/------------------------------/
/ OMB APPROVAL /
/------------------------------/
/ OMB Number: 3235-0287 /
/ Expires: December 31, 2001 /
/ Estimated average burden /
/ hours per response...... 0.5 /
/------------------------------/
+--------+
| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION
+--------+ WASHINGTON, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
[_] Check this box if
no longer subject
to Section 16.
Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities
obligations may Exchange Act of 1934, Section 17(a) of the
continue. See Public Utility Holding Company Act of 1935 or
Instruction 1(b). Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
--------------------------------------------------------------------------------
1. Name and Address of Reporting Person*
Whitney Richard K
--------------------------------------------------------------------------------
(Last) (First) (Middle)
21250 Hawthorne Bl. # 800
--------------------------------------------------------------------------------
(Street)
Torrance CA 90503
--------------------------------------------------------------------------------
(City) (State) (Zip)
--------------------------------------------------------------------------------
2. Issuer Name and Ticker or Trading Symbol Davita Inc. (DVA)
-----------------------------------
3. I.R.S. Identification Number of Reporting Person, if an entity
(voluntary)
--------------
4. Statement for Month/Year 02/2002
---------------------------------------------------
5. If Amendment, Date of Original (Month/Year)
---------------------------------
6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
___ Director X Officer ___ 10% Owner ___ Other
--- (give title below) (specify below)
Chief Financial Officer
----------------------------------------------------------------
7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
----
____ Form filed by More than One Reporting Person
Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
------------------------------------------------------------------------------------------------------------------------------------
1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature
of action action or Disposed of (D) Securities ship of In-
Security Date Code (Instr. 3, 4 and 5) Beneficially Form: direct
(Instr. 3) (Month/ (Instr. 8) Owned at Direct Bene-
Day/ ----------------------------------------------- End of (D) or ficial
Year) Month Indirect Owner-
Code V Amount (A) or Price (Instr. 3 and 4) (I) ship
(D) (Instr. 4) (Instr. 4)
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/04/02 /1/M 5,000 A $ 2.6875 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/04/02 /2/S 5,000 D $ 24.00 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/05/02 /1/M 5,000 A $ 2.6875 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/05/02 /2/S 5,000 D $ 23.96 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/07/02 /1/M 5,000 A $ 2.6875 D
------------------------------------------------------------------------------------------------------------------------------------
(Over)
SEC 1474 (3-99)
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If this form is filed by more than one reporting person, see Instruction
4(b)(v).
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB control number.
/------------------------------/
/ OMB APPROVAL /
/------------------------------/
/ OMB Number: 3235-0287 /
/ Expires: December 31, 2001 /
/ Estimated average burden /
/ hours per response...... 0.5 /
/------------------------------/
+--------+
| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION
+--------+ Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
[_] Check this box if
no longer subject
to Section 16.
Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities
obligations may Exchange Act of 1934, Section 17(a) of the
continue. See Public Utility Holding Company Act of 1935 or
Instruction 1(b). Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
--------------------------------------------------------------------------------
1. Name and Address of Reporting Person*
Whitney Richard K.
--------------------------------------------------------------------------------
(Last) (First) (Middle)
--------------------------------------------------------------------------------
(Street)
--------------------------------------------------------------------------------
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
-----------------------------------
3. I.R.S. Identification Number of Reporting Person, if an entity
(Voluntary)
--------------
4. Statement for Month/Year
---------------------------------------------------
5. If Amendment, Date of Original (Month/Year)
---------------------------------
6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
___ Director ___ Officer ___ 10% Owner ___ Other
(give title below) (specify below)
----------------------------------------------------------------
7. Individual or Joint/Group Filing (Check Applicable Line)
____ Form filed by One Reporting Person
____ Form filed by More than One Reporting Person
Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
------------------------------------------------------------------------------------------------------------------------------------
1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature
of action action or Disposed of (D) Securities ship of In-
Security Date Code (Instr. 3, 4 and 5) Beneficially Form: direct
(Instr. 3) (Month/ (Instr. 8) Owned at Direct Bene-
Day/ ----------------------------------------------- End of (D) or ficial
Year) Month Indirect Owner-
Code V Amount (A) or Price (Instr. 3 and 4) (I) ship
(D) (Instr. 4) (Instr. 4)
------------------------------------------------------------------------------------------------------------------------------------
COMMON STOCK 02/07/02 2S 5,000 D $23.74 D
------------------------------------------------------------------------------------------------------------------------------------
COMMON STOCK 02/11/02 1M 5,000 A $2.6875 D
------------------------------------------------------------------------------------------------------------------------------------
COMMON STOCK 02/11/02 2S 5,000 D $23.21 D
------------------------------------------------------------------------------------------------------------------------------------
COMMON STOCK 02/12/02 1M 5,000 A $2.6875 D
------------------------------------------------------------------------------------------------------------------------------------
COMMON STOCK 02/12/02 2S 5,000 D $23.53 D
------------------------------------------------------------------------------------------------------------------------------------
(Over)
SEC 1474 (3-99)
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If this form is filed by more than one reporting person, see Instruction 4(b)
(v).
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB control Number.
+--------+ /------------------------------/
| FORM 4 | / OMB APPROVAL /
+--------+ /------------------------------/
/ OMB Number: 3235-0287 /
/ Expires: December 31, 2001 /
/ Estimated average burden /
/ hours per response...... 0.5 /
/------------------------------/
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
[_] Check this box if
no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
to Section 16.
Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities
obligations may Exchange Act of 1934, Section 17(a) of the
continue. See Public Utility Holding Company Act of 1935 or
Instruction 1(b). Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
--------------------------------------------------------------------------------
1. Name and Address of Reporting Person*
Whitney Richard K
--------------------------------------------------------------------------------
(Last) (First) (Middle)
--------------------------------------------------------------------------------
(Street)
--------------------------------------------------------------------------------
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
-----------------------------------
3. I.R.S. Identification Number of Reporting Person, if an entity
(voluntary)
--------------
4. Statement for Month/Year
---------------------------------------------------
5. If Amendment, Date of Original (Month/Year)
---------------------------------
6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
___ Director ___ Officer ___ 10% Owner ___ Other
(give title below) (specify below)
----------------------------------------------------------------------------
7. Individual or Joint/Group Filing (Check Applicable Line)
____ Form filed by One Reporting Person
____ Form filed by More than One Reporting Person
Table I-Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
------------------------------------------------------------------------------------------------------------------------------------
1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature
of action action or Disposed of (D) Securities ship of In-
Security Date Code (Instr. 3, 4 and 5) Beneficially Form: direct
(Instr. 3) (Month/ (Instr. 8) Owned at Direct Bene-
Day/ ----------------------------------------------- End of (D) or ficial
Year) Month Indirect Owner-
Code V Amount (A) or Price (Instr. 3 and 4) (I) ship
(D) (Instr. 4) (Instr. 4)
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
COMMON STOCK 02/13/02 1M 5,000 A $2.6875 D
------------------------------------------------------------------------------------------------------------------------------------
COMMON STOCK 02/13/02 2S 5,000 D $24.24 D
------------------------------------------------------------------------------------------------------------------------------------
COMMON STOCK 02/19/02 1M 5,000 A $2.6875 D
------------------------------------------------------------------------------------------------------------------------------------
COMMON STOCK 02/19/02 2S 5,000 D $24.00 D
------------------------------------------------------------------------------------------------------------------------------------
COMMON STOCK 02/21/02 1M 5,000 A $2.6875 D
------------------------------------------------------------------------------------------------------------------------------------
(Over)
SEC 1474 (3-99)
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If this form is filed by more than one reporting person, see Instruction
4(b)(v).
Protential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB control number.
/------------------------------/
/ OMB APPROVAL /
/------------------------------/
/ OMB Number: 3235-0287 /
/ Expires: December 31, 2001 /
/ Estimated average burden /
/ hours per response...... 0.5 /
/------------------------------/
+--------+ UNITED STATES SECURITIES AND EXCHANGE COMMISSION
| FORM 4 | Washington, D.C. 20549
+--------+
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
[_] Check this box if
no longer subject
to Section 16.
Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities
obligations may Exchange Act of 1934, Section 17(a) of the
continue. See Public Utility Holding Company Act of 1935 or
Instruction 1(b). Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
--------------------------------------------------------------------------------
1. Name and Address of Reporting Person*
Whitney Richard K
--------------------------------------------------------------------------------
(Last) (First) (Middle)
--------------------------------------------------------------------------------
(Street)
--------------------------------------------------------------------------------
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
-----------------------------------
3. I.R.S. Identification Number of Reporting Person, if an entity
(voluntary)
--------------
4. Statement for Month/Year
---------------------------------------------------
5. If Amendment, Date of Original (Month/Year)
---------------------------------
6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
___ Director ___ Officer ___ 10% Owner ___ Other
(give title below) (specify below)
----------------------------------------------------------------
7. Individual or Joint/Group Filing (Check Applicable Line)
____ Form filed by One Reporting Person
____ Form filed by More than One Reporting Person
Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
------------------------------------------------------------------------------------------------------------------------------------
1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature
of action action or Disposed of (D) Securities ship of In-
Security Date Code (Instr. 3, 4 and 5) Beneficially Form: direct
(Instr. 3) (Month/ (Instr. 8) Owned at Direct Bene-
Day/ ----------------------------------------------- End of (D) or ficial
Year) Month Indirect Owner-
Code V Amount (A) or Price (Instr. 3 and 4) (I) ship
(D) (Instr. 4) (Instr. 4)
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
COMMON STOCK 02/21/02 2S 5,000 D $ 23.93 D
------------------------------------------------------------------------------------------------------------------------------------
COMMON STOCK 02/22/02 1M 5,000 A $2.6875 D
------------------------------------------------------------------------------------------------------------------------------------
COMMON STOCK 02/22/02 2S 5,000 D $ 23.01 $20,711 D
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
(Over)
SEC 1474 (3-99)
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If this form is filed by more than one reporting person, see Instruction 4(b)
(v).
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB control number.
FORM 4 (continued)
Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv-
Security (Instr. 3) sion or action tion Code ative Securities
Exercise Date (Instr. 8) Acquired (A) or
Price of (Month/ Disposed of (D)
Deriv- Day/ (Instr. 3, 4, and 5)
ative Year)
Security
---------------------------------------------------------
Code V (A) (D)
------------------------------------------------------------------------------------------------------------------------------------
STOCK OPTIONS (RIGHT TO BUY) $2.6875 02/04/02 4M 5,000
------------------------------------------------------------------------------------------------------------------------------------
STOCK OPTIONS (RIGHT TO BUY) $2.6875 02/05/02 4M 5,000
------------------------------------------------------------------------------------------------------------------------------------
STOCK OPTIONS (RIGHT TO BUY) $2.6875 02/07/02 4M 5,000
------------------------------------------------------------------------------------------------------------------------------------
STOCK OPTIONS (RIGHT TO BUY) $2.6875 02/11/02 4M 5,000
------------------------------------------------------------------------------------------------------------------------------------
STOCK OPTIONS (RIGHT TO BUY) $2.6875 02/12/02 4M 5,000
------------------------------------------------------------------------------------------------------------------------------------
STOCK OPTIONS (RIGHT TO BUY) $2.6875 02/13/02 4M 5,000
------------------------------------------------------------------------------------------------------------------------------------
STOCK OPTIONS (RIGHT TO BUY) $2.6875 02/19/02 4M 5,000
------------------------------------------------------------------------------------------------------------------------------------
STOCK OPTIONS (RIGHT TO BUY) $2.6875 02/21/02 4M 5,000
------------------------------------------------------------------------------------------------------------------------------------
STOCK OPTIONS (RIGHT TO BUY) $2.6875 02/22/02 4M 5,000
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
------------------------------------------------------------------------------------------------------------------------------------
6. Date Exer- 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Na-
cisable and Underlying Securities of of Deriv- ship ture
Expiration (Instr. 3 and 4) Deriv- ative Form of In-
Date ative Secur- of De- direct
(Month/Day/ Secur- ities rivative Bene-
Year) ity Bene- Securities ficial
(Instr. ficially Bene- Owner-
-------------------------------------------- 5) Owned ficially ship
Date Expira- Amount or at End Owned at (Instr.
Exer- tion Title Number of of End of 4)
cisable Date Shares Month Month(1)
(Instr. 4) (Instr. 4)
------------------------------------------------------------------------------------------------------------------------------------
03/29/01 03/29/05 Common Stock 5,000 $0 D
------------------------------------------------------------------------------------------------------------------------------------
03/29/01 03/29/05 Common Stock 5,000 $0 D
------------------------------------------------------------------------------------------------------------------------------------
03/29/01 03/29/05 Common Stock 5,000 $0 D
------------------------------------------------------------------------------------------------------------------------------------
03/29/01 03/29/05 Common Stock 5,000 $0 D
------------------------------------------------------------------------------------------------------------------------------------
03/29/01 03/29/05 Common Stock 5,000 $0 D
------------------------------------------------------------------------------------------------------------------------------------
03/29/01 03/29/05 Common Stock 5,000 $0 D
------------------------------------------------------------------------------------------------------------------------------------
03/29/01 03/29/05 Common Stock 5,000 $0 D
------------------------------------------------------------------------------------------------------------------------------------
03/29/01 03/29/05 Common Stock 5,000 $0 D
------------------------------------------------------------------------------------------------------------------------------------
03/29/01 03/29/05 Common Stock 5,000 $0 215,985 D
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses:
SEE ATTACHED PAGE
/s/ Richard K. Whitney 3/8/02
** Intentional misstatements or omissions of facts constitute Federal ------------------------------- -------------
Criminal Violations. **Signature of Reporting Person Date
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Page 2
Note: File three copies of this Form, one of which must be manually WHITNEY, RICHARD K. SEC1474(3-99)
signed. 21250 HAWTHORNE Bl; SUITE 800
If space provided is insufficient, see Instruction 6 for procedure. TORRANCE, CA 90503
DAVITA INC. (DVA)
Potential persons who are to respond to the collection of information 02/2002
contained in this form are not required to respond unless the form displays
a currently valid OMB Number.
FORM 4 (Continued) Explanation of Responses
Note: 1 The acquisition of these shares occurred in accordance with a Rule
10b5-1 Sales Plan.
Note: 2 The sale of these shares was completed in accordance with a Rule 10b5-1
Sales Plan.
Note: 3 Includes 1,229 Shares acquired under the Company's Employee Stock
Purchase Plan in January 2002.
Note: 4 The exercise of these options was completed in accordance with a Rule
10b5-1 Sales Plan.