þ | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Delaware (State or other jurisdiction of incorporation or organization) |
98-0517725 (I.R.S. employer identification number) |
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5301 Legacy Drive, Plano, Texas (Address of principal executive offices) |
75024 (Zip code) |
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(Do not check if a smaller reporting company) |
2.1 | Separation and Distribution Agreement between Cadbury Schweppes plc and Dr Pepper Snapple Group, Inc. and, solely for certain provisions set forth therein, Cadbury plc, dated as of May 1, 2008 (filed as Exhibit 2.1 to the Companys Current Report on Form 8-K (filed on May 5, 2008) and incorporated herein by reference). | |
3.1 | Amended and Restated Certificate of Incorporation of Dr Pepper Snapple Group, Inc. (filed as Exhibit 3.1 to the Companys Current Report on Form 8-K (filed on May 12, 2008) and incorporated herein by reference). | |
3.2 | Amended and Restated By-Laws of Dr Pepper Snapple Group, Inc. (filed as Exhibit 3.1 to the Companys Current Report on Form 8-K (filed on July 16, 2009) and incorporated herein by reference). | |
4.1 | Indenture, dated April 30, 2008, between Dr Pepper Snapple Group, Inc. and Wells Fargo Bank, N.A. (filed an Exhibit 4.1 to the Companys Current Report on Form 8-K (filed on May 1, 2008) and incorporated herein by reference). | |
4.2 | Form of 6.12% Senior Notes due 2013 (filed as Exhibit 4.2 to the Companys Current Report on Form 8-K (filed on May 1, 2008) and incorporated herein by reference). | |
4.3 | Form of 6.82% Senior Notes due 2013 (filed as Exhibit 4.3 to the Companys Current Report on Form 8-K (filed on May 1, 2008) and incorporated herein by reference). | |
4.4 | Form of 7.45% Senior Notes due 2013 (filed as Exhibit 4.4 to the Companys Current Report on Form 8-K (filed on May 1, 2008) and incorporated herein by reference). | |
4.5 | Registration Rights Agreement, dated April 30, 2008, between Dr Pepper Snapple Group, Inc., J.P. Morgan Securities Inc., Banc of America Securities LLC, Goldman, Sachs & Co., Morgan Stanley & Co. Incorporated, UBS Securities LLC, BNP Paribas Securities Corp., Mitsubishi UFJ Securities International plc, Scotia Capital (USA) Inc., SunTrust Robinson Humphrey, Inc., Wachovia Capital Markets, LLC and TD Securities (USA) LLC (filed as Exhibit 4.5 to the Companys Current Report on Form 8-K (filed on May 1, 2008) and incorporated herein by reference). | |
4.6 | Supplemental Indenture, dated May 7, 2008, among Dr Pepper Snapple Group, Inc., the subsidiary guarantors named therein and Wells Fargo Bank, N.A., as trustee (filed as Exhibit 4.1 to the Companys Current Report on Form 8-K (filed on May 12, 2008) and incorporated herein by reference). |
4.7 | Second Supplemental Indenture dated March 17, 2009, to be effective as of December 31, 2008, among Splash Transport, Inc., as a subsidiary guarantor, Dr Pepper Snapple Group, Inc., and Wells Fargo Bank, N.A., as trustee (filed as Exhibit 4.8 to the Companys Annual Report on Form 10-K (filed on March 26, 2009) and incorporated herein by reference). | |
4.8 | Registration Rights Agreement Joinder, dated May 7, 2008, by the subsidiary guarantors named therein (filed as Exhibit 4.2 to the Companys Current Report on Form 8-K (filed on May 12, 2008) and incorporated herein by reference). | |
4.9 | Third Supplemental Indenture, dated October 19, 2009, among 234DP Aviation, LLC, as a subsidiary guarantor; Dr Pepper Snapple Group, Inc., and Wells Fargo Bank, N.A., as trustee (filed as Exhibit 4.9 to the Companys Quarterly Report on Form 10-Q (filed November 5, 2009) and incorporated herein by reference). | |
4.10 | Indenture, dated as of December 15, 2009, between Dr Pepper Snapple Group, Inc. and Wells Fargo Bank, N.A., as trustee (filed as Exhibit 4.1 to the Companys Current Report on Form 8-K (filed on December 23, 2009) and incorporated herein by reference). | |
4.11 | First Supplemental Indenture, dated as of December 21, 2009, among Dr Pepper Snapple Group, Inc., the guarantors party thereto and Wells Fargo Bank, N.A., as trustee (filed as Exhibit 4.2 to the Companys Current Report on Form 8-K (filed on December 23, 2009) and incorporated herein by reference). | |
4.12 | 1.70% Senior Notes due 2011 (in global form) (filed as Exhibit 4.3 to the Companys Current Report on Form 8-K (filed on December 23, 2009) and incorporated herein by reference). | |
4.13 | 2.35% Senior Notes due 2012 (in global form) (filed as Exhibit 4.4 to the Companys Current Report on Form 8-K (filed on December 23, 2009) and incorporated herein by reference). | |
10.1 | Letter Agreement, dated June 7, 2010, between Dr Pepper/Seven Up, Inc. and The Coca-Cola Company (filed as Exhibit 10.1 to the Companys Current Report on Form 8-K (filed on June 7, 2010) and incorporated herein by reference). | |
12.1** | Computation of Ratio of Earnings to Fixed Charges. | |
31.1** | Certification of Chief Executive Officer of Dr Pepper Snapple Group, Inc. pursuant to Rule 13a-14(a) or 15d-14(a) promulgated under the Exchange Act. | |
31.2** | Certification of Chief Financial Officer of Dr Pepper Snapple Group, Inc. pursuant to Rule 13a-14(a) or 15d-14(a) promulgated under the Exchange Act. | |
32.1*** | Certification of Chief Executive Officer of Dr Pepper Snapple Group, Inc. pursuant to Rule 13a-14(b) or 15d-14(b) promulgated under the Exchange Act, and Section 1350 of Chapter 63 of Title 18 of the United States Code. | |
32.2*** | Certification of Chief Financial Officer of Dr Pepper Snapple Group, Inc. pursuant to Rule 13a-14(b) or 15d-14(b) promulgated under the Exchange Act, and Section 1350 of Chapter 63 of Title 18 of the United States Code. | |
101* | The following financial information from Dr Pepper Snapple Group, Inc.s Quarterly Report on Form 10-Q for the quarter ended June 30, 2010, formatted in XBRL (eXtensible Business Reporting Language): (i) Condensed Consolidated Statements of Operations for the three and six months ended June 30, 2010 and 2009, (ii) Condensed Consolidated Balance Sheets as of June 30, 2010 and December 31, 2009, (iii) Condensed Consolidated Statements of Cash Flows for the six months ended June 30, 2010 and 2009, and (iv) the Notes to Condensed Consolidated Financial Statements. |
* | Furnished herewith. | |
** | Filed as an exhibit to Dr Pepper Snapple Group, Inc.s Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2010. | |
*** | Furnished as an exhibit to Dr Pepper Snapple Group, Inc.s Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2010. |
Date: August 23, 2010
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/s/ Martin M. Ellen
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Executive Vice President and Chief Financial Officer of | ||||
Dr Pepper Snapple Group, Inc. |