United States
Securities and Exchange Commission
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the
Securities Exchange Act of 1934
For the month of
October 2018
Vale S.A.
Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil
(Address of principal executive office)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)
(Check One) Form 20-F X Form 40-F ___
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))
(Check One) Yes No X
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))
(Check One) Yes No X
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)
(Check One) Yes No X
(If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82- .)
Purchases of equity securities by the issuer and affiliated purchasers on September 28, 2018
Company: VALE S.A. | |||||||
Beginning balance | |||||||
Type of security |
Characteristic of the security |
Quantity |
% | ||||
Same class of shares |
Total capital | ||||||
Shares |
VALE 3 |
102.638.981,00 |
1.94% |
1.94% | |||
Movements | |||||||
|
|
|
|
|
|
|
|
Type of security |
Characteristic of |
Intermediate |
Operation |
Date |
Quantity |
Average price |
Volume (R$) |
Shares |
VALE3 |
SANTANDER CCTVM |
Buy |
29/08/2018 |
302.400 |
55.6142 |
16,817,724 |
Shares |
VALE3 |
ITAÚ CTVM |
Buy |
03/09/2018 |
16.000 |
53.8400 |
861,440 |
Shares |
VALE3 |
ITAÚ CTVM |
Buy |
06/09/2018 |
257.200 |
53.3507 |
13,721,803 |
Shares |
VALE3 |
ITAÚ CTVM |
Buy |
10/09/2018 |
296.300 |
53.4477 |
15,836,549 |
Shares |
VALE3 |
ITAÚ CTVM |
Buy |
11/09/2018 |
417.400 |
52.4487 |
21,892,100 |
Shares |
VALE3 |
ITAÚ CTVM |
Buy |
14/09/2018 |
866.700 |
54.8503 |
47,538,724 |
Shares |
VALE3 |
ITAÚ CTVM |
Buy |
19/09/2018 |
81.700 |
58.3638 |
4,768,319 |
Shares |
VALE3 |
BRADESCO CTVM |
Buy |
20/09/2018 |
211.700 |
58.9712 |
12,484,195 |
Ending balance | |||||||
Type of security |
Characteristic of the security |
Quantity |
% | ||||
Same class of |
Total capital | ||||||
Shares |
VALE 3 |
105,088,381.00 |
1.99% |
1.99% | |||
Company: VALE S.A. | |||||||
Beginning balance | |||||||
Type of security |
Characteristic of the security |
Quantity |
% | ||||
Same class of |
Total capital | ||||||
ADS |
VALE |
16,077,375.00 |
0.30% |
0.30% | |||
Movements | |||||||
Type of security |
Characteristic of |
Intermediate |
Operation |
Date |
Quantity |
Average price |
Volume (US$) |
ADS |
VALE |
CREDIT SUISSE SECURITIES |
Buy |
29/08/2018 |
377,827 |
13.4876 |
5,095,979 |
ADS |
VALE |
CREDIT SUISSE SECURITIES |
Buy |
06/09/2018 |
389,000 |
12.9449 |
5,035,566 |
ADS |
VALE |
BRADESCO SECURITIES |
Buy |
10/09/2018 |
244,600 |
13.0519 |
3,192,498 |
ADS |
VALE |
BRADESCO SECURITIES |
Buy |
11/09/2018 |
430,000 |
12.6378 |
5,434,269 |
ADS |
VALE |
JP MORGAN SECURITIES |
Buy |
14/09/2018 |
809,268 |
13.1961 |
10,679,211 |
ADS |
VALE |
JP MORGAN SECURITIES |
Buy |
19/09/2018 |
177,856 |
14.1883 |
1,672,180 |
ADS |
VALE |
BRADESCO SECURITIES |
Buy |
20/09/2018 |
346,100 |
14.4222 |
4,991,521 |
Ending balance | |||||||
Type of security |
Characteristic of the security |
Quantity |
% | ||||
Same class of |
Total capital | ||||||
ADS |
VALE |
18,792,026.00 |
0.36% |
0.36% |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
Vale S.A. |
|
(Registrant) |
|
|
|
By: /s/ André Figueiredo |
Date: October 10, 2018 |
Director of Investor Relations |