Transaction Valuation*
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Amount of Filing Fee**
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$7,584,496,365
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$869,183.28
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*
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Estimated for purposes of calculating the filing fee only. This amount assumes the purchase of all 122,327,021 shares of common stock of Illumina all 10,238,771 shares of common stock of Illumina subject to issuance pursuant to options, all 3,300,661 shares of common stock of Illumina subject to issuance pursuant to outstanding restricted stock units and approximately 12,849,162 shares of common stock of Illumina subject to issuance upon conversion of Illumina’s outstanding convertible notes, each as of January 31, 2012 as set forth in Illumina’s Solicitation/Recommendation Statement on Schedule 14D-9 filed with the Securities and Exchange Commission on February 7, 2012.
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**
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The amount of the filing fee is calculated in accordance with Rule 0-11 of the Securities Exchange Act of 1934, as amended, by multiplying the transaction valuation by .00011460.
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R
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Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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Amount Previously Paid:
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$753,976.85
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Filing Party:
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CKH Acquisition Corporation
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Form or Registration No.:
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SC TO-T
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Date Filed:
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January 27, 2012
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Amount Previously Paid:
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$115,206.43
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Filing Party:
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CKH Acquisition Corporation
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Form or Registration No.:
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SC TO-T/A
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Date Filed:
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March 29, 2012
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£
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Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
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R
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third-party tender offer subject to Rule 14d-1.
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£
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issuer tender offer subject to Rule 13e-4.
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£
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going-private transaction subject to Rule 13e-3.
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£
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amendment to Schedule 13D under Rule 13d-2.
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CKH ACQUISITION CORPORATION
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|||
By: | /s/ Bruce Resnick | ||
Name: | Bruce Resnick | ||
Title: | President |
ROCHE HOLDING LTD
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|||
By: | /s/ Dr. Gottlieb Keller | ||
Name: | Gottlieb Keller | ||
Title: | Authorized Signatory |
By: | /s/ Dr. Beat Kraehenmann | ||
Name: | Beat Kraehenmann | ||
Title: | Authorized Signatory |
Exhibit No.
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Description
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(a)(1)(i)
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Offer to Purchase dated January 27, 2012.*
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(a)(1)(ii)
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Letter of Transmittal (including the Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9).*
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(a)(1)(iii)
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Notice of Guaranteed Delivery.*
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(a)(1)(iv)
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Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.*
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(a)(1)(v)
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Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.*
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(a)(1)(vi)
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Summary Advertisement dated January 27, 2012.*
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(a)(5)(i)
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Press Release issued by Roche Holding Ltd, dated January 27, 2012.*
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(a)(5)(ii)
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Roche Memorandum to Global Sales Teams, dated January 27, 2012.*
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(a)(5)(iii)
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Transcript of Video Message to Roche Employees, dated January 30, 2012.*
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(a)(5)(iv)
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Press Release issued by Roche Holding Ltd, dated January 31, 2012.*
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(a)(5)(v)
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Press Release issued by Roche Holding Ltd, dated February 1, 2012.*
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(a)(5)(vi)
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Transcript of Roche Holding AG Earnings Call dated February 1, 2012.*
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(a)(5)(vii)
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Transcript of Roche Holding AG Earnings Call dated February 3, 2012.*
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(a)(5)(viii)
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Transcript of Roche Investors/Analysts Conference London Diagnostics Session 1, dated February 1, 2012.*
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(a)(5)(ix)
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Transcript of Roche Investors/Analysts Conference London Diagnostics Session 2, dated February 1, 2012.*
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(a)(5)(x)
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Transcript of Roche Investors/Analysts Conference London Strategy & Finance Session 1, dated February 1, 2012.*
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(a)(5)(xi)
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Transcript of Roche Investors/Analysts Conference London Strategy & Finance Session 2, dated February 1, 2012.*
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(a)(5)(xii)
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Press Release issued by Roche Holding Ltd, dated February 8, 2012.*
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(a)(5)(xiii)
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Transcript of Roche Investors/Analysts Conference New York Strategy & Finance, dated February 3, 2012.*
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(a)(5)(xiv)
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Transcript of Roche Investors/Analysts Conference New York Diagnostics, dated February 3, 2012.*
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(a)(5)(xv)
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Transcript of Roche Annual Media Conference, dated February 1, 2012.*
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(a)(5)(xvi)
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Press Release issued by Roche Holding Ltd, dated February 27, 2012.*
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(a)(5)(xvii)
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Investor Presentation, dated February 2012.* |
(a)(5)(xviii) |
2012 Annual General Meeting Press Release issued by Roche Holding Ltd, dated March 6, 2012.*
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(a)(5)(xix) | 2012 Annual General Meeting Address given by Franz B. Humer, dated March 6, 2012.* |
(a)(5)(xx) | 2012 Annual General Meeting Address given by Severin Schwan, dated March 6, 2012.* |
(a)(5)(xxi)
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Press Release issued by Roche Holding Ltd, dated March 13, 2012.*
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(a)(5)(xxii)
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Press Release issued by Roche Holding Ltd, dated March 20, 2012.*
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(a)(5)(xxiii)
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Letter to Illumina shareholders from Severin Schwan, dated March 20, 2012.*
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(a)(5)(xxiv) |
Press Release issued by Roche Holding Ltd, dated March 26, 2012.*
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(a)(5)(xxv) |
Press Release issued by Roche Holding Ltd, dated March 29, 2012.*
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(a)(5)(xxvi) | Investor Presentation, dated March 2012.* |
(a)(5)(xxvii) |
Press Release issued by Roche Holding Ltd, dated April 3, 2012.*
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(a)(5)(xxviii)
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Response to Illumina’s Key Claims, dated April 2012.*
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(a)(5)(xxix)
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Investor Presentation, dated April 2012.*
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(a)(5)(xxx)
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Press Release issued by Roche Holding Ltd, dated April 4, 2012.*
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(a)(5)(xxxi)
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Press Release issued by Roche Holding Ltd, dated April 6, 2012.*
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(a)(5)(xxxii)
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Press Release issued by Roche Holding Ltd, dated April 11, 2012.*
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(a)(5)(xxxiii)
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Press Release issued by Roche Holding Ltd, dated April 12, 2012.* |
(a)(5)(xxxiv)
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Press Release issued by Roche Holding Ltd, dated April 18, 2012.*
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(b) |
Not applicable.
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(c)
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Not applicable.
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(d)
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Not applicable.
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(f)
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Not applicable.
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(g)
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Not applicable.
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(h)
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Not applicable.
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