UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-Q/A
(Amendment No. 1)
(Mark One)
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Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 |
For the Quarterly Period Ended March 31, 2009
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Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934 |
For the Transition period from to
Commission File Number: 000-51904
HOME BANCSHARES, INC.
(Exact Name of Registrant as Specified in Its Charter)
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| Arkansas
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71-0682831 |
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| (State or other jurisdiction of
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(I.R.S. Employer |
| incorporation or organization)
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Identification No.) |
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| 719 Harkrider, Suite 100, Conway, Arkansas
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72032 |
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| (Address of principal executive offices)
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(Zip Code) |
(501) 328-4770
(Registrant’s telephone number, including area code)
Not Applicable
Former name, former address and former fiscal year, if changed since last report
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by
Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for
such shorter period that the registrant was required to file such reports), and (2) has been
subject to such filing requirements for the past 90 days.
Yes þ No o
Indicate by check mark whether the registrant has submitted electronically and posted on its
corporate Web site, if any, every Interactive Data File required to be submitted and posted
pursuant to Rule 405 of Regulation S-T during the preceding 12 months
(or for such shorter period that the registrant was required to submit and post such files).
Yes o No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer,
a non-accelerated filer, or a smaller reporting company.
See the definitions of “large
accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
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| Large accelerated filer o |
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Accelerated filer þ |
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Non-accelerated filer o
(Do not check if a smaller reporting company) |
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Smaller reporting company o |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the
Exchange Act). Yes o No þ
Indicate the number of shares outstanding of each of the registrant’s classes of common stock, as
of the latest practical date.
Common Stock Issued and Outstanding: 19,885,859 shares as of April 29, 2009.
EXPLANATORY NOTE
Home BancShares, Inc. is filing this amendment (the “Form 10-Q/A”) to our quarterly report on
Form 10-Q for the quarter ended March 31, 2009 (the “Form 10-Q”) filed on May 6, 2009. The Form
10-Q/A is being filed solely to add the following information to Part II, Item 4 Submission of
Matters to a Vote of Security Holders of the Form 10-Q, which was inadvertently omitted.
This Form 10-Q/A should be read in conjunction with the original Form 10-Q, which continues to
speak as of the date of the Form 10-Q. Except as specifically noted above, this Form 10-Q/A does
not modify or update disclosures in the original Form 10-Q. Accordingly, this Form 10-Q/A does not
reflect events occurring after the filing of the Form 10-Q or modify or update any related or other
disclosures.
PART II: OTHER INFORMATION
Item 4: Submission of Matters to a Vote of Security Holders
A Special Meeting of Shareholders of the Company was held on January 9, 2009. This Special
Meeting was held to obtain approval of an amendment to the Restated Articles of Incorporation to
amend the terms of the authorized shares of Preferred Stock. The proposed amendment was approved
with votes cast as follows: 11,253,050 votes for, 2,091,149 votes against and 8,546 votes
abstaining.
Item 6: Exhibits
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31.1 |
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CEO Certification Pursuant Rule 13a-14(a)/15d-14(a) |
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31.2 |
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CFO Certification Pursuant Rule 13a-14(a)/15d-14(a) |
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32.1 |
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CEO Certification Pursuant 18 U.S.C. Section 1350, as adopted
pursuant to section 906 of the Sarbanes — Oxley Act of 2002 |
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32.2 |
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CFO Certification Pursuant 18 U.S.C. Section 1350, as adopted
pursuant to section 906 of the Sarbanes — Oxley Act of 2002 |
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