THIS DOCUMENT IS A COPY OF THE SCHEDULE 13G/A FILED ON FEBRUARY 15, 2001
PURSUANT TO A RULE 201 TEMPORARY HARDSHIP EXEMPTION.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 3)*
NEW CENTURY FINANCIAL CORPORATION
---------------------------------
(Name of Issuer)
COMMON STOCK
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(Title of Class of Securities)
64352 D 10 1
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(CUSIP Number)
December 31, 2000
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13G/A
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CUSIP NO. 64352 D 10 1 Page 2 of 8 Pages
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1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
BAPTIST FOUNDATION OF ARIZONA
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Arizona
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
881,269
NUMBER OF ------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 881,269
PERSON ------------------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
0
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
881,269
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.0%, based upon 14,793,891 shares outstanding at 10/31/00.
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12 TYPE OF REPORTING PERSON*
OO
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SCHEDULE 13G/A
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CUSIP NO. 64352 D 10 1 Page 3 of 8 Pages
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1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
FOUNDATION ADMINISTRATIVE SERVICES, INC.
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Arizona
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
881,269
NUMBER OF ------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 881,269
PERSON ------------------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
0
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
881,269
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.0%, based upon 14,793,891 shares outstanding at 10/31/00.
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
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SCHEDULE 13G/A
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CUSIP NO. 64352 D 10 1 Page 4 of 8 Pages
---------------------- -----------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
THE FOUNDATION COMPANIES, INC.
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Arizona
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
881,269
NUMBER OF ------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 881,269
PERSON ------------------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
0
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
881,269
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.0%, based upon 14,793,891 shares outstanding at 10/31/00.
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
OO
-----------------------------------------------------------------------------
SCHEDULE 13G/A
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CUSIP NO. 64352 D 10 1 Page 5 of 8 Pages
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ITEM 1(a) NAME OF ISSUER:
New Century Financial Corporation
ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
18400 Von Karman, Suite 1000, Irvine, California 92612
ITEM 2(a) NAME OF PERSON FILING:
Baptist Foundation of Arizona, Foundation Administrative Services,
Inc., The Foundation Companies, Inc.
ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
Baptist Foundation of Arizona, Foundation Administrative Services,
Inc., The Foundation Companies, Inc., 1313 East Osborn Road, Suite
250, P.O. Box 33339, Phoenix, Arizona 85067
ITEM 2(c) CITIZENSHIP:
Baptist Foundation of Arizona: Arizona
Foundation Administrative Services, Inc.: Arizona
The Foundation Companies, Inc.: Arizona
ITEM 2(d) TITLE OF CLASS OF SECURITIES:
Common Stock, $.01 par value ("Issuer Common")
ITEM 2(e) CUSIP NUMBER:
64352 D 10 1
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B),
CHECK WHETHER THE PERSON FILING IS A:
Not applicable.
SCHEDULE 13G/A
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CUSIP NO. 64352 D 10 1 Page 6 of 8 Pages
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ITEM 4. OWNERSHIP.
Baptist Foundation of Arizona
(a) AMOUNT BENEFICIALLY OWNED: 881,269 (1)
(b) PERCENT OF CLASS: 6.0%
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) sole power to vote or to direct the vote: 881,269
(ii) shared power to vote or to direct the vote: 0
(iii) sole power to dispose or to direct the disposition of:
881,269
(iv) shared power to dispose or to direct the disposition of: 0
Foundation Administrative Services, Inc.
(a) AMOUNT BENEFICIALLY OWNED: 881,269 (1)
(b) PERCENT OF CLASS: 6.0%
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) sole power to vote or to direct the vote: 881,269
(ii) shared power to vote or to direct the vote: 0
(iii) sole power to dispose or to direct the disposition of:
881,269
(iv) shared power to dispose or to direct the disposition of: 0
The Foundation Companies, Inc.
(a) AMOUNT BENEFICIALLY OWNED: 881,269 (1)
(b) PERCENT OF CLASS: 6.0%
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) sole power to vote or to direct the vote: 881,269
(ii) shared power to vote or to direct the vote: 0
(iii) sole power to dispose or to direct the disposition of:
881,269
(iv) shared power to dispose or to direct the disposition of: 0
(1) 881,269 shares are owned of record by The Foundation Companies,
Inc., which is a wholly-owned subsidiary of Foundation
Administrative Services, Inc., which is a wholly-owned subsidiary
of Baptist Foundation of Arizona.
SCHEDULE 13G/A
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CUSIP NO. 64352 D 10 1 Page 7 of 8 Pages
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ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the
following [ ]
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATION
Not applicable.
SCHEDULE 13G/A
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CUSIP NO. 64352 D 10 1 Page 8 of 8 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 13, 2001
BAPTIST FOUNDATION OF ARIZONA
By: /s/ Mark A. Roberts
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Mark A. Roberts
Acting Chief Financial Officer
FOUNDATION ADMINISTRATIVE SERVICES, INC.
By: /s/ Mark A. Roberts
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Mark A. Roberts
Acting Chief Financial Officer
THE FOUNDATION COMPANIES, INC.
By: /s/ Mark A. Roberts
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Mark A. Roberts
Acting Chief Financial Officer