael A. Miles For Did Not Vote Management
11 Elect Director Kenneth J. Novack For Did Not Vote Management
12 Elect Director Deborah C. Wright For Did Not Vote Management
13 Ratify Auditors For Did Not Vote Management
14 Approve Omnibus Stock Plan For Did Not Vote Management
15 Provide Right to Call Special Meeting For Did Not Vote Management
16 Reduce Supermajority Vote Requirement Against Did Not Vote Shareholder
17 Stock Retention/Holding Period Against Did Not Vote Shareholder
18 Advisory Vote to Ratify Named Executive Against Did Not Vote Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
TRI-CONTINENTAL CORPORATION
Ticker: TY Security ID: 895436103
Meeting Date: APR 8, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne P. Jones For Did Not Vote Management
1.2 Elect Director Arne H. Carlson For Did Not Vote Management
1.3 Elect Director John F. Maher For Did Not Vote Management
1.4 Elect Director Leroy C. Richie For Did Not Vote Management
1.5 Elect Director William F. Truscott For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND
Ticker: TYW Security ID: 87280R108
Meeting Date: FEB 18, 2010 Meeting Type: Special
Record Date: NOV 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Approve Investment Advisory Agreement For For Management
3 Approve Investment Advisory Agreement For For Management
--------------------------------------------------------------------------------
TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND
Ticker: TYW Security ID: 87280R108
Meeting Date: FEB 18, 2010 Meeting Type: Special
Record Date: NOV 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For Against Management
2 Approve Investment Advisory Agreement For Against Management
3 Approve Investment Advisory Agreement For Against Management
--------------------------------------------------------------------------------
TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND
Ticker: TYW Security ID: 87280R108
Meeting Date: FEB 18, 2010 Meeting Type: Special
Record Date: NOV 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For Abstain Management
2 Approve Investment Advisory Agreement For Abstain Management
3 Approve Investment Advisory Agreement For Abstain Management
--------------------------------------------------------------------------------
TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND
Ticker: TYW Security ID: 87280R108
Meeting Date: FEB 18, 2010 Meeting Type: Special
Record Date: NOV 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Approve Investment Advisory Agreement For For Management
3 Approve Investment Advisory Agreement For Abstain Management
--------------------------------------------------------------------------------
TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND
Ticker: TYW Security ID: 87280R108
Meeting Date: FEB 18, 2010 Meeting Type: Special
Record Date: NOV 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Approve Investment Advisory Agreement For Against Management
3 Approve Investment Advisory Agreement For Against Management
--------------------------------------------------------------------------------
TURKISH INVESTMENT FUND, INC., THE
Ticker: TKF Security ID: 900145103
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For For Management
1.2 Elect Director James F. Higgins For For Management
1.3 Elect Director Manuel H. Johnson For For Management
--------------------------------------------------------------------------------
TURKISH INVESTMENT FUND, INC., THE
Ticker: TKF Security ID: 900145103
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For Withhold Management
1.2 Elect Director James F. Higgins For Withhold Management
1.3 Elect Director Manuel H. Johnson For Withhold Management
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis R. Chenevert For Did Not Vote Management
1.2 Elect Director John V. Faraci For Did Not Vote Management
1.3 Elect Director Jean-Pierre Garnier, For Did Not Vote Management
Ph.D.
1.4 Elect Director Jamie S. Gorelick For Did Not Vote Management
1.5 Elect Director Carlos M. Gutierrez For Did Not Vote Management
1.6 Elect Director Edward A. Kangas For Did Not Vote Management
1.7 Elect Director Charles R. Lee For Did Not Vote Management
1.8 Elect Director Richard D. McCormick For Did Not Vote Management
1.9 Elect Director Harold McGraw, III For Did Not Vote Management
1.10 Elect Director Richard B. Myers For Did Not Vote Management
1.11 Elect Director H. Patrick Swygert For Did Not Vote Management
1.12 Elect Director Andre Villeneuve For Did Not Vote Management
1.13 Elect Director Christine Todd Whitman For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named Executive Against Did Not Vote Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Carrion For Did Not Vote Management
2 Elect Director M. Frances Keeth For Did Not Vote Management
3 Elect Director Robert W. Lane For Did Not Vote Management
4 Elect Director Sandra O. Moose For Did Not Vote Management
5 Elect Director Joseph Neubauer For Did Not Vote Management
6 Elect Director Donald T. Nicolaisen For Did Not Vote Management
7 Elect Director Thomas H. O'Brien For Did Not Vote Management
8 Elect Director Clarence Otis, Jr. For Did Not Vote Management
9 Elect Director Hugh B. Price For Did Not Vote Management
10 Elect Director Ivan G. Seidenberg For Did Not Vote Management
11 Elect Director Rodney E. Slater For Did Not Vote Management
12 Elect Director John W. Snow For Did Not Vote Management
13 Elect Director John R. Stafford For Did Not Vote Management
14 Ratify Auditors For Did Not Vote Management
15 Advisory Vote to Ratify Named Executive For Did Not Vote Management
Officers' Compensation
16 Prohibit Executive Stock-Based Awards Against Did Not Vote Shareholder
17 Amend EEO Policy to Prohibit Against Did Not Vote Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
18 Performance-Based Equity Awards Against Did Not Vote Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against Did Not Vote Shareholder
Special Meetings
20 Adopt Policy on Succession Planning Against Did Not Vote Shareholder
21 Adopt a Policy in which the Company Against Did Not Vote Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
22 Stock Retention/Holding Period Against Did Not Vote Shareholder
--------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 10, 2010 Meeting Type: Annual
Record Date: JAN 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan E. Arnold For For Management
2 Elect Director John E. Bryson For For Management
3 Elect Director John S. Chen For For Management
4 Elect Director Judith L. Estrin For For Management
5 Elect Director Robert A. Iger For For Management
6 Elect Director Steven P. Jobs For For Management
7 Elect Director Fred H. Langhammer For For Management
8 Elect Director Aylwin B. Lewis For For Management
9 Elect Director Monica C. Lozano For For Management
10 Elect Director Robert W. Matschullat For For Management
11 Elect Director John E. Pepper, Jr. For For Management
12 Elect Director Sheryl Sandberg For For Management
13 Elect Director Orin C. Smith For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Reduce Supermajority Vote Requirement For For Management
17 Reduce Supermajority Vote Requirement For For Management
18 Amend Articles of Incorporation to For For Management
Delete Certain Tracking Stock
Provisions
19 Amend Articles of Incorporation to For For Management
Delete Classified Board Transition
Provisions
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Ex-Gay Status
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Pastora San Juan For Did Not Vote Management
Cafferty
2 Elect Director Frank M. Clark, Jr. For Did Not Vote Management
3 Elect Director Patrick W. Gross For Did Not Vote Management
4 Elect Director John C. Pope For Did Not Vote Management
5 Elect Director W. Robert Reum For Did Not Vote Management
6 Elect Director Steven G. Rothmeier For Did Not Vote Management
7 Elect Director David P. Steiner For Did Not Vote Management
8 Elect Director Thomas H. Weidemeyer For Did Not Vote Management
9 Ratify Auditors For Did Not Vote Management
10 Reduce Supermajority Vote Requirement For Did Not Vote Management
11 Report on Political Contributions Against Did Not Vote Shareholder
12 Amend Articles/Bylaws/Charter -- Call Against Did Not Vote Shareholder
Special Meetings
--------------------------------------------------------------------------------
WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND
Ticker: WIW Security ID: 95766R104
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Toupin, Jr. For For Management
1.2 Elect Director R. Jay Gerken For For Management
--------------------------------------------------------------------------------
WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND
Ticker: WIW Security ID: 95766R104
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Toupin, Jr. For Withhold Management
1.2 Elect Director R. Jay Gerken For Withhold Management
--------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: JUL 20, 2009 Meeting Type: Annual
Record Date: JUN 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3.1 Elect Director Robert M. Amen For Against Management
3.2 Elect Director Michael J. Critelli For Against Management
3.3 Elect Director Frances D. Fergusson For For Management
3.4 Elect Director Victor F. Ganzi For Against Management
3.5 Elect Director Robert Langer For For Management
3.6 Elect Director John P. Mascotte For Against Management
3.7 Elect Director Raymond J. McGuire For Against Management
3.8 Elect Director Mary Lake Polan For For Management
3.9 Elect Director Bernard Poussot For For Management
3.10 Elect Director Gary L. Rogers For Against Management
3.11 Elect Director John R. Torell III For For Management
4 Ratify Auditors For For Management
5 Report on Political Contributions Against For Shareholder
6 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
ZWEIG TOTAL RETURN FUND, INC., THE
Ticker: ZTR Security ID: 989837109
Meeting Date: OCT 27, 2009 Meeting Type: Special
Record Date: AUG 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion from Closed-End to Against Against Management
Open-End Fund
========== END NPX REPORT