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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 10.93 | (3) | 08/19/2020 | Common Stock | 9,611 | 9,611 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BARLOW JAMES R C/O HOME FEDERAL BANK 624 MARKET STREET SHREVEPORT, LA 71101 |
X | Exec. Vice President & COO(4) |
/s/James R. Barlow | 12/27/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to a reorganization exempt under Rule 16b-7, each share of Home Federal Bancorp, Inc. of Louisiana common stock outstanding as of December 22, 2010, was automatically exchanged for 0.9110 shares of common stock of the Issuer, with fractional shares cashed out at a price of $10.00 per share. |
(2) | Includes 2,808 shares (as adjusted pursuant to the reorganization described in footnote (1) above) held in the 2005 Recognition and Retention Plan Trust which reflect the unvested portion of a grant amount originally covering 3,083 shares of Home Federal Bancorp, Inc. of Louisiana common stock that are vesting at a rate of 20% per year commencing on August 19, 2011. |
(3) | Pursuant to a reorganization exempt under Rule 16b-7, each outstanding option to purchase a share of Home Federal Bancorp, Inc. of Louisiana common stock as of December 22, 2010 was automatically exchanged for an option for 0.9110 shares of the Issuer with the exercise price adjusted by a proportional amount. The options are vesting at a rate of 20% per year commencing on August 19, 2011. |
Remarks: (4) Also serves as President and Chief Operating Officer of the Issuer's wholly owned subsidiary, Home Federal Bank. |