UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

SCHEDULE 13G/A

 

Under the Securities Exchange Act of 1934
(Amendment No. 9)*

 

 

Intevac, Inc.

(Name of Issuer)

Common shares

(Title of Class of Securities)

461148108

(CUSIP Number)

July 29, 2015

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CUSIP No. 461148108

 

 

1.

Names of Reporting Persons
First Eagle Investment Management, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
4,676,581

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
4,676,581

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,676,581

 

 

10.

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares o

 

 

11.

Percent of Class Represented by Amount in Row 9
20.70%(1)

 

 

12.

Type of Reporting Person
IA

 

(1)   The percent of class was calculated based on  22,832,388 shares of common stock outstanding as reported in the Issuer’s quarterly report filed with the Securities and Exchange Commission on May 5, 2015.

 

2


 

CUSIP No. 04269E107

 

 

1.

Names of Reporting Persons
Arnhold and S. Bleichroeder Holdings, Inc.

 

 

2.

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
4,676,581

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
4,676,581

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,676,581

 

 

10.

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares o

 

 

11.

Percent of Class Represented by Amount in Row 9
20.70%(1)

 

 

12.

Type of Reporting Person
HC

 

(1)   The percent of class was calculated based on  22,832,388 shares of common stock outstanding as reported in the Issuer’s quarterly report filed with the Securities and Exchange Commission on May 5, 2015.

 

3


 

CUSIP No. 461148108

 

 

1.

Names of Reporting Persons
21 April Fund, Ltd.

 

 

2.

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
2,333,161

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
2,333,161

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,333,161

 

 

10.

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares o

 

 

11.

Percent of Class Represented by Amount in Row 9
10.22%(1)

 

 

12.

Type of Reporting Person
FI

 

(1)   The percent of class was calculated based on  22,832,388 shares of common stock outstanding as reported in the Issuer’s quarterly report filed with the Securities and Exchange Commission on May 5, 2015.

 

4


 

CUSIP No. 461148108

 

Item 1.

 

Issuer

 

(a)

Name of Issuer:
Intevac, Inc. (the “Issuer”)

 

(b)

Address of Issuer’s Principal Executive Offices:
3560 Bassett Street

Santa Clara, CA 95054

 

Item 2.

 

Filing Person

 

(a) – (c) 

Name of Persons Filing; Address; Citizenship:

This statement is being filed by (i) First Eagle Investment Management, LLC (“FEIM”), a registered investment adviser to various funds, including 21 April Fund, Ltd. (“21 April Ltd.”), and a subsidiary of Arnhold and S. Bleichroeder Holdings, Inc. (“ASBH”), (ii) ASBH and (iii) 21 April Ltd. Each of the persons named in this paragraph are referred to herein as a “Reporting Person” and collectively as the “Reporting Persons”.

 

The address of the principal business office of FEIM and ASBH is 1345 Avenue of the Americas, New York, NY 10105.  The registered address of 21 April Ltd. is c/o Citco Fund Services (Cayman Islands) Limited, Regatta Office Park, West Bay Road, P.O. Box 31106 SMB, Grand Cayman KY1-1205, Cayman Islands, British West Indies.

 

See Item 4 of each cover page for citizenship information for the reporting persons.

 

(d)

Title of Class of Securities:
Common Stock

 

(e)

CUSIP Number:
461148108

 

Item 3.

If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

 

FEIM is an investment advisor in accordance with Rule 13d-1(b)(1)(ii)(E). ASBH is a holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).

 

5


 

Item 4.

Ownership.

 

Please see Items 5-9 and 11 for each cover sheet for each reporting person. Additionally, FEIM and ASBH disclaim beneficial ownership in 207,500 of the shares reported by FEIM and ASBH, which are held in separate accounts managed by Michael M. Kellen in his individual capacity.

 

 

Item 5.

Ownership of Five Percent or Less of a Class.

 

Not applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

Various persons have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of the common stock of the Issuer.  No one person’s interest in the common stock of the Issuer is more than five percent of the total outstanding common shares.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

21 April Fund, L.P.

PN

 

First Eagle Value in Biotechnology Master Fund, Ltd.

FI

 

DEF Associates L.P.

PN

 

DEF Associates Ltd.

FI

 

Item 8.

Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9.

Notice of Dissolution of Group.

 

Not applicable.

 

6


 

Item 10.

Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: July 31, 2015

 

 

 

FIRST EAGLE INVESTMENT MANAGEMENT, LLC

 

 

 

 

By:

/s/ Michael M. Kellen

 

Name:

Michael M. Kellen

 

Title:

Vice Chairman and Director

 

 

 

 

ARNHOLD AND S. BLEICHROEDER HOLDINGS, INC.

 

 

 

 

By:

/s/ Michael M. Kellen

 

Name:

Michael M. Kellen

 

Title:

Co-President

 

 

 

 

21 APRIL FUND, LTD.

 

 

 

 

By:

/s/ Michael M. Kellen

 

Name:

Michael M. Kellen

 

Title:

Portfolio Manager

 

7


 

Exhibit A

 

Joint Filing Agreement

 

The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained herein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he, she or it knows or has reason to believe that such information is inaccurate.

 

Dated: July 31, 2015

 

 

 

FIRST EAGLE INVESTMENT MANAGEMENT, LLC

 

 

 

 

By:

/s/ Michael M. Kellen

 

Name:

Michael M. Kellen

 

Title:

Vice Chairman and Director

 

 

 

 

ARNHOLD AND S. BLEICHROEDER HOLDINGS, INC.

 

 

 

 

By:

/s/ Michael M. Kellen

 

Name:

Michael M. Kellen

 

Title:

Co-President

 

 

 

 

21 APRIL FUND, LTD.

 

 

 

 

By:

/s/ Michael M. Kellen

 

Name:

Michael M. Kellen

 

Title:

Portfolio Manager

 

8